Counsel - 40 Act / Reg'd Funds
3 months ago
Ideal Profile below:
~3-10 years investment management experience. In-house experience within investment management/asset management and/or big law firm experience is preferred.
Experience working with funds governed by the Investment Company Act of 1940 (i.e., mutual funds, registered funds, closed end funds, interval funds, ETFs, BDCs)
Experience monitoring new regulatory mandates, rules, and requirements.
Draft, negotiate and review various types of legal agreements and regulatory documents.
Strong time management skills and efficient utilization of technology.
Demonstrated ability to provide practical, business-oriented legal advice and recommendations.
High level of integrity and professionalism.
Entrepreneurial spirit; ability to implement new measures that promote a culture of compliance.
This position is ideal for a talented and motivated attorney who excels in a collaborative and international environment.
For a more detailed discussion in confidence, please apply with your resume.
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Counsel - 40 Act / Reg'd Funds
3 weeks ago
Jersey City, United States eFinancialCareers Full timeIdeal Profile below: ~3-10 years investment management experience. In-house experience within investment management/asset management and/or big law firm experience is preferred. Experience working with funds governed by the Investment Company Act of 1940 (i.e., mutual funds, registered funds, closed end funds, interval funds, ETFs, BDCs) Experience...
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In-House: Legal Counsel – 40 Act/Securities Attorney
2 months ago
new york city, United States McCormack Schreiber Legal Search Full timeAbout the Position:McCormack Schreiber has another exciting exclusive search! Our client, an established global private markets investment manager, has an immediate need for a lawyer with strong 40 Act/securities experience to join its thriving Legal and Compliance team as a Legal Counsel in its Chicago or New York office. This company’s clients include...
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new york city, United States Larson Maddox Full timeWe are currently partnered with a Global Investment Bank that is looking to expand their Investment Management business. This individual will provide legal advice in regard to the firm's public and private funds. You will have the ability to collaborate throughout the business with legal and regulatory professionals on all legal matters relating to...
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Counsel (Asset Management) - New York
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AVP Legal-Fund Formation
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