Senior Auditor
3 days ago
The Senior Auditor will be responsible for leading, performing walk throughs, and executing audits.
Client Details
Our client is an international financial services firm.
Description
- Conduct internal audits, including planning, testing, and reporting, to evaluate the effectiveness of risk management and control processes.
- Collaborate with specialized teams, such as Data Analytics and Technology Audit, to enhance audit scope and findings.
- Provide recommendations to mitigate risks and ensure compliance with internal policies and regulatory standards.
- Prepare reports and communicate audit findings to senior management and stakeholders.
- Stay informed about industry trends, regulatory updates, and best practices to ensure effective auditing.
- Conduct audits to ensure compliance with the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations.
- Review the compliance of broker-dealer operations with FINRA regulations and SEC rules.
Profile
- Bachelor's Degree in Accounting, Finance or other relevant degrees.
- Certifications such as CPA or CIA is preferred but not required.
- 5+ years of Internal Audit experience.
- Knowledge of banking regulations, internal control frameworks, and corporate governance.
- Strong analytical, communication, and organizational skills, with the ability to manage multiple projects.
Job Offer
- Hybrid Schedules
- Health, dental, vision, and well-being benefits - FULLY COVERED
- 401(k) savings and retirement plans.
- Educational Assistance
- Reimbursement plans
- Innovative flex time off policy
- Employee Assistance Program
- Parental benefits
MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
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