Business Analyst for
5 months ago
• Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
• Documentation of all required meeting materials
• Risk and issue identification, communication and resolution.
• Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.
• Objectives planning, defining scope and deliverables
• Project plan development including activity planning, sequencing and resource management
• Prime Brokerage Experience in Client Services; Risk; Compliance.
• Understanding of Margin Requirement and support Collateral Margin Management.
• Participate in credit and margin industry roundtable discussions
• Keep track of new rules and requirements.
• Research regulatory impact of new business initiatives on margin policies.
• Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our inter-affiliate transactions
• Continue to improve automation for all aspects of regulatory requirements.
• Further document and improve regulatory controls and procedures.
• Participate in external audits and queries from regulators and auditors
Skills:
• Delivery of large multi-functional projects.
• Experience in the development of program documentation as noted above
• Ability to present well and communicate clearly
• Ability to multitask and work in a team environment
• Excel, Word, PowerPoint skills a requirement
• Five-plus years of margin operations experience related to Regulation T, Client Rule 4210
• Prior experience in a highly automated environment and the ability to recommend a system or process improvements is a plus.
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