Business Analyst for Primary Dealership

5 months ago


New York, United States HexaQuEST Global, Inc. Full time
Mandatory Skills: Business Analyst, Primary Dealership, and FR2004 Reporting.

Duties:
• Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
• Documentation of all required meeting materials
• Risk and issue identification, communication and resolution.
• Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.
• Objectives planning, defining scope and deliverables
• Project plan development including activity planning, sequencing and resource management
• Research regulatory impact of new business initiatives on margin policies.
• Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our inter-affiliate transactions
• Continue to improve automation for all aspects of regulatory requirements.
• Further document and improve regulatory controls and procedures.
• Participate in external audits and queries from regulators and auditors

Skills:
• Delivery of large multi-functional projects.
• Experience in the development of program documentation as noted above
• Ability to present well and communicate clearly
• Ability to multitask and work in a team environment
• Excel, Word, PowerPoint skills a requirement
• Five-plus years of margin operations experience related to Regulation T, Client Rule 4210
• Prior experience in a highly automated environment and the ability to recommend a system or process improvements is a plus.

Key Word - "Primary Dealership" and "FR2004 Reporting"

Experience dealing with primary dealers to report their trading activities and their cash and financing positions in Treasury and other securities.
  • Key Word - "Primary Dealership"
  • Experience dealing with primary dealers to report their trading activities and their cash and financing positions in Treasury and other securities.
  • People who have worked in the past for below companies - Managing Government BONDS:
    • ASL Capital Markets Inc.
    • Bank of Montreal, Chicago Branch
    • Bank of Nova Scotia, New York Agency
    • BNP Paribas Securities Corp.
    • Brokerage Firm Capital Inc.
    • Client Securities, Inc.
    • Cantor Fitzgerald & Co.
    • Banking Global Markets Inc.
    • Daiwa Capital Markets America Inc.
    • our Client Securities Inc.
    • Client & Co. LLC
    • HClient Securities (USA) Inc.
    • Jefferies LLC
    • J.P. Morgan Securities LLC
    • Mizuho Securities USA LLC
    • Brokerage & Co. LLC
    • NatWest Markets Securities Inc.
    • Nomura Securities International, Inc.
    • RBC Capital Markets, LLC
    • Santander US Capital Markets LLC
    • Societe Generale, New York Branch
    • TD Securities (USA) LLC
    • Banking Securities LLC.
    • Wells Fargo Securities, LLC

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