Head of Wealth Planning

4 days ago

Cincinnati, United States Allworth Financial Full time

Allworth Financial (www.allworthfinancial.com) is an independent investment financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth Financial delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement.

Allworth Financial is a high growth, private equity backed, multi branch Registered Investment Advisor. Founded in Sacramento, California, in 1993 Allworth is primarily a fee-based, employee-centric fiduciary advisory firm, that prides itself on emphasizing client well-being and education. The business is a multi-billion dollar firm and is on track for continued growth through both acquisitions and strong organic growth. Allworth is considered a great place to work and was once again given the prestigious "Circle of Excellence" award by the National Business Research Institute for employee and client satisfaction in 2021, placing it among the best-loved brands in America. Allworth Financial was also recognized as a Barron's Top 40 RIA in 2022.

Head of Wealth Planning

The Head of Wealth Planning at Allworth Financial is a senior leadership role responsible for steering the firm's overall financial planning methodology. This role encompasses leadership in key areas such as Financial Planning, Retirement Planning, Investment Products, Risk and Insurance, Estate Planning, and Tax Planning. The successful candidate will lead a centralized team of wealth planning experts, manage Allworth's wealth planning toolset, and oversee integrated service delivery teams specializing in Insurance and Estate Planning. This role also requires coordination with various departments to assess and implement new tools, products, and services, and to ensure that Allworth remains at the forefront of financial planning practices.

Key Responsibilities:

Strategic Leadership:

  • Develop and provide strategic leadership for Allworth Financials' comprehensive wealth planning methodology, ensuring it aligns with the firm's goals and client needs.
  • Lead the evolution of wealth planning strategies across Financial Planning, Retirement Planning, Investment Products, Risk and Insurance, Estate Planning, and Tax Planning.
Team Leadership:
  • Oversee a centralized team of financial planning experts who serve as a resource across the Allworth advisor population, offering consultation and support in developing comprehensive wealth planning strategies.
  • Foster a collaborative environment that encourages innovation, professional growth, and the consistent delivery of high-quality wealth planning services.
Wealth Planning Toolset Management:
  • Own and manage Allworth's financial planning toolset, ensuring its effective use across the organization and assessing opportunities for new and upgraded capabilities.
  • Evaluate and implement new tools and products that enhance the wealth planning process, improve efficiency, and deliver value to both clients and advisors.
Integrated Service Delivery:
  • Lead and coordinate integrated service delivery teams specializing in Insurance and Estate Planning, ensuring these services are effectively integrated into the broader wealth planning framework used by Allworth's Financial Advisors.
  • Oversee client engagement strategies in these areas, ensuring high-quality service delivery and client satisfaction.
Collaboration & Training:
  • Work closely with the Head of Practice Management and other stakeholders to develop and deliver training programs that enhance wealth planning and product execution capabilities across the advisor network.
  • Ensure planning methodologies are aligned with the latest industry trends, tools, and best practices, equipping advisors to deliver exceptional client service.
Advisor Relationships:
  • Maintain strong relationships with Allworth's top financial advisors, incorporating their feedback and best practices into the firm's wealth planning methodology.
  • Act as a key point of contact for advisors, ensuring their needs are met and their insights are integrated into the broader strategic direction.
Regulatory & Industry Leadership:
  • Keep Allworth at the cutting edge of wealth planning concepts, staying current with associated rules, laws, and regulations.
  • Ensure that all wealth planning practices adhere to regulatory requirements and industry standards, while also driving innovation.
Cross-Departmental Coordination:
  • Collaborate with Financial Services Leadership team, Technology, Finance, Compliance, and other Allworth teams to evaluate and implement new products and services.
  • Ensure that all new tools, products, and services are effectively integrated into the firm's wealth planning processes and deliver measurable benefits.
Qualifications:
  • Advanced degree in Finance, Economics, Business, or a related field.
  • Professional certifications such as CFP®, CFA®, ChFC®, or similar credentials.
  • A minimum of 20 years of experience in financial planning, with at least 5 years in a leadership or management role.
  • In-depth knowledge of financial planning, investment products, retirement planning, risk management, estate planning, and tax strategies.
  • Proven leadership skills with experience managing teams of financial professionals and driving strategic initiatives.
  • Strong proficiency in financial planning software and tools, with a track record of evaluating and implementing new technologies.
  • Excellent interpersonal, communication, and collaboration skills.
  • Ability to think strategically and implement initiatives that align with organizational goals.
BENEFITS

We value our associates' time and effort. Our commitment to your success is enhanced by our competitive base pay and an extensive benefits package, including:
  • Medical: Blue Shield (HMO, PPOs and HDHP with HSA) plans and Kaiser (HMO) plans for California associates
  • Dental insurance with MetLife
  • Vision insurance with VSP
  • Optional supplemental benefits
  • Healthcare savings accounts with company contribution
  • Flexible spending accounts
  • Flexible working arrangements
  • Generous 401K contributions
  • Exempt associates qualify for our flexible paid time off policy.
  • Non-Exempt associates will receive 25.5 days of paid time off annually, which includes holidays, during the first three years of employment.
  • Option to participate in our Equity Purchase Program
  • Future growth opportunities within the company

In addition, we work to maintain the best possible environment for our associates, where people can learn and grow with the firm. We strive to provide a collaborative, creative environment where each person feels encouraged to contribute to our processes, decisions, planning and culture.

Benefits are available to full-time associates who work more than 30 hours a week.

The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. Typical reporting relationships are described, but actual relationships may vary in some instances. This job description is not intended to be an exhaustive list of all responsibilities, duties, skills, or knowledge required of personnel classified in this job.

Allworth Financial participates in E-Verify. Click here for more information.

California residents, click here for our privacy policy.

  • Wealth Management Expert

    7 days ago

    Cincinnati, Ohio, United States MAI Wealth Management, Inc. Full time

    About the Job">As a Senior Wealth Advisor at MAI Wealth Management, Inc., you will play a critical role in helping high-net-worth individuals achieve their financial goals. You will be responsible for providing comprehensive wealth management advice and solutions, including insurance, retirement planning, estate planning, business planning, education...

  • Senior Wealth Professional

    7 days ago

    Cincinnati, Ohio, United States MAI Wealth Management, Inc. Full time

    About the Role">">A Senior Wealth Advisor is required to provide comprehensive wealth management advice and solutions to high-net-worth individuals. The position involves client relationship cultivation, retention, and providing expert guidance on insurance, retirement planning, estate planning, business planning, education funding, and investment...

  • Wealth Advisor/Tax Associate Position

    6 days ago

    Cincinnati, United States THOR Wealth Management Full time

    Wealth Advisor/Tax Associate PositionFull-TimeSalary Range: $60K-$90K (based on experience) + Future Consideration for OwnershipWork-life balance, casual Fridays, half-day Fridays during the summer, and opportunities to work from home.Local Wealth Management firm in Cincinnati, Ohio is looking to hire a Wealth Advisor/Tax Associate that will help assist in...

  • Wealth Advisor/Tax Associate Position

    6 days ago

    Cincinnati, United States THOR Wealth Management Full time

    Wealth Advisor/Tax Associate PositionFull-TimeSalary Range: $60K-$90K (based on experience) + Future Consideration for OwnershipWork-life balance, casual Fridays, half-day Fridays during the summer, and opportunities to work from home.Local Wealth Management firm in Cincinnati, Ohio is looking to hire a Wealth Advisor/Tax Associate that will help assist in...

  • Wealth Management Professional

    6 hours ago

    Cincinnati, Ohio, United States Ironclad Wealth Partners Full time

    Company OverviewAt Ironclad Wealth Partners, we value integrity, transparency, and innovation in our pursuit of providing exceptional wealth management services.Job SummaryAs a Financial Consultant, you will have the opportunity to work closely with clients to understand their needs and help develop tailored strategies to meet their financial...

  • Wealth Advisor

    4 days ago

    Cincinnati, United States Horter Investment Management Full time

    Wealth AdvisorWe are seeking Wealth Advisors for our home office location and remote opportunities across the United States. Our advisors are supported by dedicated in-house service professionals that will assist in the delivery of client service and sales support in addition to the ongoing operations and compliance requirements of our industry. We aim to...

  • Wealth Advisor

    4 days ago

    Cincinnati, United States Horter Investment Management Full time

    Wealth AdvisorWe are seeking Wealth Advisors for our home office location and remote opportunities across the United States. Our advisors are supported by dedicated in-house service professionals that will assist in the delivery of client service and sales support in addition to the ongoing operations and compliance requirements of our industry. We aim to...

  • Wealth Advisor Cincinnati

    3 days ago

    Cincinnati, United States District Partners LLC Full time

    This isn’t just another wealth advisor role—it’s a chance to step into something bigger. Imagine starting with a robust portfolio of high-net-worth clients from day one, combined with the freedom to build your own path. Our client is looking for a driven, forward-thinking advisor to help lead and grow their Cincinnati office. With the backing of a...

  • Financial Advisory Associate

    5 days ago

    Cincinnati, Ohio, United States THOR Wealth Management Full time

    Wealth Advisor/Tax Associate Position DescriptionThis Wealth Advisor/Tax Associate role at THOR Wealth Management presents an excellent opportunity for a motivated individual to grow professionally within the wealth advisory industry. As a member of our team, you will work closely with clients to understand their needs and develop tailored strategies for tax...

  • Estate and Financial Strategist

    7 days ago

    Cincinnati, Ohio, United States MAI Wealth Management, Inc. Full time

    Overview of the Position">MAI Wealth Management, Inc. is seeking an experienced Senior Wealth Advisor to join our team. As a Senior Wealth Advisor, you will be responsible for providing comprehensive wealth management advice and solutions to high-net-worth individuals, including insurance, retirement planning, estate planning, business planning, education...

  • Horter Investment Management | Wealth Advisor

    1 week ago

    cincinnati, United States Horter Investment Management Full time

    Wealth AdvisorWe are seeking Wealth Advisors for our home office location and remote opportunities across the United States. Our advisors are supported by dedicated in-house service professionals that will assist in the delivery of client service and sales support in addition to the ongoing operations and compliance requirements of our industry. We aim to...

  • Paraplanner/Financial Advisor Assistant

    1 day ago

    Cincinnati, United States HCM Wealth Advisors Full time

    Job DescriptionJob DescriptionHCM Wealth Advisors & CPAs is an independent, fee-only Wealth Management/Registered Investment Advisor firm (RIA) located in Cincinnati, Ohio. At HCM Wealth Advisors, we are on a mission to empower our clients to make intelligent financial decisions, so they will enjoy secure retirements.  We are seeking an Assistant for our...

  • Head of Audit Planning

    6 days ago

    Cincinnati, Ohio, United States Rainmaker Resources, LLC Full time

    About the RoleWe are seeking an experienced professional to lead our financial readiness initiatives and contribute to our IPO strategy. As a key member of our team, you will be responsible for developing and implementing an effective internal audit plan.Key Responsibilities:Develop and implement an internal audit risk-based annual audit plan.Recruit, train,...

  • Estate Planning and Compliance Coordinator

    7 days ago

    Cincinnati, Ohio, United States Dinsmore Inc Full time

    Job Summary:We are seeking an experienced Legal Administrative Assistant to join our team at Dinsmore Inc in Cincinnati, OH. This role will provide administrative support to multiple attorneys and paralegals in connection with Tax, Benefits, and Wealth Planning, and Corporate law.Responsibilities:The successful candidate will be responsible for drafting...

  • Wealth Management Associate

    4 days ago

    Cincinnati, United States Equitable Advisors LLC Full time

    Wealth Management Associate Equitable Advisors is a respected wealth management firm with a proven track record in the industry. We are driven by our mission to help our clients secure their financial well-being providing them confidence to pursue long and fulfilling lives. We have a passion to make a positive impact on the futures of individuals and...

  • Head of Financial Planning and Governance

    5 days ago

    Cincinnati, Ohio, United States Rainmaker Resources, LLC Full time

    Senior Manager - IPO ReadinessThis is a challenging opportunity to take on a key leadership role within Rainmaker Resources, LLC. The successful candidate will be responsible for ensuring the company's financial planning and governance functions are robust and effective.Main AccountabilitiesLead the development and implementation of the company's financial...

  • Office Operations Coordinator

    6 days ago

    Cincinnati, Ohio, United States HCM Wealth Advisors Full time

    About the RoleWe are seeking a highly organized and proactive Office Manager / Business Manager to join our team at HCM Wealth Advisors & CPAs. As a key member of our staff, you will play a crucial role in ensuring the smooth operation of our office. Your primary responsibility will be to manage day-to-day operations, maintain office facilities, facilitate...

  • Head of Design

    4 days ago

    Cincinnati, United States Fifth Third Bank, N.A. Full time

    Fifth Third Bank, N.A. Head of Design Cincinnati, Ohio Apply Now We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: The Head of Design and Brand is responsible for leading and overseeing the design strategy and execution across physical products, digital...

  • Retirement Planning Advisor

    7 hours ago

    Cincinnati, Ohio, United States Atria Wealth Solutions Full time

    Key ResponsibilitiesConduct in-depth client consultations to assess financial needs and develop customized investment strategies.Stay up-to-date on market trends and regulatory changes, ensuring compliance with industry standards.Collaborate with internal teams to deliver exceptional service and drive business growth.Develop and maintain strong relationships...

  • Office Operations Manager

    6 hours ago

    Cincinnati, Ohio, United States HCM Wealth Advisors Full time

    HCM Wealth Advisors & CPAs, a Fee Only Registered Investment Advisor and CPA Firm in Cincinnati, seeks a full-time Office Manager/Business Manager to join our team. As a key member of our administrative team, you will play a vital role in ensuring the smooth operation of our office.The successful candidate will possess excellent organizational skills, be...