Internal Auditor

4 weeks ago


New York, New York, United States Apollo Solutions Full time
Internal Auditor
Banking
New York, United States

Apollo Solutions is seeking Corporate and Investment Banking Auditors to join a Corporate & Investment Bank. These roles are responsible for leading audits across specific areas within the Front Office.

Responsibilities:
  • Lead audits on areas within the Front Office such as Equity Capital Markets, Debit Capital Markets, Sales & Trading (Equities, Fixed Income, Commodities, Currencies and E-Trading).
  • Develops and implements audit strategies to ensure the application of risk-based auditing, including defining audit scope, creating audit programs, and drafting high-quality audit reports using automation and innovative techniques in a timely manner.
  • Supports the validation of audit and regulatory issues and assists in the preparation for regulatory exams, including developing presentation materials and providing prompt responses to inquiries.
  • Leverages data and analytical tools during audit planning, fieldwork, and reporting phases.
Requirements:
  • At least 2 years of audit experience in front office risk management, relevant banking regulations, local standards, and internal policies.
  • Prior experience leading audits within Investment Banking.
  • Bachelor's or Master's degree in Business, Economics, Finance, or a related quantitative field, or an MBA.
  • Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA), or relevant securities licenses are preferred.
  • Intermediate proficiency in analytical and automation tools such as SQL, Alteryx, Advanced Excel, and Access.
Apply Now or send your CV to sam.vale@apollo-solutions.com for a confidential discussion.
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