AVP Legal Entity Control
4 weeks ago
My client is a premier investment bank that is currently building out their Controllers group. This iBank has been at the forefront of the financial industry for 50+ years and continues to grow and expand their services capitalizing on the firms financial acumen and technology prowess. With a rich history and a global presence, it is a company that offers unparalleled opportunities for professional growth and development.
They are looking to add an AVP - Legal Entity Controller to join a team of 12 people that are responsible for overseeing accounting/finance for their Brokerage, Broker Dealer entities as well as the consolidated financials at the Holding Company/Corp level.
Job Responsibilities:
- Provide legal entity controller and financial support for entities under US GAAP;
- Liaise with SEC reporting, Corporate Accounting, Regulatory Reporting, Product Control, Tax, Technical Accounting, Treasury and Cash Management in order to ensure proper accounting;
- Spearhead and provide financial and advisory support for new and existing transactions and entity structure changes impacting the firm;
- Responsible for month/quarter-end close process of journal entries associated with investing activities, financing activities, consolidation of subsidiaries, expense accruals, intercompany activities and income taxes;
- Responsible for Lease related inquiries, related disclosures, journal entry bookings and monitoring of controls;
- Prepare quarterly broker dealer and holding company financial statements for external financial reporting in compliance with U.S. GAAP;
- Perform the monthly balance sheet substantiation, evaluate adequacy of expense accruals, resolving issues, and escalate key items to management timely;
- Assist with internal and external audit inquiries;
- Prepare monthly and quarterly analytical reporting including commentary on balance sheet and P&L variances;
- Initiate process reengineering, improve efficiency, building controls and work with IT on improving systems;
- Ad hoc projects by supporting team, department, and business managers on various special projects
Requirements:
- 3-6 years experience accounting/financial reporting or legal entity control in the Financial Services space. Banking/Brokerage/Broker Dealer
- And open to straight public accounting experience with Financial Services clients.
- CPA highly preferred
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