Senior Compliance Analyst, AML Quality
2 weeks ago
Who We Are
OKX is revolutionizing world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems.We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology and to date, we have 50+ million users, 3000+ employees and 180+ countries believing in the same vision as us. We are safe and reliable, backed by our Proof of Reserves. As strong supporters of the Arts and Sports, we are proud partners of @McLarenF1 @ManCity @Tribeca.
About the Team
The Compliance function at OKX is responsible for the overall compliance culture at the company. We're a team of risk-minded problem solvers who advise the business on the company's regulatory obligations and enterprise risk.
About the Opportunity:
The successful candidate will have prior AML Quality Assurance and investigations experience in the financial services, FinTech or cryptocurrency industries. You will help detect unusual activity, suspicious/illegal behaviors and patterns, as well as assist in projects focused on preventing and detecting financial crimes. As part of the Financial Intelligence Unit, you'll be be responsible for conducting quality reviews of case investigations, including thorough analysis of metrics and results to identify process gaps and coaching opportunities for improvement of the AML Investigations team. You will utilize internal and external investigative resources and apply logical research techniques in addition to making recommendations for enhancements of the AML Investigations process.
What You'll be Doing:
Help design and execute testing and monitoring plans for review of our AML investigators, providing guidance, mentorship, and support to ensure high-quality performance.
Conduct thorough and constructive secondary reviews of the investigators' work to ensure accuracy, adherence to policies, and regulatory compliance.
Assist with, and contribute to the evolution of policies, procedures, guidance, training, and compliance processes.
Foster a collaborative and positive team environment, promoting knowledge sharing and continuous learning.
Analyze data to identify process gaps and opportunities, and partner with Compliance Leaders, Training and other FIU managers to recommend mitigating activities for risk, improve quality of investigations, team performance and close process gaps
Monitor team performance metrics and implement improvement strategies as needed to achieve operational goals.
Work with other team leads and AML managers to streamline processes and enhance the effectiveness of the AML investigation team, continuously improve and evolve the QA framework and scorecards, including the development of new QA functions.
What We Look For in You:
3+ years experience in conducting AML related Audit/Quality Assurance analysis, due-diligence, and investigations in a financial services institution.
Demonstrated knowledge of BSA/AML, KYC regulations, risks and controls implementation
Strong writing, analytical and communications skills. Must be able to execute tasks within tight deadlines.
Strong interpersonal skills are necessary to work effectively with colleagues across regions and business units.
Should be a self-starter, organized, detail oriented, and results driven.
Excellent command of spoken and written English is required.
Nice to Haves:
Prior experience working in a multi-national or matrix environment.
Knowledge with AML/CFT/Sanctions, money transmission regulations, and industry best practices.
Familiarity with commonly used transaction monitoring & investigation tool(s), such as Chainalysis, Elliptic, TRM Labs.
Relevant industry certifications, e.g., CAMS, CFE.
Cryptocurrency experience is a plus.
Perks & Benefits
Competitive total compensation package
L&D programs and Education subsidy for employees' growth and development
Various team building programs and company events
Wellness and meal allowances
Comprehensive healthcare schemes for employees and dependants
OKX Statement:
OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
The salary range for this position is $88,699 to $152,055. The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via Okcoin and OKX internal or external careers site.
OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
#J-18808-Ljbffr
-
Senior Compliance Analyst, AML Quality
2 weeks ago
San Jose, United States The Ladders Full timeWho We Are OKX is revolutionizing world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems.We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology and to date, we have 50+ million users, 3000+ employees and 180+ countries believing in the same vision as us....
-
Senior Compliance Analyst, AML Quality
3 weeks ago
San Jose, United States The Ladders Full timeWho We Are OKX is revolutionizing world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems.We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology and to date, we have 50+ million users, 3000+ employees and 180+ countries believing in the same vision as us....
-
AML Compliance Analyst
2 months ago
San Antonio, United States Procom Full timeWe are actively seeking an AML Compliance Analyst who has proven the ability to excel within a team environment and independently. This role is 12 month contract and candidate must be US citizen or GC holder to apply. The responsibilities of the Analyst will include, but are not limited to: Performing AML alert/case reviews to mitigate risks associated...
-
AML Compliance Analyst
4 weeks ago
San Antonio, United States Procom Full timeWe are actively seeking an AML Compliance Analyst who has proven the ability to excel within a team environment and independently. This role is 12 month contract and candidate must be US citizen or GC holder to apply. The responsibilities of the Analyst will include, but are not limited to: Performing AML alert/case reviews to mitigate risks associated...
-
San Antonio, United States Guidehouse Full timeJob Family: Investigator Travel Required: Up to 10% Clearance Required: None Multiple opportunities available for AML Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance/Control What You Will Do: Guidehouseis experiencing exponential growth, driven by an inclusive culture with a desire to...
-
San Antonio, United States Guidehouse Full timeJob Family: Investigator Travel Required: Up to 10% Clearance Required: None Multiple opportunities available for AML Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance/Control What You Will Do: Guidehouseis experiencing exponential growth, driven by an inclusive culture with a desire to see...
-
San Antonio, United States Guidehouse Full timeJob Family: Investigator Travel Required: Up to 10% Clearance Required: None Multiple opportunities available for AML Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance/Control What You Will Do: Guidehouseis experiencing exponential growth, driven by an inclusive culture with a desire to see...
-
San Antonio, United States Guidehouse Full timeJob Family: Investigator Travel Required: Up to 10% Clearance Required: None Multiple opportunities available for AML Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance/Control What You Will Do: Guidehouseis experiencing exponential growth, driven by an inclusive culture with a desire to see...
-
AML Compliance Program Manager
2 weeks ago
San Diego, United States Intuit Full timeThe AML Compliance Program Manager is responsible for assisting in the ongoing development, implementation, and assessment of Intuit’s AML programs. Intuit’s goal is to be in the top 10 of America’s most reputable companies, and this role will play a significant part in ensuring we meet that goal. As part of Intuit’s AML Office, the job of AML...
-
AML Compliance Investigator
2 weeks ago
San Francisco, California, United States Job MobZ Full timeCompany Description Job Mobz is part of a family of incredible brands alongside Flawless Recruit and Together, we provide talent acquisition services to fit the unique hiring challenges of our clients. Whether they need help building recruiting processes, attracting top talent, or payrolling contractors, we can help. Job Description Our client is looking...
-
Compliance Analyst
2 months ago
San Francisco, United States Paymentwall Full timeWe are looking for a Compliance Analyst to join our team in San Francisco. This role is a great opportunity for candidates looking to have hands-on experience working in a licensed fintech company. As a Compliance Analyst, you'll be working with our global compliance team and play a pivotal role in ensuring regulatory compliance and operational excellence....
-
Compliance Analyst
4 weeks ago
San Francisco, United States Paymentwall Full timeWe are looking for a Compliance Analyst to join our team in San Francisco. This role is a great opportunity for candidates looking to have hands-on experience working in a licensed fintech company. As a Compliance Analyst, you'll be working with our global compliance team and play a pivotal role in ensuring regulatory compliance and operational excellence....
-
Compliance Analyst
2 weeks ago
San Francisco, California, United States Paymentwall Full timeWe are looking for a Compliance Analyst to join our team in San Francisco. This role is a great opportunity for candidates looking to have hands-on experience working in a licensed fintech company.As a Compliance Analyst, you'll be working with our global compliance team and play a pivotal role in ensuring regulatory compliance and operational excellence....
-
AML Compliance Investigator hybrid
4 weeks ago
San Francisco, United States Job MobZ Full timeJob DescriptionOur client is looking for an experienced AML professional that understands the importance of AML/CFT Compliance and is ready to strengthen the Compliance team and deliver on this. The successful candidate will be acting as a second line AML Compliance Investigator who is able to work as a business partner with a wide range of teams, in...
-
AML Compliance Investigator hybrid
4 weeks ago
San Francisco, United States Job Mobz Full timeJob Description Our client is looking for an experienced AML professional that understands the importance of AML/CFT Compliance and is ready to strengthen the Compliance team and deliver on this. The successful candidate will be acting as a second line AML Compliance Investigator who is able to work as a business partner with a wide range of teams, in...
-
AML Compliance Investigator hybrid
4 weeks ago
San Francisco, United States Job Mobz Full timeJob Description Our client is looking for an experienced AML professional that understands the importance of AML/CFT Compliance and is ready to strengthen the Compliance team and deliver on this. The successful candidate will be acting as a second line AML Compliance Investigator who is able to work as a business partner with a wide range of teams, in...
-
AML Compliance Investigator hybrid
4 weeks ago
San Francisco, California, United States Job Mobz Full timeJob DescriptionOur client is looking for an experienced AML professional that understands the importance of AML/CFT Compliance and is ready to strengthen the Compliance team and deliver on this. The successful candidate will be acting as a second line AML Compliance Investigator who is able to work as a business partner with a wide range of teams, in...
-
AML Compliance Investigator hybrid
4 weeks ago
San Francisco, California, United States Job Mobz Full timeJob DescriptionOur client is looking for an experienced AML professional that understands the importance of AML/CFT Compliance and is ready to strengthen the Compliance team and deliver on this. The successful candidate will be acting as a second line AML Compliance Investigator who is able to work as a business partner with a wide range of teams, in...
-
AML Compliance Investigator hybrid
2 weeks ago
San Francisco, United States Job MobZ Full timeJob Description Our client is looking for an experienced AML professional that understands the importance of AML/CFT Compliance and is ready to strengthen the Compliance team and deliver on this. The successful candidate will be acting as a second line AML Compliance Investigator who is able to work as a business partner with a wide range of teams, in...
-
AML Compliance Investigator
3 weeks ago
San Francisco, United States Job MobZ Full timeJob DescriptionJob DescriptionCompany DescriptionJob Mobz is part of a family of incredible brands alongside Flawless Recruit and Recruiter.com. Together, we provide talent acquisition services to fit the unique hiring challenges of our clients. Whether they need help building recruiting processes, attracting top talent, or payrolling contractors, we can...
