Compliance Analyst
3 weeks ago
About The Role: At Facet Wealth, we put the client above all else. As a Compliance Analyst, you will live out this value by working on a daily basis with the entire Facet team to ensure that we continue to build a work environment where all issues are handled with the highest integrity, we do what is in the best interest of our clients and we ensure that we are in compliance with all regulatory requirements. We work in a fast paced environment and we're trying to disrupt the industry so your work will be critical in supporting the solutions we need to find for our clients. Responsibilities: * You are responsible for supporting all our critical day to day compliance responsibilities including IAR registrations, communication reviews, OBA's and more. * You will partner with assigned business partners to directly support their day to day activity, business initiatives and compliance needs. This could include marketing programs, product development and introducing new member capabilities. * You are a daily resource to the team on compliance questions and issues, and work with the team on ongoing needs and challenges. * You are a key point of contact in resolving member problems and issues so we can quickly manage any situation to do what is best for our members. * You will support our ongoing regulatory filings (ADV's are important) and member agreements. * You will work with compliance partners, and other outside resources we use to ensure we always have an up to date and forward looking program, and solve critical problems. * You will support the onboarding of all new hires into our compliance program. * You are proactive in building out policies and procedures that meet the changing needs of our growing business.
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Compliance Analyst
3 weeks ago
Baltimore, United States Facet Wealth, Inc Full timeAbout The Role: At Facet Wealth, we put the client above all else. As a Compliance Analyst, you will live out this value by working on a daily basis with the entire Facet team to ensure that we continue to build a work environment where all issues are handled with the highest integrity, we do what is in the best interest of our clients and we ensure that we...
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Compliance Analyst I
1 month ago
Baltimore, United States Stifel Full timeSummary The Municipal Compliance Analyst I is a key member of the Municipal Compliance team responsible for compliance analysis and reporting requirements, including conducting conflict check requests and reviewing and approving political contribution requests and bond ballot contributions for the Firm. Essential Duties & Responsibilities * Supports the...
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Compliance Analyst I
2 weeks ago
Baltimore, United States Stifel Full timeSummary The Municipal Compliance Analyst I is a key member of the Municipal Compliance team responsible for compliance analysis and reporting requirements, including conducting conflict check requests and reviewing and approving political contribution requests and bond ballot contributions for the Firm. Essential Duties & Responsibilities * Supports the...
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compliance analyst i
1 week ago
Baltimore, Maryland, United States State of Maryland - Maryland Insurance Administration Full timeIntroductionThe Maryland Insurance Administration (MIA) is\ran independent State agency that regulates Maryland's $46 billion insurance\rindustry and protects consumers by monitoring and enforcing insurers' and\rinsurance professionals' compliance with State law.� Through the diligence\rof a highly professional staff of market analysts, financial...
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Mbp Compliance Analyst, Investigations
1 week ago
Baltimore, United States State of Maryland Full time**Introduction**: **GRADE**: 16 **LOCATION OF POSITION**: Maryland Board of Physicians Compliance/Investigation Unit 4201 Patterson Avenue Baltimore, MD 21215 **Main Purpose of Job**: The mission of the Maryland Board of Physicians is to assure quality health care in Maryland through the efficient licensure and effective discipline of health...
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Compliance Analyst
3 weeks ago
Baltimore, United States CBIZ Full timeMyers and Stauffer LC is a certified public accounting and health care reimbursement consulting firm, specializing in audit, accounting, data management and consulting services to government-sponsored health care programs (primarily state Medicaid agencies, and the federal Center for Medicare & Medicaid Services). We have 45+ years of experience assisting...
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Compliance Analyst
1 week ago
Baltimore, United States CBIZ Full timeMyers and Stauffer LC is a certified public accounting and health care reimbursement consulting firm, specializing in audit, accounting, data management and consulting services to government-sponsored health care programs (primarily state Medicaid agencies, and the federal Center for Medicare & Medicaid Services). We have 45+ years of experience assisting...
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Lead Regulatory Compliance Analyst
1 week ago
Baltimore, United States CareFirst BlueCross BlueShield Full time**Resp & Qualifications** **PURPOSE**: The Lead Regulatory Compliance Analyst will conduct independent analysis for the most complicated, high level regulatory inquiries and provide interpretation of regulatory rules and guidelines to demonstrate compliance with state and federal requirements. The incumbent will audit internal controls to identify high risk...
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Compliance Analyst III
3 weeks ago
Baltimore, United States Amentum Full time**This position is contingent upon contract award** Amentum is seeking a cleared Compliance Analyst to support an upcoming opportunity in Annapolis Junction, MD . Essential Duties: Responsible for providing services to the Compliance Group to ensure the corporation's compliance with relevant laws, executive orders, directions, and regulations governing...
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Regulatory Compliance Analyst, Hybrid
2 months ago
Baltimore, United States UMMS Community Impact Grant Program Full timeHybrid model consists of 3 days a week in-office, and 2 days from home. Mondays are mandatory in-office at our Linthicum location. First weeks of training are fully on-site. Being among the top 25 employers in the state and recently recognized as America’sBest Large Employer 2021 by Forbes, UMMS brings together a diverse andcollaborative team of innovators...
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Research Quality Improvement
2 weeks ago
Baltimore, United States University of Maryland, Batlimore Full timeThe Quality Assurance and Compliance Office within the Clinical Research Management Office (CRMO) of the University of Maryland, Baltimore School of Medicine, Marlene and Stewart Greenebaum Comprehensive Cancer Center (UMGCCC) is currently recruiting for a full-time Research QI & Compliance Analyst. Following an extensive training program, the Research QI &...
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Research Quality Improvement
14 hours ago
Baltimore, United States University of Maryland, Batlimore Full timeThe Quality Assurance and Compliance Office within the Clinical Research Management Office (CRMO) of the University of Maryland, Baltimore School of Medicine, Marlene and Stewart Greenebaum Comprehensive Cancer Center (UMGCCC) is currently recruiting for a full-time Research QI & Compliance Analyst. Following an extensive training program, the Research QI &...
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Compliance Analyst-Eqty Sales-Trding
1 month ago
Baltimore, United States Stifel Full timeSummaryThe Compliance Analyst supports the Firm's Equity Sales and Trading Compliance Department, focusing on equity market making, options, and electronic trading desks.Essential Duties & ResponsibilitiesAssist in maintaining an effective trading compliance program through monitoring and surveillance of sales and trading activities (reviews consist of best...
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Compliance Analyst
4 weeks ago
Baltimore, United States binance Full timeAbility to take on and lead special assignments and projects Take the lead on adhoc QA checks to support the regional teams Identify and propose procedure and process enhancements Work with the team lead and Manager for ongoing assessments, assisting with compliance reviews, and ongoing or ad hoc reviews Work closely with MLRO’s, Account Managers/ VIP and...
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Baltimore, United States State of Maryland Full time**Introduction**: **GRADE**: 14 **LOCATION OF POSITION**: MDH-Board of Physicians Intake Unit 4201 Patterson Avenue Baltimore, MD 21215 **Main Purpose of Job**: The mission of the Maryland Board of Physicians is to assure quality health care in Maryland through the efficient licensure and effective discipline of health providers under its...
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Compliance Analyst II
1 month ago
Baltimore, United States Fidelity National Information Services Inc Full timePosition Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 0% Are you ready to unleash your full potential? We're looking for people who are passionate about payments to chart Worldpay's path to being the largest and most-loved payments company in the...
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Financial Analyst, Endowment/gift Analyst
1 month ago
Baltimore, United States Johns Hopkins University Full timeWe are seeking a **_Financial Analyst, Endowment/Gift Analyst_** who will monitor and ensures compliance with the gift and endowment process for the Johns Hopkins University School of Medicine. **Specific Duties & Responsibilities** - Coordinates_ - Monitors the gift and endowment process and associated activity. - Ensures expense activities are in...
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CCO - Compliance Analyst - London
3 weeks ago
Baltimore, United States Intesa Sanpaolo Group Full timePress Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert Select how often (in days) to receive an alert: Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6milion of retail customers through a network of 5360branches, it significantly supports the development of Companies and gives an...
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Marketing Compliance Specialist
3 weeks ago
Baltimore, United States Stifel Financial Full timeThe Marketing Compliance Specialist position will focus primarily on reviewing social media for compliance and approving items for use with the public, such as social media profiles, posts, and firm-level marketing campaigns. In addition, this position will assist in reviewing and approving marketing materials such as videos, digital ads, podcasts, and...
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health insurance analyst, lead
2 weeks ago
Baltimore, Maryland, United States State of Maryland Full timeIntroductionThe Maryland Insurance Administration (MIA) is an independent State agency that regulates Maryland's $46 billion insurance industry and protects consumers by monitoring and enforcing insurers' and insurance professionals' compliance with State law. Through the diligence of a highly professional staff of market analysts, financial analysts,...