Compliance Associate Director

4 weeks ago


Dallas, United States Larson Maddox Full time

We are currently partnered a leading P&C insurance provider dedicated to innovative solutions and exceptional service.

Position Overview: The Compliance Associate Director will manage the compliance program for our P&C insurance division, ensuring regulatory adherence and developing compliance policies.

Compliance Associate Director Key Responsibilities:

Regulatory Compliance:

  • Ensure compliance with local, state, and federal regulations.
  • Monitor regulatory changes and assess impacts.
  • Prepare and file regulatory reports.

Policy Development and Implementation:

  • Develop and update compliance policies and procedures.
  • Conduct compliance training sessions.
  • Communicate and enforce policies across the organization.

Risk Management:

  • Identify and mitigate compliance risks.
  • Conduct audits and compliance reviews.

Internal Investigations:

  • Lead investigations into compliance breaches.
  • Report findings and recommend corrective actions.

Reporting and Documentation:

  • Maintain compliance records.
  • Prepare reports for senior management and the board.
  • Ensure documentation meets regulatory standards.

Liaison with Regulatory Bodies:

  • Serve as the primary contact with regulatory authorities.
  • Manage regulatory inspections and audits.

Compliance Associate Director Qualifications:

  • Bachelors degree in Law, Business, Finance, or related field; advanced degree or certifications preferred.
  • Minimum of 7 years compliance experience in P&C insurance.
  • Knowledge of P&C insurance regulations.


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