Compliance Specialist

Ongoing management training regarding Registration and New Accounts. Maintain current knowledge of investment industry practices and regulations through regular review of appropriate publications, evaluating their applicability to the company and ins Compliance Specialist, Compliance, Specialist, Registration, Database, Brokerage, Healthcare

ESSENTIAL DUTIES AND RESPONSIBILITIES * Ongoing management training regarding Registration and New Accounts. * Maintain current knowledge of investment industry practices and regulations through regular review of appropriate publications, evaluating their applicability to the company and instituting actions where required. * Assist in preparing responses to...

ESSENTIAL DUTIES AND RESPONSIBILITIES Ongoing management training regarding Registration and New Accounts. Maintain current knowledge of investment industry practices and regulations through regular review of appropriate publications, evaluating their applicability to the company and instituting actions where required. Assist in preparing responses to...

Job DescriptionJob DescriptionThe responsibility of this position is to be available and proactive in addressing driver concerns and needs as it relates to safety compliance.Essential job duties include:Driver’s Application Review/InquiriesDriver’s Previous Employment Verification ComplianceDAC Reporting on Terminated DriversEmployment Verification for...

It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business. Fraud Compliance Specialist II works directly with a Compliance Manager to meet the requirements of the assigned regulatory area of the Compliance Management Program which includes researching, reviewing, and...

DescriptionJOB SUMMARY: The Quality Compliance Specialist is responsible for ensuring adherence to regulatory standards, procedural compliance, and the maintenance of quality systems within the Research department. This role conducts audits, develops quality metrics, and collaborates with cross-functional teams to maintain and improve the integrity and...

DescriptionJOB SUMMARY:The Quality Compliance Specialist is responsible for ensuring adherence to regulatory standards, procedural compliance, and the maintenance of quality systems within the Research department. This role conducts audits, develops quality metrics, and collaborates with cross-functional teams to maintain and improve the integrity and...

It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business. The Fair Lending Compliance Specialist III works directly with the Director of Fair and Responsible Banking to meet the requirements of the Fair Lending and Risk Management. These requirements include...

POSITION SUMMARY The Compliance function falls within the Finance department of PerfectVision. This position will work within their assigned Region and oversee the following program controls: Risk Management, Compliance, Escalations, Sales Quality and Sales Data Integrity. A qualified candidate for this position may not necessarily meet every requirement...

Job DescriptionJob DescriptionPOSITION SUMMARYThe Compliance function falls within the Finance department of PerfectVision. This position will work within their assigned Region and oversee the following program controls: Risk Management, Compliance, Escalations, Sales Quality and Sales Data Integrity. A qualified candidate for this position may not...

Job DescriptionJob DescriptionPOSITION SUMMARYThe Compliance function falls within the Finance department of PerfectVision. This position will work within their assigned Region and oversee the following program controls: Risk Management, Compliance, Escalations, Sales Quality and Sales Data Integrity. A qualified candidate for this position may not...

Basic Qualifications: * High school diploma or equivalent, required; bachelor's degree, preferred. * 3+ years regulatory compliance, risk, analytics and/or legal support work experience, required. * Prior work experience in a financial institution, preferred. Job Purpose and Scope: Responsible for promoting compliance within the Bank's CRA Program...

Position Description: Job Purpose and Scope: Responsible for promoting compliance within the Bank’s CRA Program including conducting research and interpreting applicable laws and regulations that support the development and implementation of a regulatory change management plan. Essential Job Functions: Trains, reviews policies and procedures,...

QA Compliance Specialist Mon - Fri, 7:30 AM - 4:30 PM with occasional overtime as needed Come work for an employer that is committed to providing the highest quality products and services to their customers along with an unparalleled level of custome Compliance Specialist, QA, Compliance, Specialist, Audit, Technology, Staffing

Job DescriptionJob DescriptionBRIEF DESCRIPTION:  Under the general supervision of the Paratransit Manager, this position is responsible for evaluating and administrating complex paratransit eligibility, including the qualification of conditional eligibility.  This Specialist must have the knowledge and insight to determine conditional eligibility based...

BRIEF DESCRIPTION: Under the general supervision of the Paratransit Manager, this position is responsible for evaluating and administrating complex paratransit eligibility, including the qualification of conditional eligibility. This Specialist must have the knowledge and insight to determine conditional eligibility based upon a number of factors including...

**QA Compliance Specialist** Mon - Fri, 7:30 AM - 4:30 PM with occasional overtime as needed Come work for an employer that is committed to providing the highest quality products and services to their customers along with an unparalleled level of customer service. Our client is looking for a solid QA Compliance Specialist to become an integral part of...

Careers Lead Project Controls Specialist North Little Rock, Arkansas Garver's growing Enterprise Solutions Scheduling Team is seeking an experienced Lead Project Controls Specialist/ Project Manager. This position will be based out of our North Little Rock, AR office. Overall, this position will be responsible for leading the development of reporting...

Job DescriptionJob DescriptionDescription:About the Company:We provide specialized subcontracting and technical assistance services to support clients in the transport and aerospace industries. We work closely with clients to ensure that our solutions meet their needs and exceed their expectations. Our team members are motivated individuals that do...

Overview: Martin Brower is a global supply chain leader that provides smart, sustainable solutions for customers across 18 countries. We are dedicated to creating an outstanding work environment for our team of 12,500+ employees, who combine our expertise with the latest technologies to deliver unmatched value for our customers. Responsibilities: Pay...