Vice President Compliance

2 weeks ago


New York, United States Social Capital Resources Full time

Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their middle office banking team

Responsibilities:

Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risksMaintain business line and support function policies and procedures addressing compliance requirements, including annual updates and addressing of gaps and self-identified issuesDesign, execute and report on Compliance controls for the business lines and support functionsSupport business lines/support functions with annual Compliance Risk Assessment and any remediation efforts thereofImplement Compliance policies and procedures in the business line s/support functions

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