Global Banking

3 weeks ago

West Valley City, United States CareerBuilder Full time

Title-

Global Banking & Markets - Operations - Client Onboarding - Analyst

Duration-

6 Months

Location-

Salt Lake City, UT

Duties:

GLOBAL MARKETS OPERATIONS

Global Markets Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide RIA custody, banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.

YOUR IMPACT

Our Client Onboarding Due Diligence team within the Global Markets Division is seeking a professional who is looking to work with a wide variety of individuals in RIA Custody Sales, Compliance and Operations across the Securities & RIA Custody Division to facilitate an excellent client onboarding experience and mitigate risks associated with the capture and documentation of related financial transactions.

OUR IMPACT

As a member of the Client Onboarding organization, this individual will specialize in the review of AML/KYC documentation for the Customer Identification Programs (CIP) and the approval of new relationships for the Americas RIA Custody business. The individual will work directly with our internal partners, clients, and sales in a fast-paced environment with precision and accuracy. The ability to prioritize, meet deadlines and communicate to all levels of the organization, including sales, legal and compliance, is critical.

HOW YOU WILL FULFILL YOUR POTENTIAL

Ensure due diligence is performed to comply with "Know Your Customer" regulations Develop expertise in the Firm's Anti Money Laundering/Customer Identification due diligence policies Approve the opening of new accounts to enable new client trading.

Skills: BASIC QUALIFICATIONS

Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail.

Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience.

Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities.

Flexible and able to work well under pressure in a team environment.

PREFERRED QUALIFICATIONS

*

Knowledge of Customer Identification Programs (CIP) and Know Your Customers (KYC) a plus

*

Understand structure of trading counterparts

*

Knowledge of financial markets and products

*

Ability to adapt to new changes and new challenges

*

Excellent written and verbal communication skills

*

Proactive, self-motivated

Keywords:

Education: Bachelor's Degree
#J-18808-Ljbffr

  • Global Treasury Manager

    3 weeks ago

    Oklahoma City, United States Bose Full time

    Company Overview: Bose Professional is a leader in the professional audio/video industry, specializing in the design and manufacturing of cutting-edge audio solutions including loudspeakers, amplifiers, signal processing devices, controls, software, and accessories. For more than 50 years our spirit of invention has focused on creating systems that are easy...

  • Global Banking

    2 weeks ago

    Salt Lake City, United States Russell Tobin Full time

    Job DescriptionJob DescriptionRussell Tobin is looking to hire an Operations Analyst based in Salt Lake City, UT for our client who is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.Job title: Global Banking & Markets - Operations - Analyst-Location: Salt...

  • Global Banking

    2 weeks ago

    Salt Lake City, United States Russell Tobin Full time

    Job DescriptionJob DescriptionJob title: Global Banking & Markets - Operations - Analyst-Location: Salt Lake City, UT Duration: 6 months +Pay rate: $20.00/hourJob Description:Department: GBM Control OpsJob Category: OperationsJob Title: Global Banking & Markets - Eq Franchise Operations - AnalystDuties: YOUR IMPACTAre you looking to broaden your technical...

  • Global Banking

    2 weeks ago

    Salt Lake City, United States Spectraforce Technologies Full time

    Title: Global Banking & Markets - Operations - Regulatory Due Diligence - Analyst Location: Salt Lake City, Utah Duration: 6 Months Duties: TEAM OVERVIEW Regulatory Due Diligence is required to conduct regulatory adherence checks for counterparties trading with Client to ensure all parties meet its' compliance obligations and other regulatory requirements....

  • Global Banking

    2 weeks ago

    Salt Lake City, United States Russell Tobin Full time

    Job DescriptionJob DescriptionRussell Tobin is looking to hire an Administrative Assistant based in Salt Lake City, UT for our client who is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.Job title: Global Banking & Markets - Divisional Finance & Strategy...

  • Global Financial Crimes GFC Investigator

    4 days ago

    Hunt Valley, United States The Bank of America Corporation Full time

    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders Investigator, Financial, Global, Monitoring, Management, Banking, Business Services, Support

  • Vendor Accounting Analyst

    4 days ago

    Jersey City, United States Sumitomo Mitsui Banking Corporation Full time

    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

  • Azure Administrative Support

    3 days ago

    Jersey City, United States Sumitomo Mitsui Banking Corporation Full time

    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

  • Global Banking

    2 weeks ago

    Salt Lake City, United States Russell Tobin Full time

    Job DescriptionJob DescriptionRussell Tobin is looking to hire Operations Analyst based in Salt Lake City, UT for our client who is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. Department: Equities Execution Client Ops Job Category: Operations Job...

  • Regulatory Reporting Associate

    3 weeks ago

    Jersey City, United States Sumitomo Mitsui Banking Corporation Full time

    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

  • Global Banking

    4 days ago

    Salt Lake City, United States Spectraforce Technologies Full time

    Job Title: Global Banking & Markets - Operations - Securities Settlements - Analyst Location: Salt Lake City, Utah Duration: 6 Months Duties: YOUR IMPACT The Securities Settlements team within Global Markets Operations (GMO) is seeking a skilled professional who will help manage settlements for the Americas. In this role, you will apply your quantitative,...

  • Global Banking

    1 week ago

    Salt Lake City, United States Spectraforce Technologies Full time

    Job Title: Global Banking & Markets - Operations - Securities Settlements - Analyst Location: Salt Lake City, Utah Duration: 6 MonthsDuties: YOUR IMPACTThe Securities Settlements team within Global Markets Operations (GMO) is seeking a skilled professional who will help manage settlements for the Americas. In this role, you will apply your quantitative,...

  • Global Banking

    1 week ago

    Salt Lake City, United States Spectraforce Technologies Full time

    Job Title: Global Banking & Markets - Operations - Securities Settlements - Analyst Location: Salt Lake City, Utah Duration: 6 Months Duties: YOUR IMPACT The Securities Settlements team within Global Markets Operations (GMO) is seeking a skilled professional who will help manage settlements for the Americas. In this role, you will apply your...

  • Global Financial Crimes Specialist

    4 days ago

    Jersey City, United States The Bank of America Corporation Full time

    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders Financial, Specialist, Global, Risk Manager, Monitoring, Leader, Banking

  • Financial Reporting

    6 days ago

    Jersey City, United States Sumitomo Mitsui Banking Corporation Full time

    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

  • Vendor Risk Associate

    5 days ago

    Jersey City, United States Sumitomo Mitsui Banking Corporation Full time

    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

  • Global Banking

    1 week ago

    Salt Lake City, United States Spectraforce Technologies Full time

    Position Title: Global Banking & Markets - Operations - Client Implementation - Analyst Location: Salt Lake City, UT Duration: 6 Months Job Description: In this role, you will be expected to engage with clients and interact with the Business, Compliance, Credit, Legal and Operations stakeholders to ensure effective onboarding of clients. You will need to be...

  • Global Financial Crimes Manager

    5 days ago

    Rapid City, South Dakota, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Global Recovery Planning

    5 days ago

    Jersey City, United States JPMorgan Chase & Co. Full time

    As a member of the Global Recovery and Treasury Resolution Program team, this role is responsible for a variety of day-to-day activities in support of the development and ongoing maintenance of Recovery Plans and Firmwide Resolution Plan. Specific du Associate, Recovery, Planning, Global, Project Management, Retail, Banking

  • Global Financial Crimes Gfc Investigator

    6 days ago

    Hunt Valley, United States Bank of America Full time

    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates...