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Regulatory Advisory Consultant
4 days ago
Description & Requirements
Forvis Mazars is currently seeking a Consultant for our Financial Services Regulatory team.This position offers excellent learning and career advancement opportunities for the right candidate.
How you will contribute:
Managing relationships with client-side stakeholders to facilitate project fulfillment
Serve as a key client contact by planning, coordinating, and executing cross-functional risk management projects
Exercise independent thinking skills by making decisions related to Finance and Accounting Transformation, Regulatory change, and Data Management.
Assisting with driving and supporting a book of business that provides excellent, relevant services to the market
Assisting with all phases of project life cycle, including execution of deliverables, team communications, staffing requirements, job planning and scheduling
Staying up to date on developments regarding the market, changes in regulation, new technology, etc.
Assisting with creating and developing documentation on regulatory topics related to broker dealers
Delivering Forvis Mazars' commitment to unmatched client experience through timely and responsive communication with internal and external clients
We are looking for people who have Forward Vision and:
Ability to work well with a team as well as independently
Problem-solving attitude
Willingness to take initiative
Close attention to detail
Effective time management
Strong oral and written communication skills
Ability to work under pressure and against deadlines
Minimum Qualifications:
BA or BS Accounting, Finance, Business, or related field
Operational knowledge of swaps accounting and processing
Understanding of SEA Rule 15c3-3 Customer Reserve and 15c3-1 Net Capital
Understanding and ability to apply knowledge of FINRA Rule 4210 Margin
Understanding of CFTC Secured and Segregation Computations
Proficiency in MS Office: Word, Excel, Power Point and Outlook
Ability to travel as needed to serve clients
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