Associate Regulatory Compliance Analyst

3 weeks ago

Denver, United States SS&C Full time

SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries. Some 18,000 financial services and healthcare organizations, from the world's largest institutions to local firms, manage and account for their investments using SS&C's products and services.

Job Description

Associate Regulatory Compliance Analyst

Location: Denver, CO | Hybrid

Get To Know The Team:

ALPS Transfer Agency is seeking an individual to join the Regulatory & Quality Control team who will support and be responsible for ongoing regulatory and quality control functions.

Why You Will Love It Here

  • Flexibility: Hybrid Work Model & a Business Casual Dress Code, including jeans
  • Your Future: 401k Matching Program, Professional Development Reimbursement
  • Work/Life Balance: Flexible Personal/Vacation Time Off, Sick Leave, Paid Holidays
  • Your Wellbeing: Medical, Dental, Vision, Employee Assistance Program, Parental Leave
  • Diversity & Inclusion: Committed to Welcoming, Celebrating and Thriving on Diversity
  • Training: Hands-On, Team-Customized, including SS&C University
  • Extra Perks: Discounts on fitness clubs, travel and more

What You Will Get To Do:

  • Provide ongoing quality review for accuracy. This includes understanding and identifying when items are not in good order or otherwise need additional research/correspondence to resolve
  • Generate and review of various control reports, and identify/propose process improvements
  • Learn, support, and lead various regulatory tasks including tax reporting, Blue Sky, fraud monitoring, and unclaimed property.
  • Support management with ongoing projects or other initiatives
  • Assist with and performs other duties when necessary

What You Will Bring:

  • At least 1 year of experience in financial services, working with financial institutions or similar
  • General understanding of processing accounts
  • Must be detail oriented, analytical, and organized
  • Ability to work independently, prioritize, and multitask
  • Ability to communicate professionally, both verbally and in writing
  • Willingness to learn and grow both personally and within the organization
  • Willing to work on site at least 6 days/month
  • Hours will be 9 AM MT - 6 PM MT

Thank you for your interest in SS&C To further explore this opportunity, please apply through our careers page on the corporate website at www.ssctech.com/careers.

Renee

#LI-RS1

#LI-HYBRID

Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from headhunters, recruitment agencies, or fee-based recruitment services. SS&C offers excellent benefits including health, dental, 401k plan, tuition and professional development reimbursement plan. SS&C Technologies is an Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race, color, religious creed, gender, age, marital status, sexual orientation, national origin, disability, veteran status or any other classification protected by applicable discrimination laws.

Salary is determined by various factors including, but not limited to, relevant work experience, job related knowledge, skills, abilities, business needs, and geographic regions. Colorado: Salary range for the position: $22.00 USD/hour to $27.00 USD/hour. PDN-9c03b2a3-833a-40fa-a4f5-f1e6d65c5794

  • Associate Regulatory Compliance Analyst

    2 weeks ago

    Denver, United States ALPS Fund Services, Inc. Full time

    Associate Regulatory Compliance Analyst - Hybrid page is loaded Associate Regulatory Compliance Analyst - Hybrid Apply locations Denver, CO time type Full time posted on Posted 2 Days Ago job requisition id R24129 SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune...

  • Associate Regulatory Compliance Analyst

    2 weeks ago

    Denver, United States SS&C Technologies Full time

    SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries. Some 18,000 financial services and healthcare...

  • Senior Regulatory Compliance Analyst

    2 days ago

    Denver, United States SS&C Technologies Full time

    SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries. Some 18,000 financial services and healthcare...

  • Senior Regulatory Compliance Analyst

    1 day ago

    Denver, United States SS&C Technologies Full time

    SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries. Some 18,000 financial services and healthcare...

  • Regulatory Analyst

    4 days ago

    Denver, United States CROWHEART ENERGY Full time

    Company Summary: Crowheart Energy, LLC isan independent oil and gas company with an operational focus on the Green RiverBasin in southern Wyoming. The Company has a low-decline legacy production basewith development opportunities across its 1,200,000-acre position. Crowheart isprivately held and governed by long-term energy industry investors. Position...

  • Sr. Compliance Analyst

    4 weeks ago

    Denver, United States Apollo Technology Solutions LLC Full time

    Position- Sr. Compliance Analyst Location- Colorado (Remote) Duration- 8 Month Note- Candidate Must be in Colorado to load the proposal , Will not accept contractors that are willing to move. Description The Governor's Office of Information Technology (Client) is seeking an analytical and detail-oriented Sr. Compliance Analyst with standards development...

  • Compliance Associate

    3 weeks ago

    Denver, United States Shelton Capital Management Full time

    Compliance Associate Shelton Capital Management is currently hiring a Compliance Associate in our Denver office. We are seeking an ambitious, enthusiastic, detailed-oriented and highly organized candidate. Key Responsibilities & Duties include, but are not limited to: Assist in mutual fund and other advertising and sales material review to FINRA...

  • Compliance Associate

    4 days ago

    Denver, United States Shelton Capital Management Full time

    Compliance Associate Shelton Capital Management is currently hiring a Compliance Associate in our Denver office. We are seeking an ambitious, enthusiastic, detailed-oriented and highly organized candidate. Key Responsibilities & Duties include, but are not limited to: Assist in mutual fund and other advertising and sales material review to FINRA standards...

  • Compliance Associate

    4 days ago

    Denver, United States Shelton Capital Management Full time

    Compliance AssociateShelton Capital Management is currently hiring a Compliance Associate in our Denver office. We are seeking an ambitious, enthusiastic, detailed-oriented and highly organized candidate.Key Responsibilities & Duties include, but are not limited to: Assist in mutual fund and other advertising and sales material review to FINRA standards for...

  • Senior Compliance Analyst

    4 days ago

    Denver, United States ClientSolv Full time

    Job Description Job Description Company Description ClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated company that is certified as a WMBE, 8a firm by the Federal government's Small Business...

  • Senior Compliance Analyst

    1 month ago

    Denver, United States ClientSolv Technologies Full time

    Job DescriptionJob DescriptionCompany DescriptionClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated company that is certified as a WMBE, 8a firm by the Federal government's Small Business...

  • Senior IT Compliance Analyst

    4 weeks ago

    Denver, United States ClientSolv Full time

    Company Description ClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated company that is certified as a WMBE, 8a firm by the Federal government's Small Business Administration. Job Description We...

  • Sr. Compliance Analyst with Standards Expertise

    3 weeks ago

    Denver, United States Meridian Technology Group, Inc. Full time

    Meridian Technology Group is seeking a Senior. Compliance Analyst with Standards Expertise. Description: Sr. Compliance Analyst with Standards Expert Our client is seeking an analytical and detail-oriented Sr. Compliance Analyst with standards develo Compliance Analyst, Analyst, Compliance, Expert, Technology, Staffing, Development, Application

  • Compliance Analyst

    3 weeks ago

    Denver, United States Atlas Technical Consultants, Inc. Full time

    Atlas is a nationwide leader in civil engineering, materials testing and geotechnical consulting services for environmental, industrial and infrastructure construction projects. Headquartered in Austin, TX, Atlas currently has over 3,500 employees with offices throughout the US, including Alaska & Hawaii. It's no accident that Atlas creates a better...

  • Compliance Analyst

    3 weeks ago

    Denver, United States Atlas Technical Consultants Full time

    Atlas is a nationwide leader in civil engineering, materials testing and geotechnical consulting services for environmental, industrial and infrastructure construction projects. Headquartered in Austin, TX, Atlas currently has over 3,500 employees with offices throughout the US, including Alaska & Hawaii. It's no accident that Atlas creates a better...

  • Senior Regulatory Compliance Operations Engineer

    4 weeks ago

    Denver, United States PSRTEK Inc Full time

    Job Title: Senior Regulatory Compliance Operations Engineer Location: Denver, CO (Onsite from Day 1) Day-to-day Job Responsibilities Managing 5G - NSA, SA, VoNR technology and end to end E911 call delivery. E911 filing via NORS PSAP outage notification Work directly with legal teams for outage notifications E911 FCC Rules, regulations, compliance, and...

  • Senior Analyst, Treasury Compliance

    5 days ago

    Denver, United States AES Corporation Full time

    Are you ready to be part of a company that's not just talking about the future, but actively shaping it? Join The AES Corporation (NYSE: AES), a Fortune 500 company that's leading the charge in the global energy revolution. With operations spanning 14 countries , AES is committed to shaping a future through innovation and collaboration. Our dedication to...

  • Senior Analyst, Treasury Compliance

    10 hours ago

    Denver, United States AES Corporation Full time

    Are you ready to be part of a company that's not just talking about the future, but actively shaping it? Join The AES Corporation (NYSE: AES), a Fortune 500 company that's leading the charge in the global energy revolution. With operations spanning 14 countries, AES is committed to shaping a future through innovation and collaboration. Our dedication to...

  • Associate Attorney

    1 month ago

    Denver, United States LHH Full time

    Are you a talented attorney with a passion for energy law? Are you looking for a role where mentorship and support to grow your own practice are prioritized? If so, this opportunity is for you!A Denver-based boutique firm with a strong presence in the energy sector is hiring an associate attorney to join its federal lands regulatory practice group.The...

  • Associate Attorney

    1 month ago

    Denver, United States LHH Full time

    Are you a talented attorney with a passion for energy law? Are you looking for a role where mentorship and support to grow your own practice are prioritized? If so, this opportunity is for you!A Denver-based boutique firm with a strong presence in the energy sector is hiring an associate attorney to join its federal lands regulatory practice group.The...