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Sr. Analyst, Technology and Product Risk Governance

2 months ago


Fort Mill, United States LPL Financial Full time

Sr. Analyst, Technology and Product Risk Governance

Are you a team player? Are you curious to learn? Are you interested in working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you Job Overview: We are seeking a highly skilled and experienced Senior Analyst to support our Technology and Product Risk Management program. The candidate will play a critical role in identifying, assessing, and mitigating risks associated with our financial products, services, and technology. This role requires a deep understanding of risk management practices and a proactive approach to safeguarding the company's interests. Responsibilities: Build relationships and engage frequently with technology and product leaders Maintain a positive relationship with auditors Schedule, coordinate and/or facilitate meetings to include the capture of key action items and/or discussion points between technology and assurance teams or regulators Validation of preliminary audit findings and support for root cause analysis and impact assessments Work with Technology control owners and performers to define Management Action Plans (MAPs) to remediate audit findings Identify potential risks associated with new and existing financial products Utilize quantitative and qualitative methods to analyze risk exposure Develop and implement effective risk mitigation strategies and controls Collaborate with cross-functional teams to design and execute risk management plans Monitor the effectiveness of risk mitigation strategies and adjust as needed Continuously monitor risk levels and emerging risks within the product portfolio Prepare detailed risk reports and presentations for senior management and regulatory bodies Maintain accurate and up-to-date documentation of risk management activities Provide risk-related insights and recommendations to senior management and product teams. What are we looking for? We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team-oriented, and are able to execute in a way that encourages creativity and continuous improvement. Requirements: Bachelor’s degree in information systems or related field, or equivalent experience 4+ years or more of experience in a technology risk or audit-related role Knowledge of attestation engagements (Sarbanes-Oxley, SSAE 16 SOC 1/2) Ability to interface with all levels of staff and management Strong project management skills Core Competencies: Effective verbal and written communication Preferences: CRISC, CISA, CISM, or CISSP certification, a plus Financial services industry experience preferred

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