Compliance Analyst
3 weeks ago
Reporting to a Compliance Attorney, the Compliance Analyst is responsible for assisting with maintaining client and regulatory compliance for Rausch Sturm. They are responsible for the compilation of data for client required reporting, regulatory controls and client audit preparation for the compliance deliverables.
Responsibilities
* Prepares and reviews client required complaint reports
* Assists in monitoring resolution rates of consumer complaints
* Completes assigned audits and control measures
* Completion of assigned call monitoring
* Researches client and regulatory requirements for process implementation
* Drafts policy and procedure documentation
* Other responsibilities as assigned
Qualifications
High school diploma (or equivalent) is required; Prefer a Bachelor's degree or 1-2 years experience in a legal profession. Must be able to manage shifting priorities in a fast-paced, results-driven environment. Individual must be proficient in the Microsoft Suite of products.
Job Type: Full-time
Salary: $16.00 - $18.00 per hour
Expected hours: 40 per week
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Employee assistance program
- Flexible spending account
- Health insurance
- Health savings account
- Life insurance
- Paid time off
- Referral program
- Vision insurance
Schedule:
- 8 hour shift
Supplemental pay types:
- Bonus opportunities
Experience:
- Microsoft Powerpoint: 1 year (Preferred)
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