Fintech Compliance Lead

4 weeks ago

Decatur, United States Legend Bank Full time

PRIMARY FUNCTION

The Fintech Compliance Lead will support our mission to provide BaaS in a safe, sound, and compliant manner while also working to identify, monitor, investigate & report incidents. Supporting our risk and control programs, youll help create documents and processes for consistent risk management, ensure BaaS operations compliance alignment to policies and contract terms, support due diligence on partners and prepare regulatory reports.

ESSENTIAL DUTIES AND RESPONSIBILITIES

COMPLIANCE MONITORING AND INCIDENT RESPOSE

  • Daily management of the Banks BaaS compliance program ensuring compliance with applicable laws, regulations, and industry standards.
  • Monitoring partner activities and practices for compliance, researching and resolving concerns, and maintaining comprehensive compliance-related records.

RISK MANAGEMENT AND AUDITS

  • Conduct risk assessments in BaaS operations and partnerships to identify potential compliance risks and vulnerabilities, recommending and implementing measures to appropriately mitigate identified risks.
  • Support due diligence on BaaS partners to ensure compliance standards are met.
  • Assist audit teams in conducting compliance reviews, providing necessary documentation and support to facilitate audits.
  • Collaborate with various departments within the bank, including legal, risk management, and operations, to ensure coordinated efforts in maintaining compliance standards. Communicate compliance requirements and updates to relevant stakeholders as needed.
  • Effectively communicate complex regulatory requirements to coach fintech partners on regulatory requirements in order to achieve satisfactory compliance processes within the fintechs products, services, and systems.

POLICY & PROCEDURES DEVELOPMENT & MAINTENANCE

  • Assist fintech partners with creation and maintenance of policies, procedures, disclosures, and more.
  • Assist in the review of marketing materials.
  • Assist in developing and maintaining compliance policies, procedures, and controls specific to BaaS operations, ensuring alignment with regulatory requirements and best practices.
  • Provide compliance training to BaaS staff and partners to ensure understanding of obligations under relevant regulations.
  • Maintain accurate and comprehensive records of compliance-related activities, assessments, reports, and documentation to demonstrate adherence to regulatory requirements and internal policies.
  • Stay updated on financial regulations such as AML, KYC, and data protection laws, ensuring BaaS operations' compliance and submitting regulatory reports and filings as required.

KNOWLEDGE AND EXPERIENCE REQUIRED

EDUCATION

Bachelors degree or equivalent experience or education, or some combination with a determined spirit

QUALIFICATIONS

  • 3+ years experience in compliance at a financial institution or similar relevant experience.
  • Knowledge of regulatory compliance, risk management processes, and issue management.
  • Experience with financial regulations including GLBA, AML, BSA, KYC, PCI, DSS, etc.
  • Strong organization and task management skills, including balancing multiple projects and requirements simultaneously.
  • Strong interpersonal and communication skills, able to create and enhance relationships while balancing the needs of FinTech customers and Legend Bank.
  • Proficient in Microsoft Office (Word, Excel, and PowerPoint).

Legend Bank is an EEO and Affirmative Action Employer. Member FDIC.

by Jobble

  • Security & Compliance Lead

    3 weeks ago

    Decatur, United States The Judge Group Full time

    Job Description Security and Compliance LeadThe Cloud Security and Compliance Lead will represent and enforce GT GICS's (Global Information Cyber Security) priorities in the Cloud CoE. The Cloud CoE is accountable for planning and driving ADM's strategy for the cloud from plan to delivery. The Security Liaison will be responsible for ensuring security and...

  • Security & Compliance Lead

    3 weeks ago

    Decatur, United States Hiring Now! Full time

    Job Description Security and Compliance LeadThe Cloud Security and Compliance Lead will represent and enforce GT GICS's (Global Information Cyber Security) priorities in the Cloud CoE. The Cloud CoE is accountable for planning and driving ADM's strategy for the cloud from plan to delivery. The Security Liaison will be responsible for ensuring security and...

  • Security & Compliance Lead

    2 weeks ago

    Decatur, United States The Judge Group Full time

    Job Description Security and Compliance LeadThe Cloud Security and Compliance Lead will represent and enforce GT GICS's (Global Information Cyber Security) priorities in the Cloud CoE. The Cloud CoE is accountable for planning and driving ADM's strategy for the cloud from plan to delivery. The Security Liaison will be responsible for ensuring security and...

  • Security & Compliance Lead

    2 weeks ago

    Decatur, United States Hiring Now! Full time

    Job Description Security and Compliance LeadThe Cloud Security and Compliance Lead will represent and enforce GT GICS's (Global Information Cyber Security) priorities in the Cloud CoE. The Cloud CoE is accountable for planning and driving ADM's strategy for the cloud from plan to delivery. The Security Liaison will be responsible for ensuring security and...

  • Caregiver Lead

    3 weeks ago

    Decatur, United States Sunrise Senior Living Full time

    JOB OVERVIEW "Sunrise is the best place that I've ever worked, simply because of the people. We provide quality care in an environment that feels like home. Our focus is doing what’s right for the resident. For me, that’s a big breath of fresh air." - Sunrise Leader The Lead Care Manager functions as the lead to a group of Care Managers/ "Designated...

  • Caregiver Lead

    1 week ago

    Decatur, United States Sunrise Senior Living Full time

    JOB OVERVIEW "Sunrise is the best place that I've ever worked, simply because of the people. We provide quality care in an environment that feels like home. Our focus is doing what’s right for the resident. For me, that’s a big breath of fresh air." - Sunrise Leader The Lead Care Manager functions as the lead to a group of Care Managers/ "Designated...

  • Field Planning Lead

    3 weeks ago

    Decatur, United States Mackinnon & Partners Full time

    Field Project Controls Lead position on a Industrial Plant Modernization project located in Decatur, IL. Per Diem of (USD)143.75/day available if professional currently resides >50 miles from Decatur. 8 or more years of Primavera experience required and prefer previous construction experience.Lead level position supporting planning, scheduling, cost...

  • Field Planning Lead

    3 weeks ago

    Decatur, United States Mackinnon & Partners Full time

    Field Project Controls Lead position on a Industrial Plant Modernization project located in Decatur, IL. Per Diem of (USD)143.75/day available if professional currently resides >50 miles from Decatur. 8 or more years of Primavera experience required and prefer previous construction experience.Lead level position supporting planning, scheduling, cost...

  • Engineering Team Lead

    3 weeks ago

    Decatur, United States Indorama Ventures Xylenes & PTA Full time

    Leads the mechanical engineering team in the design, implementation, maintenance, optimization, and improvement of production processes and equipment in accordance with Industry Standards and Practices. [Roles and Responsibilities[Engineering Team Leads will:]{arial",sans-serif"=""}]{arial",sans-serif"=""} Be accountable for the supervision, communication of...

  • Project Controls Lead Analyst

    2 weeks ago

    Decatur, United States Equiliem Full time

    Job Description: Field Project Controls Lead position on a Industrial Plant Modernization project located in Decatur, IL. Per Diem of (USD)143.75/day available if professional currently resides > 50 miles from Decatur. 8 or more years of Primavera experience required and prefer previous construction experience. Lead level position supporting planning,...

  • Retail Team Lead

    6 days ago

    Decatur, United States Fine Fettle Full time

    DescriptionCome Join Our Fine Fettle Family!About the Company: We are Fine Fettle, and we are growing to bring important medication to the patients of Georgia. We would love to hear from you! Fine Fettle is a locally-owned, multi-state cannabis company that is one of only six businesses licensed by the state of Georgia to cultivate, manufacture, and dispense...

  • Inventory Management Lead

    3 weeks ago

    Decatur, United States Service Supply Full time

    ** Inventory Management Lead** **Job Category****:** LOGIST **Requisition Number****:** INVEN001794 Showing 1 location **Job Details** **Description** Leads the team of Inventory Management Representatives. Maintains all programs Bin Reviews. Sets goals and objectives, directs work, establishes and maintains departmental work procedures and standards of the...

  • Inventory Management Lead

    2 weeks ago

    Decatur, United States Service Supply Full time

    ** Inventory Management Lead** **Job Category****:** LOGIST **Requisition Number****:** INVEN001794 Showing 1 location **Job Details** **Description** Leads the team of Inventory Management Representatives. Maintains all programs Bin Reviews. Sets goals and objectives, directs work, establishes and maintains departmental work procedures and standards of the...

  • Patient Access Team Lead

    2 weeks ago

    Decatur, Illinois, United States HCA Healthcare Full time

    Description IntroductionDo you want to join an organization that invests in you as a Patient Access Team Lead? At Medical City Decatur, you come first. HCA Healthcare has committed up to 300 million in programs to support our incredible team members over the course of three years.BenefitsMedical City Decatur, offers a total rewards package that supports the...

  • Patient Access Team Lead

    3 weeks ago

    Decatur, Illinois, United States HCA Healthcare Full time

    Description IntroductionDo you want to join an organization that invests in you as a Patient Access Team Lead? At Medical City Decatur, you come first. HCA Healthcare has committed up to 300 million in programs to support our incredible team members over the course of three years.BenefitsMedical City Decatur, offers a total rewards package that supports the...

  • Warehouse Operations Team Lead

    4 days ago

    Decatur, United States BCforward Full time

    Warehouse Operations Team Lead BCForward is currently looking for Warehouse Operations Team Lead Located at Indianapolis, IN 46241. Position Title: Warehouse Operations Team LeadLocation: Indianapolis, IN 46241Expected Duration: 3 months Temp-to-hire Opportunity. Estimated Start Date: 28/5/2024. Pay Rate: $ 27.00/hr.Shift: Monday - Friday 6:30 AM - 3:00 PM...

  • Warehouse Operations Team Lead

    3 weeks ago

    Decatur, United States BCforward Full time

    Warehouse Operations Team Lead BCForward is currently looking for Warehouse Operations Team Lead Located at Indianapolis, IN 46241. Position Title: Warehouse Operations Team LeadLocation: Indianapolis, IN 46241Expected Duration: 3 months Temp-to-hire Opportunity. Estimated Start Date: 28/5/2024. Pay Rate: $ 27.00/hr.Shift: Monday - Friday 6:30 AM - 3:00 PM...

  • Warehouse Operations Team Lead

    2 weeks ago

    Decatur, United States BCforward Full time

    Warehouse Operations Team Lead BCForward is currently looking for Warehouse Operations Team Lead Located at Indianapolis, IN 46241. Position Title: Warehouse Operations Team Lead Location: Indianapolis, IN 46241 Expected Duration: 3 months Temp-to-hire Opportunity. Estimated Start Date: 28/5/2024. Pay Rate: $ 27.00/hr. Shift: Monday - Friday 6:30 AM - 3:00...

  • Lead Office 365 Systems Engineer

    3 weeks ago

    Decatur, United States Saxon Global Full time

    Qualifications: Preferably 8-10 years overall experience with ideally 5+ years as an O365 engineer in a 1000+ user environment Expert knowledge of Office 365 Platform, Exchange Online, SharePoint Online, Teams, Security & Compliance Center, Office ProPlus and OneDrive for Business Expert knowledge of Azure Active Directory, EMS and the Microsoft...

  • Lead Office 365 Systems Engineer

    2 weeks ago

    Decatur, United States Saxon Global Full time

    Qualifications: Preferably 8-10 years overall experience with ideally 5+ years as an O365 engineer in a 1000+ user environment Expert knowledge of Office 365 Platform, Exchange Online, SharePoint Online, Teams, Security & Compliance Center, Office ProPlus and OneDrive for Business Expert knowledge of Azure Active Directory, EMS and the Microsoft...