Compliance Auditor

2 weeks ago


San Antonio, United States ATRIA Consulting Full time

Join a community bank with over 75 years of banking excellence and deep community engagement, dedicated to serving its customers with integrity and exceptional service.

s a Compliance Auditor, you will play a crucial role in ensuring regulatory compliance across all departments within the bank. Reporting to the lead auditor, you will conduct audit tests, analyze internal controls, and draft audit observations.

Responsibilities:

  • Review and evaluate the risk-based compliance program to ensure adequate monitoring and recommend improvements.
  • Develop annual compliance audit plans and integrated audit steps for various departmental audits.
  • Document, review, and evaluate the system of internal controls to ensure adherence to policies and procedures and compliance with applicable statutes and regulations.
  • Identify and assess control deficiencies, provide recommendations, and monitor timely remediation.
  • ssist with documentation and evaluation of internal control systems.
  • Perform compliance audits within budget hours and provide continuous status updates.
  • Draft preliminary findings and discuss them with the supervisor.
  • Maintain current knowledge of federal and state laws and regulations.
  • Prepare management, board, and regulatory reports, audits, and regulatory examinations.
  • Participate in job-specific and bank training programs.
  • Maintain confidentiality of bank information.
Qualifications:
  • 4+ years of experience in compliance or audit environment in a bank setting.
  • Certification in Regulatory Compliance Management (CRCM) is required.
  • Bachelor's degree in Business Administration, Finance, Accounting, or related field, or equivalent experience.
  • Proficiency in Microsoft Office Tools and Adobe Reader/Acrobat.
  • Strong organizational skills with the ability to multitask and follow tasks through completion.
  • bility to work independently with minimal supervision.
  • Excellent communication skills in formal settings.
  • daptability to changing priorities and ability to work in a team environment.

pply now to make a difference in banking excellence
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