Risk Director, Financial Advisor Services
1 week ago
Global Risk and Security (GR&S) at Vanguard enables business strategy, protects client and Vanguard interests (e.g., assets and data), and stewards a strong risk culture. Our teams leverage enterprise-wide insights, deep expertise, and trusted advice so that across Vanguard leaders and crew drive faster, stronger, risk-informed decisions. Vanguard Global Risk & Security (GR&S) is seeking a Risk Director to enable Vanguard's business strategy, protect clients, crew, and assets, and steward a risk-smart culture for Vanguard's Financial Advisor Services (FAS) business. FAS provides investments, services, education, and research to financial advisors across the U.S. The Risk Director will l ead a small team of risk practitioners covering FAS business teams, including sales, product development, and operations functions. The person in this role will advise senior business leaders in the areas of strategic, financial, operational, reputational, and third-party risk, and provide credible challenge to them as needed. This role reports to the FAS Chief Risk Officer, skip level to Vanguard’s Global Chief Risk officer. In this role you will: + Engage with senior business leaders to understand their goals and identify risks to their business areas. Provide advice and guidance to business leaders to influence risk-smart decision-making. + Provide guidance and oversight to a team of risk practitioners as they analyze risks to the business and apply risk methodology to those risks. Be accountable for the timely completion of risk projects and ensuring the work of the risk practitioners is creating the desired outcomes. + Implement frameworks and methodologies to identify risks, analyze risks, assist the business in establishing risk appetite, and identifying appropriate controls and mitigations to manage the risk within appetite. + Partner with IT Risk, Information Security, Marketing Risk, Legal, and Compliance teams to develop a comprehensive view of risk to the business. Maintain an in-depth understanding of Vanguard and the FAS business. Independently stay informed of industry trends and developments to maintain strong business- and risk-acumen. Share learnings and perspective with the risk team and business partners. + Conduct risk meetings attended by senior business leaders and their teams. + Coordinate the deployment of enterprise-wide risk projects within the FAS division. + Create an inclusive and high-performing team atmosphere. Conduct regular one-on-one meetings and provide coaching, training and motivation as necessary to develop team members. Evaluate direct reports following corporate performance management procedures, including setting goals, reviewing performance, and providing feedback. The ideal candidate excels at these top capabilities: + A leader with high business- and risk-acumen. + Someone who is outcome-oriented, motivated by challenging work, can operate in an environment of ambiguity, and overcome obstacles to deliver results. + A strategic mindset, who can think creatively and use sound and mature business judgement. + Cross functional collaborative director, comfortable influencing at all levels. + Experience deriving data-driven insights. + Someone motivated by Vanguard’s mission and purpose. + Willingness to be hands on player coach, do the work themselves. + Someone with a servant-leadership mindset and a proven track record of developing talent. What it takes: + Minimum of eight years related work experience, with 5 years of experience leading risk domain (e.g., strategic, financial, operational, etc.). + Undergraduate degree or equivalent combination of training and experience. Graduate degree preferred. + Knowledge of risk management theories and experience in applying risk management concepts. + Knowledge of asset management products and distribution practices. + Experience working with cross-functional project teams, including IT or product development teams. + Ability to communicate, influence, navigate, persuade, and build buy-in across senior leaders and internal stakeholders. + PRMIA or CRISC certification or ability to complete one such certification within 12 months of hire. Special Factors Sponsorship Vanguard is not offering visa sponsorship for this position. About Vanguard We are Vanguard. Together, we’re changing the way the world invests. For us, investing doesn’t just end in value. It starts with values. Because when you invest with courage, when you invest with clarity, and when you invest with care, you can get so much more in return. We invest with purpose – and that’s how we’ve become a global market leader. Here, we grow by doing the right thing for the people we serve. And so can you. We want to make success accessible to everyone. This is our opportunity. Let’s make it count. Inclusion Statement Vanguard’s continued commitment to diversity and inclusion is firmly rooted in our culture. Every decision we make to best serve our clients, crew (internally employees are referred to as crew), and communities is guided by one simple statement: “Do the right thing.” We believe that a critical aspect of doing the right thing requires building diverse, inclusive, and highly effective teams of individuals who are as unique as the clients they serve. We empower our crew to contribute their distinct strengths to achieving Vanguard’s core purpose through our values. When all crew members feel valued and included, our ability to collaborate and innovate is amplified, and we are united in delivering on Vanguard's core purpose. Our core purpose: To take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. How We Work Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.
-
Risk Director, Financial Advisor Services
2 weeks ago
Malvern, United States CareerBuilder Full timeGlobal Risk and Security (GR&S) at Vanguard enables business strategy, protects client and Vanguard interests (e.g., assets and data), and stewards a strong risk culture. Our teams leverage enterprise-wide insights, deep expertise, and trusted advice so that across Vanguard leaders and crew drive faster, stronger, risk-informed decisions. Vanguard Global...
-
Risk Director, Financial Advisor Services
1 week ago
Malvern, United States The Vanguard Group Full timeGlobal Risk and Security (GR&S) at Vanguard enables business strategy, protects client and Vanguard interests (e.g., assets and data), and stewards a strong risk culture. Our teams leverage enterprise-wide insights, deep expertise, and trusted advice so that across Vanguard leaders and crew drive faster, stronger, risk-informed decisions. Vanguard Global...
-
Risk Director, Financial Advisor Services
2 weeks ago
Malvern, United States Vanguard Full timeGlobal Risk and Security (GR&S) at Vanguard enables business strategy, protects client and Vanguard interests (e.g., assets and data), and stewards a strong risk culture. Our teams leverage enterprise-wide insights, deep expertise, and trusted advice so that across Vanguard leaders and crew drive faster, stronger, risk-informed decisions.Vanguard Global...
-
Risk Director, Financial Advisor Services
3 days ago
Malvern, United States The Vanguard Group Full timeGlobal Risk and Security(GR&S) at Vanguard enables business strategy, protects client and Vanguard interests (e.g., assets and data), and stewards a strong risk culture. Our teams leverage enterprise-wide insights, deep expertise, and trusted advice so that across Vanguard leaders and crew drive faster, stronger, risk-informed decisions. Vanguard Global Risk...
-
Compliance Manager, Head of Fund
6 days ago
Malvern, United States Vanguard Full timeLeads a team responsible to perform compliance testing and monitoring inspections. Supports the development, implementation, and maintenance of compliance processes within the testing and monitoring compliance functions. Forms strong partnership with Compliance and Risk partners. Serves as a trusted advisor to the business and provides oversight of regulated...
-
Malvern, United States Vanguard Full timeCompliance Director, Regulatory Exam Response Advocate for all investors Vanguard has been in trusted with over $8 trillion in client assets by doing what’s right for investors. Our core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. In support of Vanguard’s innovative and...
-
Malvern, United States Vanguard Full timeCompliance Director, Regulatory Exam ResponseAdvocate for all investorsVanguard has been in trusted with over $8 trillion in client assets by doing what’s right for investors. Our core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. In support of Vanguard’s innovative and highly...
-
Malvern, United States Vanguard Group Full timeCompliance Director, Regulatory Exam Response Advocate for all investors Vanguard has been in trusted with over $8 trillion in client assets by doing what's right for investors. Our core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. In support of Vanguard's innovative and highly...
-
Compliance Director, Regulatory Exam Response
Found in: Talent US C2 - 3 weeks ago
Malvern, United States Vanguard Full timeCompliance Director, Regulatory Exam ResponseAdvocate for all investorsVanguard has been in trusted with over $8 trillion in client assets by doing what’s right for investors. Our core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. In support of Vanguard’s innovative and highly...
-
Senior Manager, Divisional Risk
Found in: Talent US C2 - 1 week ago
Malvern, United States Vanguard Full timeThe Personal Investor Risk team supports Personal Investor; Vanguard’s retail brokerage and advice platform. The Senior Manager, Divisional Risk role will lead a team that supports the objectives of the Client Experience and Digital (CXD) sub-division of Personal Investor through risk management. This role will partner with the business to identify and...
-
Assistant Director of Student Life
2 days ago
Malvern, United States Immaculata University Full time**Location**:Malvern, PA, PA **Category**:Staff **Posted On**:Wed May 1 2024 **Position Summary** The Assistant Director of Student Life is a member of the student development and engagement division reporting directly to the Director of Student Life. In partnership with the director, the Assistant Director is responsible for the development of a...
-
Finance Director
2 weeks ago
Malvern, United States CareerBuilder Full timeClinigen is a rapidly growing global specialty pharmaceutical and services company with a unique combination of businesses. Our divisions operate in a complex global regulatory environment and ensure that vital medicines are delivered securely on time and wherever they are needed in the world. We are currently 1,100 people headquartered in the UK with global...
-
Assistant Director of Admissions
1 week ago
Malvern, United States CareerBuilder Full timeJob Description: The Undergraduate Admissions Office at Immaculata University invites applications for the position of Assistant Director. Reporting to the Executive Director of Admissions, the successful candidate will assist in achieving the overall mission of the recruitment and enrollment of traditional undergraduate students. Responsibilities:...
-
Digital Product Manager
7 days ago
Malvern, United States Vanguard Full timeThe Vanguard advisors’ website is a critical tool in serving the needs of financial advisors who are considering or doing business with Vanguard. The site aims to give advisors the information, tools, and insights to help them better serve their clients, highlighting Vanguard as a trusted partner. The Vanguard Financial Advisor Services Digital team is...
-
Director, CT Product Marketing
1 week ago
Malvern, United States CareerBuilder Full timeDUTIES: Siemens Medical Solutions USA, Inc. seeks a Director, CT Product Marketing in Malvern, Pennsylvania. Responsible for the day-to-day management of the CT Product Management team, including Installed base management. Serve as the product manager for the Siemens Dual Source CT products. Create strategic plans to grow to Siemens CT business within the US...
-
Finance Director
1 week ago
Malvern, United States Clinigen Full timeJob DescriptionJob DescriptionOur divisions operate in a complex global regulatory environment and ensure that vital medicines are delivered securely on time and wherever they are needed in the world.We are currently 1,100 people headquartered in the UK with global offices in the US, EU, JAPAC and South Africa. Clinigen has grown rapidly since we began, we...
-
Finance Director
Found in: Appcast Linkedin GBL C2 - 3 days ago
Malvern, United States Clinigen Full timeOur divisions operate in a complex global regulatory environment and ensure that vital medicines are delivered securely on time and wherever they are needed in the world.We are currently 1,100 people headquartered in the UK with global offices in the US, EU, JAPAC and South Africa. Clinigen has grown rapidly since we began, we are the leader in Managed...
-
Finance Director
Found in: Appcast US C2 - 3 days ago
Malvern, United States Clinigen Full timeOur divisions operate in a complex global regulatory environment and ensure that vital medicines are delivered securely on time and wherever they are needed in the world.We are currently 1,100 people headquartered in the UK with global offices in the US, EU, JAPAC and South Africa. Clinigen has grown rapidly since we began, we are the leader in Managed...
-
Finance Director
3 days ago
Malvern, United States Clinigen Full timeOur divisions operate in a complex global regulatory environment and ensure that vital medicines are delivered securely on time and wherever they are needed in the world.We are currently 1,100 people headquartered in the UK with global offices in the US, EU, JAPAC and South Africa. Clinigen has grown rapidly since we began, we are the leader in Managed...
-
BSA Officer
2 weeks ago
Malvern, United States BM Technologies, Inc. Full timeJob DescriptionJob DescriptionPosition: BSA OfficerBMTX OverviewBM Technologies, Inc. (NYSE American: BMTX) - formerly known as BankMobile - is among the largest Banking-as-a-Service (BaaS) providers in the country, providing access to checking and savings accounts, personal loans, credit cards, and financial wellness. It is focused on technology,...
