Vice President U.S. Markets Investment Banking Compliance Advisory

3 days ago


New York, United States TD Bank N.A Full time

Preferred Qualifications:We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice Pr Vice President, Compliance, Investment, Banking, Advisor, President



  • New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including corporate and investment banking, securities, and consumer finance. With over 130 offices and 80,000 employees worldwide,...


  • New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide,...


  • New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including corporate and investment banking, securities, and consumer finance. With over 130 offices and 80,000 employees worldwide,...


  • New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation is a leading global financial institution with a rich history and diverse range of financial services. Our Compliance Advisory team plays a critical role in ensuring the firm's operations are in compliance with regulatory requirements.The Compliance Advisory Vice President will assist in...


  • New York, New York, United States Moelis & Co. Full time

    We are a leading global investment bank and financial advisory firm, and we are seeking a highly skilled and experienced Vice President to join our Media & Telecom financial advisory practice in Los Angeles. Our team provides top-notch investment, risk advisory, merger & acquisition and capital markets services to our clients.As a Vice President, you will...


  • New York, New York, United States TD Bank N.A Full time

    Job Title: Vice President, Markets Investment Banking Compliance AdvisoryWe are seeking a highly skilled Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The successful candidate will be responsible for providing...


  • New York, New York, United States Moelis & Co. Full time

    We are a leading global investment bank and financial advisory firm, and we are seeking a highly skilled and experienced Vice President to join our Media & Telecom financial advisory practice in Los Angeles. Our team provides top-notch investment, risk advisory, merger & acquisition and capital markets services to our clients.Key Responsibilities:Oversee a...


  • New York, New York, United States The Goldman Sachs Group, Inc Full time

    About the RoleWe are seeking a highly skilled and experienced Vice President to join our Cross Markets Group (CMG) in New York. As a key member of our team, you will be responsible for providing top-notch investment banking services to our clients across various industries, including Digital Infrastructure, Telecommunications, and Technology, Media, and...


  • New York, New York, United States Leerink Partners LLC Full time

    Job Title:Investment Banking Associate/Vice President - Biopharma AdvisoryDepartment:Investment BankingLocation:New YorkSalary Range:$175,000 - $250,000The Investment Banking Associate or Vice President will be a key member of an experienced team, contributing to a world-class investment banking practice focused on healthcare and life science companies, with...


  • New York, New York, United States FE International LTD Full time

    Job Title: Vice President of Investment BankingFE International LTD is seeking a highly skilled Vice President of Investment Banking to join our team. As a key member of our investment banking division, you will be responsible for originating and executing new transactions for our clients, utilizing our broad array of strategic and financial advisory...


  • New York, New York, United States FE International LTD Full time

    Job Title: Vice President of Investment BankingFE International LTD is seeking a highly skilled Vice President of Investment Banking to join our team. As a key member of our investment banking division, you will be responsible for originating and executing new transactions for our clients, utilizing our broad array of strategic and financial advisory...


  • New York, New York, United States Barclays Full time

    Job SummaryBarclays Capital Inc. is seeking a highly skilled Investment Banking Vice President to join our team in New York. As a key member of our investment banking team, you will be responsible for managing the bank's principal equity investments portfolio, ensuring it aligns with our investment strategy and risk tolerance. Key Responsibilities•...


  • New York, New York, United States Barclays Full time

    Job SummaryThis is a key role in the Investment Banking division at Barclays, where you will play a crucial part in projects such as company valuation, strategic advisory, and execution of debt and equity offerings. As a Vice President, you will be responsible for creating financial analysis and models, conducting industry research, and coordinating with...


  • New York, New York, United States Wells Fargo Full time

    About this role:We are seeking a seasoned Vice President, Lead Investment Banker to join our Corporate & Investment Banking team. As a key member of our Industrial Infrastructure and Environmental Services Investment Banking Team, you will be responsible for providing strategic advisory and capital markets origination and execution services to corporate,...


  • New York, New York, United States Hispanic Technology Executive Council Full time

    Job Title: Investment Banking Vice PresidentCitigroup Global Markets Inc. is seeking a highly skilled Investment Banking Vice President to join its New York, NY location.Key Responsibilities:Lead a team of junior bankers in the evaluation of operations, business plans, and financial and economic forecasts to produce strategic and financial analyses relating...


  • New York, New York, United States Societe Generale Corporate and Investment Banking - SGCIB Full time

    Job SummaryWe are seeking a highly skilled Capital Markets Compliance Officer to join our team at Societe Generale Corporate and Investment Banking - SGCIB. As a key member of our Compliance department, you will be responsible for providing regulatory and compliance advice to our Capital Markets teams, ensuring that our activities are in line with relevant...


  • New York, New York, United States FE International LTD Full time

    About the RoleFE International LTD is seeking an experienced Executive Vice President of Investment Banking to join our team. As a key member of our investment banking division, you will be responsible for originating and executing new transactions for our clients, utilizing our broad array of strategic and financial advisory services.Key...


  • New York, New York, United States San Blas Securities Full time

    About UsAt San Blas Capital Markets, we are redefining the standards of excellence in investment banking. Our boutique firm thrives on innovation, integrity, and a relentless commitment to client success.The RoleWe are seeking a highly motivated and talented Investment Banking Vice President to join our team. As a key member of our team, you will participate...


  • New York, New York, United States The Goldman Sachs Group, Inc Full time

    Job DescriptionAt The Goldman Sachs Group, Inc, we are seeking a highly skilled and experienced Investment Banking Vice President to join our Cross Markets Group (CMG) in New York. As a key member of our team, you will be responsible for providing top-notch financial solutions to our clients across various industries, including Digital Infrastructure,...


  • New York, New York, United States Barclays Full time

    Job Title: VP, Investment Banking, AmericasAt Barclays, we are seeking a highly skilled and experienced Vice President to join our Investment Banking team in the Americas. As a key member of our team, you will be responsible for building and maintaining relationships with clients, understanding their needs, expectations, and financial goals to develop and...