Compliance Analyst
1 month ago
Investment Management Firm (100B+ AUM) Fulltime Hybrid, 3 days in office in Chicago Loop Full relocation availableBase + Bonus 140k - 160k Robust benefits package Job Details:Code, test, and implement investment compliance rules in Charles River IMS (CRIMS)Interpret investment agreements and documents Identify compliance requirements and establish validation rulesMaintain and update client-directed restriction listsCreate daily review of reports for compliance alerts, exceptions, and necessary correctionsSupport clients and colleagues for compliance questionsAnalyze compliance alerts for accurate decisionsComplete periodic client certifications and questionnaires. Assist in updating compliance policies in response to business or regulatory changes. MUST HAVE EXPERIENCE 5+ Years of professional work experience2 Years of Investment Compliance experience1+ years of coding and testing compliance rules, benchmark comparative rules, and regulatory guidelinesCharles River IMS (CRIMS) or BlackRock AladdinStrong understanding of the Securities industry and investment management regulationsInvestment Advisers / Investment Company Act of 1940ERISA regulationsFamiliarity with additional regulations (Securities / Securities Exchange Act of 1934, CFTC regulations)Knowledge of the Securities Act of 1933, Securities Exchange Act of 1934, CFTCNICE TO HAVEUnderstanding of ESG a plusSQLPython
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Compliance Analyst
1 month ago
Milwaukee, United States Robert W. Baird Full timeCompliance_ The Personal Activities Compliance Analyst will provide assistance and guidance to Baird associates regarding compliance issues, firm policies and procedures, and industry regulations. The role will manage associate disclosure obligations and play a key role in the administration of the firm’s third-party technology solution used to execute...
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Compliance Analyst
4 weeks ago
Milwaukee, United States Robert W. Baird & Company, Inc. Full timeReview, interpret, and analyze associate disclosures items to ensure compliance with policies and guidelines. Ensure associate responsibilities are completed and documented in accordance with the firms policies and procedures by tracking progress of Compliance Analyst, Compliance, Activities, Analyst, Personal, Associate, Business Services
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Compliance Analyst
4 weeks ago
Milwaukee, United States Robert W. Baird & Co. Incorporated Full timeCompliance The Personal Activities Compliance Analyst will provide assistance and guidance to Baird associates regarding compliance issues, firm policies and procedures, and industry regulations. The role will manage associate disclosure obligations and play a key role in the administration of the firm's third-party technology solution used to execute...
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Compliance Analyst
18 hours ago
Milwaukee, United States Robert W. Baird & Co. Incorporated Full timeCompliance The Personal Activities Compliance Analyst will provide assistance and guidance to Baird associates regarding compliance issues, firm policies and procedures, and industry regulations. The role will manage associate disclosure obligations and play a key role in the administration of the firm's third-party technology solution used to execute...
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Audit Compliance Analyst
3 weeks ago
Milwaukee, United States LA CAUSA CHARTER SCHOOL Full timeJOB REQUIREMENTS: Description JOB TITLE: Audit & Compliance Analyst FLSA STATUS: Hourly / Overtime Eligible LOCATON: Administration / On-Site PRIMARY FUNCTION: Audits, reviews, and inspects, various records, files, contracts, and other agency documents to ensure compliance with both in house and outside requirements related to procedures, contract...
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Compliance Analyst
3 weeks ago
Milwaukee, United States Baird Full timeCompliance The Personal Activities Compliance Analyst will p rovide assistance and guidance to Baird associates regarding compliance issues, firm policies and procedures, and industry regulations. The role will manage associate disclosure obligations and play a key role in the administration of the firm's third-party technology solution used to execute...
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Compliance Analyst
1 day ago
Milwaukee, United States Baird Full timeCompliance The Personal Activities Compliance Analyst will p rovide assistance and guidance to Baird associates regarding compliance issues, firm policies and procedures, and industry regulations. The role will manage associate disclosure obligations and play a key role in the administration of the firm's third-party technology solution used to execute...
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IT Cybersecurity Compliance Analyst
1 week ago
Milwaukee, Wisconsin, United States Komatsu Full timeKomatsu is an indispensable partner to the construction, mining, forestry, forklift, and industrial machinery markets, maximizing value for customers through innovative solutions. With a diverse line of products supported by our advanced IoT technologies, regional distribution channels, and a global service network, we tap into the power of data and...
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IT Cybersecurity Compliance Analyst
1 day ago
Milwaukee, Wisconsin, United States Komatsu Full timeKomatsu is an indispensable partner to the construction, mining, forestry, forklift, and industrial machinery markets, maximizing value for customers through innovative solutions. With a diverse line of products supported by our advanced IoT technologies, regional distribution channels, and a global service network, we tap into the power of data and...
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Audit & Compliance Analyst
3 weeks ago
Milwaukee, United States La Causa Full timeJob Type Full-time Description JOB TITLE: Audit & Compliance Analyst FLSA STATUS: Hourly / Overtime Eligible LOCATON: Administration / On-Site PRIMARY FUNCTION: Audits, reviews, and inspects, various records, files, contracts, and other agency documents to ensure compliance with both in house and outside requirements related to procedures, contract...
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Sr Treasury Analyst
1 week ago
Milwaukee, United States Molson Coors Full timeRequisition ID: 30231 A Career in Beer: Our purpose at a Molson Coors Beverage Company is to unite people to celebrate all of life’s moments. We are the world’s family brewer, brewing and selling our beer for over 350 years around the world. We are Talent Brewers - we believe in our brands and our people, we believe that a truly...
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Sr Treasury Analyst
3 days ago
Milwaukee, United States Molson Coors Beverage Company Full timeA Career in Beer: Our purpose at a Molson Coors Beverage Company is to unite people to celebrate all of life’s moments. We are the world’s family brewer, brewing and selling our beer for over 350 years around the world. We are Talent Brewers - we believe in our brands and our people, we believe that a truly inspiring...
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IT Principal
2 days ago
Milwaukee, United States WEC Energy Group (WEC) Full timeWBS, a subsidiary of WEC Energy Group, is seeking an IT Principal - Risk and Compliance (Principal IT Solutions Analyst) in our Milwaukee, Wisconsin location. This position offers flexibility for a hybrid work arrangement (remote/on-site) with time spent in the Milwaukee office. **Job Summary**: The IT Principal - Risk and Compliance is a leadership role...
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IT Principal
4 weeks ago
Milwaukee, United States WEC Energy Group Full timeWEC Energy Group is one of the nation’s largest electric generation, distribution and natural gas delivery holding companies. We employ over 7,000 people in our energy companies and service subsidiaries. As a Fortune 500 company, we value and develop our employees who are making a difference in a mission that matters.WBS, a subsidiary of WEC Energy Group,...
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IT Principal
2 days ago
Milwaukee, United States WEC Energy Group (WEC) Full timeWEC Business Services LLC, a subsidiary of WEC Energy Group, is seeking am IT Principal - Risk and Compliance (Principal IT Solutions Analyst) in our Milwaukee, Wisconsin location. This position offers flexibility for a hybrid work arrangement (remote/on-site) with time spent in the Milwaukee office. **Job Summary**: The IT Principal - Risk and Compliance...
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IT Principal
2 days ago
Milwaukee, United States WEC Energy Group (WEC) Full timeWEC Business Services LLC, a subsidiary of WEC Energy Group, is seeking am IT Principal – Risk and Compliance (Principal IT Solutions Analyst) in our Milwaukee, Wisconsin location. This position offers flexibility for a hybrid work arrangement (remote/on-site) with time spent in the Milwaukee office.Job SummaryThe IT Principal – Risk and Compliance is a...
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IT Principal
1 day ago
Milwaukee, United States WEC Energy Group (WEC) Full timeWEC Business Services LLC, a subsidiary of WEC Energy Group, is seeking am IT Principal – Risk and Compliance (Principal IT Solutions Analyst) in our Milwaukee, Wisconsin location. This position offers flexibility for a hybrid work arrangement (remote/on-site) with time spent in the Milwaukee office.Job SummaryThe IT Principal – Risk and Compliance is a...
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Compliance Analyst
2 weeks ago
Milwaukee, United States Versiti Inc. Full timeOverview: Versiti is a fusion of donors, scientific curiosity, and precision medicine that recognize the gifts of blood and life are precious. We are home to the world-renowned Blood Research Institute, we enable life saving gifts from our donors, and provide the science behind the medicine through our diagnostic laboratories. Versiti brings together...
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Senior Pricing Analyst
1 month ago
Milwaukee, United States DSJ Global Full timeTitle: Senior Pricing AnalystSummary: As one of America's leading producers of flexible packaging products, this client is looking to bring on a Senior Pricing Analyst to their team! This company is well-known for its manufacturing capabilities and quality products across the consumer goods, industrial, food, and healthcare industries. The Sr. Pricing...
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Senior Pricing Analyst
1 month ago
Milwaukee, United States DSJ Global Full timeTitle: Senior Pricing AnalystSummary: As one of America's leading producers of flexible packaging products, this client is looking to bring on a Senior Pricing Analyst to their team! This company is well-known for its manufacturing capabilities and quality products across the consumer goods, industrial, food, and healthcare industries. The Sr. Pricing...