Senior Compliance Officer
2 weeks ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status.Need Help?If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response).Regular or Temporary:RegularLanguage Fluency: English (Required)Work Shift:1st shift (United States of America)Please review the following job description:Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework.Strategic / Business Rationale: The position is responsible for executing the day-to-day Compliance Program obligations of GFOAS, which is an SEC Registered Investment Advisor ('RIA') to a private fund complex.GFOAS Compliance Program responsibilities include, but are not limited to:* Tracking, reviewing, and analyzing private fund regulatory updates and assisting with implementing necessary changes across the GFOAS/TIS/TAS. Specifically, managing GFOAS through the new SEC Rule on Private Fund Advisors and related obligations.* Ability to manage essential private fund adviser compliance obligations, including policy and procedure development/review, disclosures/attestations review, issues identification/management, risk assessment, governance support, annual compliance report support, etc.* Advanced knowledge regarding different types of private funds (e.g., fund-of-fund, hedge funds, private equity funds and other pooled vehicles).* Responding to different regulatory examinations and inquiries pertaining to the private fund complex.* Compliance advisory support for client/prospect materials (e.g., PPMs, factsheets, investor communication) for hedge funds or private equity funds.* Experience with regulatory investment guidelines and restrictions.* Experience reviewing private fund exceptions (e.g., net asset value exceptions, investor qualification exceptions).* Execute Private Fund Advisor regulatory filings including but not limited to SEC Form D, Form PF and NFA filings.* Familiarity with CPO & CTA., as well as corresponding rules and regulations.ESSENTIAL DUTIES AND RESPONSIBILITIESFollowing is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.1. Interpret new or existing laws, rules and regulations that are complex and multifaceted and use that knowledge as a subject matter expert to communicate requirements and expectations to assigned areas of responsibility.2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing changes.3. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or functions.4. Develop Risk Committee materials, including evaluation of program effectiveness, level and direction of risks, key and emerging risks, and status of previously-identified risk and control issues.5. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations.6. Implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies.7. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts.8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives for the company, providing counsel and oversight in a collaborative, business savvy and team-first manner.QUALIFICATIONSRequired Qualifications:The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.1. Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience2. Eight years of financial institution experience3. Five years of direct experience in compliance4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance.5. Strong communication skills, both verbally and written, and the ability to communicate and interact with all levels of managementPreferred Qualifications:1. MBA, Juris Doctorate or other advanced degree.2. Eight years of compliance experience, with five years at medium to large financial institution3. Prior supervisory or management experience.4. Certified Regulatory Compliance Manager (CRCM)General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist's generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.Truist supports a diverse workforce and is an Equal Opportunity Employer that does not discriminate against individuals on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status or other classification protected by law. Truist is a Drug Free Workplace.EEO is the Law Pay Transparency Nondiscrimination Provision E-Verify#J-18808-Ljbffr
by Jobble
-
Senior Compliance Officer
3 weeks ago
Atlanta, United States Truist Financial Corporation Full timeResponsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy Compliance Officer, Officer, Compliance, Compliance Manager, Senior, Management, Banking, Business Services
-
Senior Compliance Officer
2 weeks ago
Atlanta, United States Truist Financial Corporation Full timeThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need...
-
Senior Compliance Analyst
3 weeks ago
Atlanta, United States Emory Healthcare Full timeDescription The EHC Senior Compliance Analyst reports to Emory Healthcare (EHC) Compliance and Privacy Office Leadership. This position leads and assists with systemwide compliance initiatives such as the conflict of interest program, reporting, trends analysis, as well as policy and procedure management. Duties and Responsibilities: Supports day-to-day...
-
Senior Compliance Analyst
3 weeks ago
Atlanta, United States Emory Healthcare Full timeDescription: The EHC Senior Compliance Analyst reports to Emory Healthcare (EHC) Compliance and Privacy Office Leadership. This position leads and assists with systemwide compliance initiatives such as the conflict of interest program, reporting, trends analysis, as well as policy and procedure management. Duties and Responsibilities: Supports day-to-day...
-
Senior Compliance Analyst
6 days ago
Atlanta, United States Emory Healthcare Full timeDescription: The EHC Senior Compliance Analyst reports to Emory Healthcare (EHC) Compliance and Privacy Office Leadership. This position leads and assists with systemwide compliance initiatives such as the conflict of interest program, reporting, trends analysis, as well as policy and procedure management. Duties and Responsibilities: Supports day-to-day...
-
Senior Privacy Analyst
3 weeks ago
Atlanta, United States Emory Healthcare Full timeDescription The Senior Privacy Analyst reports to Emory Healthcare (EHC) Compliance and Privacy Office Leadership. The EHC Senior Privacy Analyst will perform ongoing privacy monitoring activities to ensure compliance with applicable privacy laws and policies. In addition, this position leads and assists with ongoing activities related to the development,...
-
Compliance Senior Auditor
2 weeks ago
Atlanta, United States Sevita Full timeThe MENTOR Network is now Sevita. We have a different name, but the same mission, and a renewed sense of purpose. At Sevita we provide home and community-based health care services and support for adults, children, and their families across the United States. Join us in work that matters. Summary The Senior Compliance Auditor is responsible for...
-
Compliance Senior Auditor
7 days ago
Atlanta, United States Sevita Full timeAt Sevita we believe that everyone deserves to live well. For more than 50 years, our team members have provided home and community-based health care for adults, children and their families across the United States. As a member of our corporate team, you'll help shape the work that supports how our business runs, the services we provide, and the...
-
Compliance Senior Auditor
6 days ago
Atlanta, United States Sevita Full timeAt Sevita we believe that everyone deserves to live well. For more than 50 years, our team members have provided home and community-based health care for adults, children and their families across the United States. As a member of our corporate team, you'll help shape the work that supports how our business runs, the services we provide, and the...
-
Compliance Clinical Senior Auditor
6 days ago
Atlanta, United States Sevita Full timeAt Sevita we believe that everyone deserves to live well. For more than 50 years, our team members have provided home and community-based health care for adults, children and their families across the United States. As a member of our corporate team, you'll help shape the work that supports how our business runs, the services we provide, and the...
-
Senior Fleet Compliance
4 weeks ago
Atlanta, United States AlienVault Full timeJob Overview At AT&T, you'll be empowered to create real change in an ever-expanding, connected world. As part of our corporate team, your impact will be felt no matter how your work translates to our core goal of serving customers and transforming lives. We're fueled by a passion to provide innovative solutions and driven to connect the world in meaningful...
-
Compliance Analyst
3 weeks ago
Atlanta, United States Emory Healthcare Full timeDescription The EHC Compliance Analyst reports to Emory Healthcare (EHC) Compliance and Privacy Office Leadership. This position assists with systemwide compliance initiatives such as the conflict of interest program, reporting, trends analysis, as well as policy and procedure management. Duties and Responsibilities: Supports day-to-day operations of the...
-
Director of Compliance
1 day ago
Atlanta, United States Strategic Wealth Designers Full timeAre you a seasoned compliance professional with a passion for ensuring regulatory adherence in a dynamic and fast-paced environment? Do you excel at implementing and maintaining compliance policies and procedures while fostering a positive and supportive workplace culture? If so, we want to hear from you!Strategic Wealth Designers (SWD) is a full-service...
-
Compliance Analyst
3 weeks ago
Atlanta, United States Emory Healthcare Full timeDescription: The EHC Compliance Analyst reports to Emory Healthcare (EHC) Compliance and Privacy Office Leadership. This position assists with systemwide compliance initiatives such as the conflict of interest program, reporting, trends analysis, as well as policy and procedure management. Duties and Responsibilities: Supports day-to-day operations of the...
-
ESG Program Compliance Officer
2 weeks ago
Atlanta, United States State of Georiga Full timeMake a difference and join the DCA Team! DCA gives employees more to do than merely make a living. We are serious about helping Georgia's families live more abundantly with a greater sense of hope and achievement. If public service, a great environme Compliance Officer, Officer, Compliance, Program Manager, Program, Monitoring, Business Services
-
ESG Program Compliance Officer.
3 weeks ago
Atlanta, United States GeorgiaGov Full timeMake a difference and join the DCA Team!DCA gives employees more to do than merely make a living.We are serious about helping Georgia's families live more abundantly with a greater sense of hope and achievement.If public service, a great environment, and the desire to enrich the lives of others motivate you to do your best work, you should consider joining...
-
IT Compliance Senior Analyst
4 weeks ago
Atlanta, United States Crawford & Company Full timePosition Summary The IT Senior Compliance Analyst reports directly to the IT Compliance Director is responsible for a combination of driving the efforts as well as being hands-on in completing multiple IT risk assessment efforts. This individual will be part of a highly visible team that will involve designing, leading, and completing the efforts in...
-
Senior Auditor Contract Compliance
7 days ago
Atlanta, United States PRGX Global Full timeHeadquartered in Atlanta, Georgia, PRGX Global, Inc. is the world’s leading provider of recovery audit services. We are also innovating, discovering and delivering hidden profits to our clients by mining data for key financial insights. The Company operates and serves clients in more than 30 countries with over 1,400 employees, and provides its services to...
-
Senior Auditor Contract Compliance
7 days ago
Atlanta, United States PRGX Global, Inc. Full timeJob DescriptionJob DescriptionABOUT PRGXHeadquartered in Atlanta, Georgia, PRGX Global, Inc. is the world's leading provider of recovery audit services. We are also innovating, discovering and delivering hidden profits to our clients by mining data for key financial insights. The Company operates and serves clients in more than 30 countries with over...
-
Senior Auditor Contract Compliance
18 hours ago
Atlanta, United States PRGX Global, Inc. Full timeJob DescriptionJob DescriptionABOUT PRGXHeadquartered in Atlanta, Georgia, PRGX Global, Inc. is the world's leading provider of recovery audit services. We are also innovating, discovering and delivering hidden profits to our clients by mining data for key financial insights. The Company operates and serves clients in more than 30 countries with over...