Chief Internal Audit Officer

1 month ago

New York, United States PGMTEK Inc. Full time
Job Description
The Internal Audit function is responsible for independent, objective assurance, and advisory activity designed to improve operations by evaluating and improving the effectiveness of risk management, control, and governance processes. Also includes special and strategic business reviews. Specializes in reviewing the organization's financial and operational processes to ensure compliance and best practices.

Job Responsibilities -

  • The Internal Audit Officer is responsible for directing the Internal Audit function. The incumbent is responsible for setting the strategy of the function, directing internal audit employees, scheduling audits, maintaining audit policies & procedures, and serving as liaison with the firm's outside auditors and regulators.
  • Lead internal audit's annual risk assessment and planning process to develop the annual internal audit plan and ensure the plan is responsive to and aligned with the idiosyncratic risks of the company, regulatory expectations, and industry trends.
  • Oversee the implementation of the approved internal audit plan, ensure proper resourcing, and adjust the plan as needed in response to changes in the company's risk profile, operations, systems and controls. Keep senior management and the Board apprised of any changes needed to the internal audit plan.
  • Maintain and develop relationships internally to assist in the delivery of internal audit projects, communication of internal audit results.
  • Ensure methodical documentation of work plans, testing results, conclusions and recommendations.
  • Ensure comprehensive and timely follow-up and validation of open audit findings and associated corrective actions.
  • Manage the process to track, follow-up, and validate all open regulatory findings.
  • Produce clear and concise summaries, to inform internal stakeholders and the Board of progress against the annual internal audit plan, audit results, the status of open
  • and any past due recommendations and any other key information.
  • Perform company-wide risk assessments to identify key inherent risks and assess the quality of mitigating controls. Take into account the firm's compliance with the established policies and procedures, laws and regulations, and regulatory requirements.
  • Oversee, perform or provide technical assistance with investigations, special audits, and provide subject-matter expertise as needed.
  • Remain current on audit and regulatory oversight trends and develop a risk-based approach incorporated into the annual audit plan and the scope of each audit project.
  • Recommend company-wide training based on gaps identified to ensure adherence to the company's practices and policies.
  • Establish and assign departmental goals to team members and evaluate their performance.
  • In addition to internal audit resources, manage the external audit service provider in conducting internal audits that meet industry best practices and regulatory expectations.
Job Requirements -
  • A Bachelor's degree in a related field. Graduate degree a plus.
  • CFA, CIA, CPA/CA, FRM or similar professional certification is a plus.
  • Demonstrated ability to maintain a high degree of confidentiality in a variety of sensitive settings
  • Excellent organizational and time management skills with the ability to set own priorities to coordinate multiple assignments with fluctuating and time-sensitive deadlines.
  • Excellent communication skills; ability to effectively communicate information in a clear and understandable manner, both verbally and in writing. Ability to effectively communicate with Management, Regulators, Vendors in a clear and organized manner
  • Demonstrated ability to provide direction and supervise the work of others, including guiding, mentoring, and providing professional development opportunities.


Typical ital Years of Experience -

15 years plus of related work experience with at least 3-5 years as a Chief Audit Executive or equivalent.

  • Manager, Internal Audit

    2 days ago

    New York, United States Oceanview Life & Annuity Full time

    Overview: We are seeking an Internal Audit Manager who would be excited to join a dynamic and highly collaborative team at a growing insurance company. The Internal Auditor will be responsible for performinng audits of financial, operational, and compliance risk managment as well as leading IT compliance reviews. The individual should be comfortable sharing...

  • Chief Auditor

    2 months ago

    New York, United States Citi Full time

    **_Excited to grow your career?_** We value our talented employees, and whenever possible strive to help one of our associates grow professionally before recruiting new talent to our open positions. If you think the open position, you see is right for you, we encourage you to apply! Our people make all the difference in our success. The Chief Auditor is a...

  • Internal Audit Interns

    1 month ago

    New York, United States Touro University Nevada Full time

    Overview The Touro University Virtual Internship is one of America's most ambitious programs for internal audit stewardship. The purpose of the Touro University Auditing Internship program is to provide gifted and highly motivated professionals and students with experience in the process of internal auditing. By participating in this program, the Internal...

  • Internal Audit Interns

    1 week ago

    New York, United States Touro University Nevada Full time

    Overview The Touro University Virtual Internship is one of America's most ambitious programs for internal audit stewardship. The purpose of the Touro University Auditing Internship program is to provide gifted and highly motivated professionals and students with experience in the process of internal auditing. By participating in this program, the Internal...

  • Internal Audit Interns

    1 month ago

    New York, United States Touro University Full time

    The Touro University Virtual Internship is one of America's most ambitious programs for internal audit stewardship. The purpose of the Touro University Auditing Internship program is to provide gifted and highly motivated professionals and students with experience in the process of internal auditing. By participating in this program, the Internal Audit...

  • Internal Audit Interns

    2 months ago

    New York, United States Touro University New York Full time

    Overview: The Touro University Virtual Internship is one of America's most ambitious programs for internal audit stewardship. The purpose of the Touro University Auditing Internship program is to provide gifted and highly motivated professionals and students with experience in the process of internal auditing. By participating in this program, the Internal...

  • Internal Audit Interns

    1 week ago

    New York, United States Touro University Full time

    The Touro University Virtual Internship is one of America's most ambitious programs for internal audit stewardship. The purpose of the Touro University Auditing Internship program is to provide gifted and highly motivated professionals and students with experience in the process of internal auditing. By participating in this program, the Internal Audit...

  • Internal Audit Interns

    1 week ago

    New York, United States Touro University New York Full time

    Overview: The Touro University Virtual Internship is one of America's most ambitious programs for internal audit stewardship. The purpose of the Touro University Auditing Internship program is to provide gifted and highly motivated professionals and students with experience in the process of internal auditing. By participating in this program, the Internal...

  • Chief Compliance Officer

    2 weeks ago

    New York, United States Fast Lab Tech : Fast, Simple COVID Testing & More In NYC Full time

    Fast Lab Technologies is a leading medical laboratory dedicated to providing high-quality diagnostic testing services. We are committed to upholding the highest standards of compliance, ethics, and patient care. We are seeking an experienced and highly motivated Chief Compliance Officer to join our team and ensure our operations adhere to all regulatory...

  • Chief Compliance Officer

    1 week ago

    New York, United States Fast Lab Tech : Fast, Simple COVID Testing & More In NYC Full time

    Fast Lab Technologies is a leading medical laboratory dedicated to providing high-quality diagnostic testing services. We are committed to upholding the highest standards of compliance, ethics, and patient care. We are seeking an experienced and highly motivated Chief Compliance Officer to join our team and ensure our operations adhere to all regulatory...

  • Chief Accounting Officer

    2 months ago

    New York State, United States Teladoc Health, Inc. Full time

    Teladoc Health is a global, whole person care company made up of a diverse community of people dedicated to transforming the healthcare experience. Reporting to the Chief Financial Officer, the Chief Accounting Officer (CAO) will be responsible for the leadership, development, and execution of the Company’s accounting function globally, including...

  • Engineering Audit Officer

    4 weeks ago

    New York City, United States Battery Park City Authority Full time

    POSITION SUMMARY: The BPCA is seeking to hire a highly motivated professional with experience in the fields of engineering, architecture, construction/construction project management, or construction auditing for the Engineering Audit Officer position. Reporting to the Chief Operating Officer (COO) for the Battery Park City Authority(BPCA),the Engineering...

  • Engineering Audit Officer

    4 days ago

    New York City, United States Battery Park City Authority Full time

    POSITION SUMMARY: The BPCA is seeking to hire a highly motivated professional with experience in the fields of engineering, architecture, construction/construction project management, or construction auditing for the Engineering Audit Officer position. Reporting to the Chief Operating Officer (COO) for the Battery Park City Authority(BPCA),the Engineering...

  • Internal Audit

    1 month ago

    New York, New York, United States Goldman Sachs Full time

    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains...

  • Internal Audit

    1 week ago

    New York, New York, United States Goldman Sachs Full time

    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains...

  • Internal Audit

    3 weeks ago

    New York, New York, United States EisnerAmper Full time

    Job DescriptionAt EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You can design a career you'll love from top to bottom - we give you the tools you...

  • Internal Audit Manager

    3 days ago

    New York, United States Invesco Full time

    As one of the world’s leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work,...

  • Chief Financial Officer

    2 weeks ago

    New York, United States Global Community Charter School Full time

    Job DescriptionJob DescriptionTITLE: Chief Financial Officer REPORTS TO: Executive Director DATE PREPARED: May 16, 2024  STATUS: Full-time, Exempt JOB OVERVIEW The Chief Financial Officer (CFO), a pivotal role in our organization, will collaborate with the Executive Director, Board (Finance Committee), and members of the executive leadership team....

  • Chief Financial Officer

    5 days ago

    New York, United States Global Community Charter School Full time

    Job DescriptionJob DescriptionTITLE: Chief Financial Officer REPORTS TO: Executive Director DATE PREPARED: May 16, 2024  STATUS: Full-time, Exempt JOB OVERVIEW The Chief Financial Officer (CFO), a pivotal role in our organization, will collaborate with the Executive Director, Board (Finance Committee), and members of the executive leadership team....

  • Internal Audit Manager

    1 week ago

    New York, United States Payoneer Full time

    **Internal Audit Manager, New York, NY (Hybrid)** **Build Your Career | Love your Work | Make a Difference** Payoneer's mission is to empower businesses to **_go beyond_** - beyond borders, limits and expectations. In today's digital world, Payoneer enables businesses of all sizes from anywhere in the world to access new economic opportunities by enabling...