Middle Office Analyst

3 weeks ago


Miami, United States Pacifica Continental Full time

Our Client is an important international investment Advisor Company looking for a Middle Office Analyst.

The Middle Office Analyst will play an important role in supporting the Head of the Broker Dealer and Head of Wealth Management at the group's US operations. The analyst will play a key role in supporting the operations of the Broker-Dealer and the registered Investment Advisers.

Functions

  • Client account opening (focus on Pershing NETx360)
  • Rebalancing / Order transmission/ execution (OMS)
  • Transfers in/ out
  • Fee calculation
  • Client records update and maintenance
  • Client reporting and statements
  • Interaction with the custodians
  • Interaction with advisors and clients
  • Advise on international trades trading and settlements
  • Assist the CCO in daily Compliance tasks and functions such as:
    • Review account opening documentation
    • Review marketing materials for adherence to regulation
    • Load and maintain client data into DD system
    • Activity surveillance: Review and explain exception reports
  • Perform periodic GAP analysis, policy vs. process
  • Give support in the update of internal policies and procedures,
  • Stay current on regulatory changes and proactively identify how these may affect the Company
Requirements
  • 2+ years of experience in a financial services firm, with an interest in operations / Middle Office matters
  • Bilingual (English/Spanish) required. Portuguese a plus
  • FINRA SIE or S7 license a plus
  • Ability to understand policies and procedures
  • General knowledge of compliance concepts

  • Research Analyst

    3 weeks ago


    Miami, United States Miami-Dade County Office of the Commission Auditor Full time

    Job DescriptionResearch Analysts work in an advanced capacity exercising qualitative and quantitative skills in monitoring, analyzing, and reporting on specialized data sets, subject matter, County programs and services, selected events, public policy, and legislative oversight.As a Research Analyst, you will analyze large datasets to ensure an accurate,...

  • Investment Analyst

    4 weeks ago


    Miami, United States Xcede Full time

    A top Miami-based investment management fund is looking for an Investment Analyst to join them on a full-time basis. The firm is a dynamic and globally-focused investment fund with a specialization in micro- and small-cap public companies.They are seeking a talented and experienced Investment Analyst to join their team in the Miami, FL office. The successful...

  • Investment Analyst

    4 weeks ago


    Miami, United States Xcede Full time

    A top Miami-based investment management fund is looking for an Investment Analyst to join them on a full-time basis. The firm is a dynamic and globally-focused investment fund with a specialization in micro- and small-cap public companies.They are seeking a talented and experienced Investment Analyst to join their team in the Miami, FL office. The successful...


  • Miami, United States Citizenship and Immigration Services Full time

    Summary This position is located in Office Of Field Operation, Field Operation Directorate, District 24, Miami FL Field Office. As an Immigration Services Analyst , you will provide support to both the operational and administrative functions of USCIS operations and research and conduct studies.

  • Professional Analyst

    3 weeks ago


    Miami, United States Guidepost Solutions Full time

    Job Description Job Description Summary/ Objective We are seeking a full-time bilingual Analyst who will support and work on high stakes litigation and disputes in the Americas. Our clients are international litigators and business decision-makers who rely on us to find critical information to help solve their, and their clients’ challenges. We handle...

  • Supply Chain Analyst

    4 weeks ago


    Miami, United States Careerxchange Full time

    Job DescriptionJob DescriptionAbout the Company:Our client is a leading provider of comprehensive solutions for the food service industry. Their offerings include supply chain management, procurement services, and logistical support tailored to the unique needs of restaurants and hospitality businesses. With a focus on efficiency, quality, and customer...


  • Miami, United States Joyal Capital Management Full time

    Job DescriptionJob DescriptionJoyal Capital Management, a boutique financial firm, is seeking a Junior Financial Analyst to join our team in Boca Raton, FL.For nearly 40 years, Joyal Capital Management has been highly successful in serving high net worth individuals through proprietary estate planning, financial planning, investment management and business...

  • Professional Analyst

    3 weeks ago


    Miami, United States Guidepost Solutions LLC Full time

    Job DescriptionJob DescriptionSummary/ ObjectiveWe are seeking a full-time bilingual Analyst who will support and work on high stakes litigation and disputes in the Americas. Our clients are international litigators and business decision-makers who rely on us to find critical information to help solve their, and their clients’ challenges. We handle...


  • Miami, United States Georgia IT Inc Full time

    Job Title: QA Analyst Location: Miami, FL Duration: Contract Rate: DOE ( USC and GC holders are only preferred) Requirements: vailability to work 1-2 days a week on Client's site in Miami, FL (required); Experience as a QA Analyst (4-5 years); Experience with a test/defect management tool to load test cases, execute them, link test cases to...

  • QA Analyst- Miami, FL

    13 hours ago


    Miami, United States Georgia IT Inc Full time

    Job Title: QA Analyst Location: Miami, FL Duration: Contract Rate: DOE ( USC and GC holders are only preferred) Requirements: vailability to work 1-2 days a week on Client's site in Miami, FL (required); Experience as a QA Analyst (4-5 years); Experience with a test/defect management tool to load test cases, execute them, link test cases to...


  • Miami, United States Banco de Credito e Inversiones Full time

    Job DescriptionJob DescriptionABOUT BCIBci provides financial services to individuals and corporations. We focus on being a global leader in innovations and personalized client experience and, with more than 10,500 employees, Bci is recognized as one of the best companies in which to work and develop a career. It is the third largest privately owned bank in...


  • Miami, United States Banco de Crédito e Inversiones Full time

    ABOUT BCI Bci provides financial services to individuals and corporations. We focus on being a global leader in innovations and personalized client experience and, with more than 10,500 employees, Bci is recognized as one of the best companies in which to work and develop a career. It is the third largest privately owned bank in Chile, and it has more than...


  • Miami, United States Banco de Credito e Inversiones Full time

    Job DescriptionJob DescriptionABOUT BCIBci provides financial services to individuals and corporations. We focus on being a global leader in innovations and personalized client experience and, with more than 10,500 employees, Bci is recognized as one of the best companies in which to work and develop a career. It is the third largest privately owned bank in...

  • Analyst IT Support I

    4 weeks ago


    Miami, United States Capstone Mining Full time

    Job DescriptionJob DescriptionPOSITION PURPOSEThe IT Analyst I is responsible for providing excellent technical support and customer service to end-users experiencing IT issues. The IT Analyst I will troubleshoot and resolve a variety of technical problems, including hardware and software issues, network connectivity issues, and other technical challenges....

  • FP&A Analyst

    2 weeks ago


    Miami, United States Envision Staffing Solutions Full time

    Job DescriptionJob DescriptionOne of the top 5 cannabis companies in the industry is looking for a FP&A Analyst to join their team in their new office located in Doral. The company is very passionate about producing world-class marketing, high quality innovative products, delivering unprecedented customer experiences, having cutting-edge operations, and...

  • FP&A Analyst

    3 weeks ago


    Miami, United States Envision Staffing Solutions Full time

    Job DescriptionJob DescriptionOne of the top 5 cannabis companies in the industry is looking for a FP&A Analyst to join their team in their new office located in Doral. The company is very passionate about producing world-class marketing, high quality innovative products, delivering unprecedented customer experiences, having cutting-edge operations, and...

  • GIS Analyst

    3 days ago


    Miami, United States Langan Full time

    Langan provides expert land development engineering and environmental consulting services for major developers, renewable energy producers, energy companies, corporations, healthcare systems, colleges/universities, and large infrastructure programs throughout the U.S. and around the world. Our employees collaborate seamlessly among 40+ offices and gain...

  • GIS Analyst

    14 hours ago


    Miami, United States Langan Full time

    Langan provides expert land development engineering and environmental consulting services for major developers, renewable energy producers, energy companies, corporations, healthcare systems, colleges/universities, and large infrastructure programs throughout the U.S. and around the world. Our employees collaborate seamlessly among 40+ offices and gain...


  • Miami, United States Brooksource Full time

    *Product Business Analyst **Contract to Hire**Remote – EST Time Zone *Our Fortune 15 healthcare client is seeking a Product Business Analyst. You will team with world-class professionals to define, develop, and test strategies that directly impact the bottom line. You will do it all in a collaborative environment that values your insight, encourages you to...

  • Financial Analyst

    5 days ago


    Miami, United States Robert Half Full time

    Top notch company in Miami area is searching for a Financial Analyst with previous FP&A experience. The ideal candidate will be responsible for using their analytical mindset to analyze and interpret financial data, then relating it to potential business trends and issues. This candidate will feel comfortable using insights they have discovered to...