Compliance Officer

6 days ago

Wichita, United States Emprise Bank Full time

At Emprise Bank, everything we do is focused on empowering the neighborhoods, businesses, and people in our communities to thrive. We proudly work to provide extraordinary customer service and products to help our customers achieve their goals.

We are currently seeking a Compliance Officer - Banking as a Service (BaaS) to join our team. This role will be responsible for providing compliance oversight for the Bank's Banking as a Service division.

This position is eligible for a Hybrid schedule in Wichita, KS and surrounding areas. Remote in South Dakota, Utah, Oklahoma, Missouri, and Nebraska.

A successful candidate will have:

Strong attention to detail and time management skills

Confident and articulate communication skills

Initiative and strong work ethic

Possess the ability to think holistically while also being able to dive into the details to tackle problems and opportunities

Effectively build and maintain relationships with Emprise associates, customers, vendors, and other financial institutions

An understanding of and commitment to our values

Attitude and aptitude to engage in continuous development

Essential functions of the role:

Non-traditional bank compliance strategies

Work closely with the Compliance Manager Banking as a Service, internal stakeholders and external fintech partners to provide compliance support during partner onboarding, due diligence, and ongoing monitoring

Identify Compliance requirements for non-traditional products and services

Assist with developing internal processes and documentation to provide compliance frameworks and controls for new and existing products, services, and features

Partner with team to advise of new products, features, services, and activities to ensure compliance with applicable rules and regulations

Compliance Oversight:

Regularly interact with FinTech Partners by providing guidance, corrective action, and ensuring the Partner is performing its compliance responsibilities

Perform risk assessments, monitoring, testing, issue management, complaint management, training, marketing reviews, facilitate audits and examinations, and other elements within the Banks CMS.

Analyze compliance reporting to ensure adequacy of reporting, and to identify trends and further action to be taken based on findings

Maintain relevant and current knowledge of applicable law, regulation, guidance, and current events that impact the BaaS line of business

Perform site visits as needed

Perform special projects as assigned

Legal Requests:

Conduct statistical and documentary research and analyze research data, such as statutes, decisions, legal articles, codes, and documents. Report results to Compliance Manager Banking as a Service

Other duties as assigned within the scope and responsibility of the job

Requirements

College, or level of education together with financial regulatory compliance experience that enables applicant to meet the job requirements

5 years of banking compliance experience required

2 years of FinTech experience required

Proficiency with large server-based applications and typical desktop software

Benefits

In addition to a competitive salary and benefits, Emprise offers professional growth, a rewarding and challenging environment, opportunities to be involved in our communities, and a culture of integrity, passion, and success. We also offer shift differential pay for bilingual candidates

At Emprise Bank, empowering people to thrive means having an all-inclusive culture that honors our commitment to all dimensions of diversity in our workforce and embraces inclusion of all people. People of color, women, LGBTQIA+, veterans, and persons with disabilities are encouraged to apply.

To learn more, please visit our website at www.emprisebank.com.

Emprise Bank is an EEO/AA/ADA/Veteran Employer/Member FDIC/Drug Free Workplace.

Emprise Bank participates in E-Verify and will provide your Form-I 9 to the federal government to confirm authorization to work in the United States.

  • Director of Compliance- Corporate Office

    1 month ago

    Wichita, United States Weigand-Omega Management Omega Senior Living VitalCore Health Strategies Full time

    Director of Compliance- Corporate Office Monday, November 20, 2023 Director of Compliance – Compliance $50k + Based on Experience *****On-Demand Pay Benefit Offered***** Come join the Weigand-Omega Team for this exciting opportunity.We are looking to add a Director of Compliance in our Wichita,Kansas office. The Director of Compliance will be required to...

  • BSA Compliance Officer

    1 month ago

    Wichita, United States Equity Bank Full time

    Position: BSA Compliance Officer Department: Compliance Location: Wichita, KS Salary: FT Salary Jump start your career at Equity Bank! We are currently hiring energetic, team oriented, and community focused individuals to join our team! With a team of best-in-class customer service experts, you'll help to build and expand on client relationships, deliver...

  • BSA Compliance Officer

    3 weeks ago

    Wichita, United States Equity Bank Full time

    Position: BSA Compliance Officer Department: Compliance Location: Wichita, KS Salary: FT Salary Jump start your career at Equity Bank! We are currently hiring energetic, team oriented, and community focused individuals to join our team! With a team of best-in-class customer service experts, you'll help to build and expand on client relationships, deliver...

  • BSA Compliance Officer

    3 weeks ago

    Wichita, United States Equity Bank Full time

    Responsibilities and Expectations Oversee and monitor an effective BSA/AML compliance program that is aligned with current industry best practice, regulatory guidance, and compliance practices, but not limited to monitoring for cash activity, suspicious transactions, and customer identification program (“CIP”) and due diligence compliance as well as...

  • BSA Compliance Officer

    4 weeks ago

    Wichita, United States Equity Bank Full time

    Responsibilities and Expectations Oversee and monitor an effective BSA/AML compliance program that is aligned with current industry best practice, regulatory guidance, and compliance practices, but not limited to monitoring for cash activity, suspicious transactions, and customer identification program (“CIP”) and due diligence compliance as well as...

  • Compliance Officer

    1 week ago

    Wichita, United States Emprise Bank Full time

    Job DescriptionJob DescriptionAt Emprise Bank, everything we do is focused on empowering the neighborhoods, businesses, and people in our communities to thrive. We proudly work to provide extraordinary customer service and products to help our customers achieve their goals.We are currently seeking a Compliance Officer - Banking as a Service (BaaS) to join...

  • EHS Compliance Specialist

    2 months ago

    Wichita, United States iSi Environmental Full time

    Job DescriptionJob DescriptionPosition Summary: Provides customer service and technical support for a variety of environmental, health, and safety compliance projects. Position Responsibilities: Provide technical support on environmental, health, and safety compliance projects including sampling, permitting, auditing, reporting, plan development,...

  • EHS Compliance Specialist

    3 weeks ago

    Wichita, United States iSi Environmental Full time

    Job DescriptionJob DescriptionPosition Summary: Provides customer service and technical support for a variety of environmental, health, and safety compliance projects. Position Responsibilities: Provide technical support on environmental, health, and safety compliance projects including sampling, permitting, auditing, reporting, plan development,...

  • Alcohol Compliance Officer

    3 weeks ago

    Wichita, United States ASM Global Full time

    ASM Global, the leader in privately managed public assembly facilities, has an immediate opening for Alcohol Compliance Officer at INTRUST Bank Arena. Summary: Watchful of guests' alcohol consumption and looking out for underage drinking. Responsibilities: Recognize and react to alcohol violations get assistance when needed. Observe and report any policy...

  • Alcohol Compliance Officer

    1 month ago

    Wichita, United States ASM Global Full time

    ASM Global, the leader in privately managed public assembly facilities, has an immediate opening for Alcohol Compliance Officer at INTRUST Bank Arena. Summary: Watchful of guests' alcohol consumption and looking out for underage drinking. Responsibilities: Recognize and react to alcohol violations get assistance when needed. Observe and report any policy...

  • Regulatory Consumer Compliance Analyst

    1 week ago

    Wichita, United States Equity Bank Full time

    Responsibilities and Expectations As a key second line of defense, the Compliance Monitoring Analyst ensures a strong, enterprise-wide compliance culture by regulatory compliance monitoring activities under the direction of the Sr Compliance Officer to validate Equity Bank’s adherence to applicable laws and regulations.Lead and participate on compliance...

  • Regulatory Compliance Specialist

    4 days ago

    Wichita, United States POET Full time

    : ABOUT POET At POET, it is our mission to be good stewards of the Earth by converting renewable resources to energy and other valuable goods as effectively as humanly possible. For over thirty years, our drive and passion to change the world has enabled us to become the largest producer and marketer of bioethanol and leader in bio-based products in the...

  • Trade Compliance Specialist

    1 month ago

    Wichita, United States Viavi Solutions Full time

    Summary: Duties & Responsibilities: The position We are currently looking for a Trade Compliance Specialist for the Global Trade Compliance Team. Our new team member will support the Trade Compliance Team in ensuring global trade compliance, with a focus on supporting compliance in terms of exports from and imports to the United States. You will be based...

  • Trade Compliance Specialist

    3 weeks ago

    Wichita, United States Viavi Solutions Full time

    Summary: Duties & Responsibilities: The position We are currently looking for a Trade Compliance Specialist for the Global Trade Compliance Team. Our new team member will support the Trade Compliance Team in ensuring global trade compliance, with a focus on supporting compliance in terms of exports from and imports to the United States. You will be based...

  • Business Ethics

    2 months ago

    Wichita, United States Textron Full time

    JOB SUMMARY: The Compliance Specialist will function as a member of the Textron Aviation Inc. legal department located in Wichita, Kansas. The position primarily supports Textron Aviation's ethics and compliance team across a broad range of issues pertaining to its global aerospace business. The successful candidate must be approachable, vocal, solution...

  • Business Ethics

    3 weeks ago

    Wichita, United States Textron Full time

    JOB SUMMARY: The Compliance Specialist will function as a member of the Textron Aviation Inc. legal department located in Wichita, Kansas. The position primarily supports Textron Aviation's ethics and compliance team across a broad range of issues pertaining to its global aerospace business. The successful candidate must be approachable, vocal, solution...

  • Fair Lending Officer

    5 days ago

    Wichita, United States Larson Maddox Full time

    Job DescriptionJob DescriptionA growing bank is looking to add a Fair Lending Officer to their team! While reporting to the CCO, this role is responsible for developing, implementing, and administering all aspects of the Bank's Fair Lending including various lending product lines. This role sits 5 days in office in Wichita, KS.Responsibilities:Supervise...

  • Fair Lending Officer

    1 month ago

    Wichita, United States Larson Maddox Full time

    A growing bank is looking to add a Fair Lending Officer to their team! While reporting to the CCO, this role is responsible for developing, implementing, and administering all aspects of the Banks Fair Lending including various lending product lines. This role sits 5 days in office in Wichita, KS. Responsibilities: Supervise the Banks Fair Lending Policy...

  • Fair Lending Officer

    3 weeks ago

    Wichita, United States Larson Maddox Full time

    A growing bank is looking to add a Fair Lending Officer to their team! While reporting to the CCO, this role is responsible for developing, implementing, and administering all aspects of the Banks Fair Lending including various lending product lines. This role sits 5 days in office in Wichita, KS. Responsibilities: Supervise the Banks Fair Lending Policy...

  • Quality Assurance Compliance 3

    3 weeks ago

    Wichita, United States Spirit AeroSystems Full time

    OverviewSpirit AeroSystems designs and builds aerostructures for both commercial and defense customers. With headquarters in Wichita, Kansas, Spirit operates sites in the U.S., U.K., France and Malaysia. The company's core products include fuselages, pylons, nacelles and wing components for the world's premier aircraft. Spirit AeroSystems focuses on...