Current jobs related to Internal Audit-Compliance - Salt Lake City - Asset & Wealth Management

  • Internal Audit-Compliance

    1 month ago

    Salt Lake, Utah, United States Goldman Sachs Full time

    Internal Audit, Compliance & Legal AssociateThe Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is...

  • Internal Audit-Compliance

    1 month ago

    Salt Lake City, United States Goldman Sachs Full time

    Internal Audit, Compliance & Legal Associate The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm...

  • SVP - Compliance Audit

    3 months ago

    Salt Lake City, United States Selby Jennings Full time

    Senior Vice President, Compliance AuditLocation: Salt Lake City, UTCompensation: 160-220k base I am currently working with a Top American Bank that is looking to add a SVP to their Compliance IA group which will sit out of their Salt Lake City office. Ideal candidates have 8+ years of experience within Internal Audit and have a strong skillset across...

  • Internal Audit

    4 weeks ago

    Woodcliff Lake, United States Party City Full time

    Company Summary Job Title: Internal Audit & Compliance Associate Location: Corp-Hybrid, Woodcliff Lk, NJ Employment Type: Full-time Company Overview: Party City Holdco Inc. (PCHI) is a global leader in the celebrations industry, with its offerings spanning more than 70 countries around the world. Party City is the largest retailer of party goods in...

  • Internal Audit

    4 weeks ago

    Woodcliff Lake, United States Party City Canada Full time

    Company Summary Job Title: Internal Audit & Compliance Associate Location: Corp-Hybrid, Woodcliff Lk, NJ Full-Time/Part Time: Full-time Company Overview: Party City Holdco Inc. (PCHI) is a global leader in the celebrations industry, with its offerings spanning more than 70 countries around the world. Party City is the largest retailer of party goods in North...

  • Internal Audit Specialist

    1 week ago

    Salt Lake, Utah, United States The Goldman Sachs Group, Inc Full time

    Job Overview As an integral part of The Goldman Sachs Group, Inc., the Internal Audit function plays a vital role in maintaining robust controls and adherence to regulations within the organization. The Internal Auditor will engage in evaluating financial documentation, overseeing compliance with regulatory standards, and delivering insightful...

  • Compliance and Internal Audit Senior

    4 weeks ago

    Kansas City, United States Moss Adams LLP Full time

    Moss Adams LLP Compliance and Internal Audit Senior Kansas City , Kansas Apply Now At Moss Adams, we champion authenticity. For us, that means fostering a culture of talented people who care—about you, about our clients, and about our communities. Here, you’ll work towards our mission of empowering others to embrace opportunity, growing as a leader along...

  • Manager, Internal Audit

    3 months ago

    Woodcliff Lake, United States Party City Full time

    Job Description Company Overview: Party City Holdco Inc. (PCHI) is a global leader in the celebrations industry, with its offerings spanning more than 70 countries around the world. Party City is the largest retailer of party goods in North America. PCHI operates across multiple businesses within its Retail Division and Consumer Products...

  • Internal Audit-Global Banking

    1 month ago

    Salt Lake, Utah, United States Goldman Sachs Full time

    Internal Audit – Global Banking & Markets, AssociateThe Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869,...

  • Internal Audit Intern

    1 week ago

    Salt Lake, Utah, United States BankTalent HQ Full time

    Position: Internal Audit InternInternship Type: PaidNote: This internship does not offer relocation assistance. Preference will be given to local candidates.BankTalent HQ is recognized as a leading financial services organization, operating through a network of reputable banks that are managed locally in rapidly growing markets. We have earned accolades for...

  • Government Internal Audit Senior

    2 months ago

    Salt Lake City, United States Moss Adams LLP Full time

    Moss Adams LLP Government Internal Audit Senior - Salt Lake City, Utah At Moss Adams, we champion authenticity. For us, that means fostering a culture of talented people who care—about you, about our clients, and about our communities. Here, you’ll work towards our mission of empowering others to embrace opportunity, growing as a leader along the way....

  • Internal Audit Specialist

    1 week ago

    Salt Lake, Utah, United States The Goldman Sachs Group, Inc. Full time

    Position Overview:In the realm of Internal Audit, we play a crucial role in ensuring that The Goldman Sachs Group, Inc. upholds robust governance by evaluating the accuracy of financial statements, overseeing the firm's adherence to legal and regulatory standards, and providing strategic guidance to leadership on the implementation of effective control...

  • Internal Audit Manager

    1 week ago

    Salt Lake, Utah, United States The Goldman Sachs Group, Inc. Full time

    Position Overview:In the realm of Internal Audit, we play a crucial role in ensuring that The Goldman Sachs Group, Inc. upholds robust controls. Our responsibilities include evaluating the accuracy of financial statements, overseeing the firm’s adherence to applicable laws and regulations, and providing strategic guidance to management in crafting...

  • Intern-Internal Audit

    1 week ago

    Salt Lake City, United States BankTalent HQ Full time

    Internal Auditor Paid Internship - Summer 2024 Mid May - Mid August This internship is not eligible for relocation assistance. Local candidates preferred. Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets. Zions is...

  • Internal Audit

    1 month ago

    Kansas City, United States Bankmw Full time

    Internal Audit - Senior Compliance Auditor 1111 Main St, Kansas City, MO 64105, USA Req #4669 Friday, July 26, 2024 It starts with our culture... Common sense has never been common. If it were, the world would be a different place. Things would run smoothly and on time. People would do what they say and say what they do. Everything would be fair, without all...

  • International Compliance Specialist

    1 week ago

    Salt Lake, Utah, United States USANA Health Sciences Full time

    Who We Are Seeking We are in search of a detail-oriented individual to join USANA Health Sciences as an international compliance specialist. This role is crucial in ensuring adherence to both domestic and international regulations across all designated markets. You will be tasked with executing various compliance functions, upholding the highest standards of...

  • Internal Audit Professional

    13 hours ago

    Salt Lake, Utah, United States BankTalent HQ Full time

    About the RoleWe are seeking a highly skilled and motivated Auditor to join our team at BankTalent HQ. As an Auditor, you will play a critical role in ensuring the integrity and effectiveness of our internal controls and risk management processes.Key ResponsibilitiesPlan and execute tests of management's key controls to ensure their effectiveness and...

  • Internal Audit

    2 days ago

    Salt Lake City, United States The Goldman Sachs Group Full time

    In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for...

  • Intern- Compliance Analyst, Compliance Risk Management

    1 month ago

    Salt Lake City, United States BankTalent HQ Full time

    Intern - Compliance Analyst, Compliance Risk Management 2024 Paid Summer Internship May thru mid-August This internship is not eligible for relocation assistance. Local candidates preferred. Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams...

  • Compliance and Audit Professional

    12 hours ago

    Fife Lake, Michigan, United States Compass Group, North America Full time

    About the RoleThe Compass Group, North America is seeking a highly skilled Internal Auditor to join our team. As an Internal Auditor, you will play a critical role in ensuring the integrity of our financial information and identifying areas for improvement.Key ResponsibilitiesConduct financial, operational, compliance, and special audits to identify risks...

Internal Audit-Compliance

2 months ago

Salt Lake City, United States Asset & Wealth Management Full time

Description Internal Audit, Compliance & Legal Associate The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. We commit people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Our people are our greatest asset – we say it often and with good reason. It is only with the determination and dedication of our people that we can serve our clients, generate long-term value for our shareholders and contribute to the broader public. We take pride in supporting each colleague both professionally and personally. From collaborative workspaces and ergonomic services to wellbeing and resilience offerings, we offer our people the flexibility and support they need to reach their goals in and outside the office INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes. WHAT WE LOOK FOR Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment. YOUR IMPACT As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management’s control measures. In doing so, internal Audit: • Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk • Raise awareness of control risk • Assesses the firm’s control culture and conduct risks • Monitors management’s implementation of control measures Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering. RESPONSIBILITIES Develop and maintain an in-depth understanding of business areas, its products, and supporting functions Identify risks, assess mitigating controls, and make recommendations on improving the control environment Follow-up on open audit issues and their resolution SKILLS AND RELEVANT EXPERIENCE Internal audit, compliance or quality assurance testing experience Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks and corporate legal functions Understanding of compliance program components, risk and control processes Able to work under minimal supervision on individual tasks or on team projects Team-oriented with a strong sense of ownership and accountability Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly Highly motivated with the ability to multi-task and remain organized in a fast-paced environment Accurate, accountable and able to multitask while managing both time and work load Approximately 5 years of experience in a public accounting, consulting, internal audit and/or regulatory agency examiner role within the financial services industry or a related control function 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus

#J-18808-Ljbffr