Sr. Compliance Specialist

3 weeks ago

Pasadena, United States First Foundation Bank Full time

Job Description

Job Description

Summary:

This position is responsible for overseeing the adherence of the Bank’s policies and procedures to federal and state laws and regulations. Salary Range:

The salary range in CA for this role is $71,600/yr to $101,600/yr and represents the Company's good faith minimum and maximum range for this role at the time of posting. The actual compensation offered to a candidate may vary outside of this range depending on a number of factors, including a candidate's qualifications, skills, competencies, experience, and location. The budgeted salary range is $71,600/yr to $93,502/yr. The Company also offers a full range of benefits, including medical, dental, vision, and 401K match. Other rewards may include annual performance-based bonuses and wellness days. Duties and Responsibilities: Understands and complies with requirements of all laws and regulations applicable to the position Consult with and advise managers affected by compliance issues and regulatory requirements Manage bank acquisition due diligence projects Educate and update others within the Bank on compliance-related changes and/or activities Analyze audit and test results to determine the root cause of deficiencies Research complex regulatory scenarios and assist management with resolving issues and/or implementing controls to mitigate risk Examine Bank policies, procedures, and practices to ensure compliance with laws and regulations Stay abreast of changes to federal and state banking laws and regulations affecting the management, operations, and product offerings of the Bank Monitor and evaluate pending legislative and regulatory changes related to the Bank’s lending and retail operations Prepare and update, as necessary, Bank policies and procedures to conform to regulatory and legislative requirements. Coordinate and support the Bank's compliance-related programs, such as compliance training, compliance testing, and reporting Arrange and perform periodic compliance reviews and prepare reports of findings Review various disclosures and provide feedback to applicable business units Coordinate the investigation and response to regulatory complaints Disseminate information regarding new or amended regulations to appropriate personnel Review and evaluate new Bank services, forms, and products for compliance with applicable law Review and approve the Bank’s advertising for compliance with applicable law Coordinate and assist during compliance examinations by regulatory agencies and third-party compliance vendors. Follows up and resolves any cited deficiencies reported during the course of the examination or violations and deficiencies noted in the final report Provide day-to-day interaction and support to management Participate in recurring meetings and provide updates/minutes to the Chief Compliance Officer Attend seminars, workshops, and conferences, as assigned, to maintain and expand knowledge of compliance requirements Perform other duties as assigned Qualifications:

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform essential functions. Education and/or Experience: Bachelor’s degree or work experience equivalent Minimum of 7 to 10 years of related experience required Skills: Ability to read, accurately interpret, and communicate in an understandable format federal and state regulatory requirements Strong oral and written communication skills Ability to prioritize and follow up Strong analytical and research skills Organizational and time management proficiencies Physical Demands:

The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform essential functions. While performing the duties of this job, the employee is regularly required to sit for long periods of time; use hands to operate controls on the computer; reach with hands and arms for phone and computer work; to communicate on the phone while wearing a headset for extended periods. The employee frequently is required to walk. The employee is occasionally required to stand; climb or balance, and stoop, kneel, crouch, or crawl. The employee must frequently lift and/or move up to 10 pounds and occasionally lift and/or move up to 25 pounds. Specific vision abilities required by this job include close vision, distance vision, color vision, peripheral vision, and the ability to adjust focus. First Foundation is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, protected veteran status, status as a qualified individual with a disability, sexual orientation, gender identity, or any other characteristic protected by law.

#J-18808-Ljbffr

  • Sr. Compliance Specialist

    4 weeks ago

    Pasadena, United States First Foundation, Inc. Full time

    This position is responsible for overseeing the adherence of the Bank's policies and procedures to federal and state laws and regulations. Salary Range: The salary range in CA for this role is $71,600/yr to $101,600/yr and represents the Company's go Compliance Specialist, Compliance, Specialist, Operations, Regulatory, Banking, Healthcare

  • Sr. Compliance Specialist

    2 weeks ago

    Pasadena, United States First Foundation, Inc. Full time

    This position is responsible for overseeing the adherence of the Bank's policies and procedures to federal and state laws and regulations. Salary Range: The salary range in CA for this role is $71,600/yr to $101,600/yr and represents the Company's go Compliance Specialist, Compliance, Specialist, Operations, Regulatory, Banking, Healthcare

  • Sr. Compliance Specialist

    3 weeks ago

    Pasadena, United States First Foundation Inc. Full time

    Summary: This position is responsible for overseeing the adherence of the Bank's policies and procedures to federal and state laws and regulations. Salary Range: The salary range in CA for this role is $71,600/yr to $101,600/yr and represents the Company's good faith minimum and maximum range for this role at the time of posting. The actual compensation...

  • Sr. Compliance Specialist

    4 days ago

    Pasadena, United States First Foundation Inc. Full time

    Summary: This position is responsible for overseeing the adherence of the Bank's policies and procedures to federal and state laws and regulations. Salary Range: The salary range in CA for this role is $71,600/yr to $101,600/yr and represents the Company's good faith minimum and maximum range for this role at the time of posting. The actual compensation...

  • Sr. Compliance Specialist

    3 weeks ago

    Pasadena, United States First Foundation Full time

    Summary: This position is responsible for overseeing the adherence of the Bank's policies and procedures to federal and state laws and regulations. Salary Range: The salary range in CA for this role is $71,600/yr to $101,600/yr and represents the Company's good faith minimum and maximum range for this role at the time of posting. The actual compensation...

  • Sr. Compliance Specialist

    2 weeks ago

    Pasadena, United States First Foundation Full time

    Summary: This position is responsible for overseeing the adherence of the Bank's policies and procedures to federal and state laws and regulations. Salary Range: The salary range in CA for this role is $71,600/yr to $101,600/yr and represents the Company's good faith minimum and maximum range for this role at the time of posting. The actual compensation...

  • Sr. Compliance Specialist

    3 weeks ago

    Pasadena, United States First Foundation Bank Full time

    Job DescriptionJob DescriptionSummary: This position is responsible for overseeing the adherence of the Bank’s policies and procedures to federal and state laws and regulations.Salary Range: The salary range in CA for this role is $71,600/yr to $101,600/yr and represents the Company's good faith minimum and maximum range for this role at the time of...

  • Compliance Specialist

    2 weeks ago

    Pasadena, Texas, 77505, Harris County, TX, United States Clean Harbors Full time

    HPC-Industrial, Powered by Clean Harbors, is looking for an Environmental Compliance Specialist for our La Porte, TX location to join their safety conscious team! The Environmental Compliance Specialist is responsible for supporting environmental compliance and environmental reporting in accordance with regulatory standards, customer policies, and company...

  • Compliance Specialist

    2 weeks ago

    Pasadena, Texas, 77505, Harris County, TX, United States Clean Harbors Full time

    HPC-Industrial, Powered by Clean Harbors, is looking for an Environmental Compliance Specialist for our La Porte, TX location to join their safety conscious team! The Environmental Compliance Specialist is responsible for supporting environmental compliance and environmental reporting in accordance with regulatory standards, customer policies, and company...

  • Compliance Specialist

    1 week ago

    Pasadena, United States First Foundation Bank Full time

    Job Description Job Description Summary: This position is responsible for overseeing adherence of the Bank’s policies and procedures to federal and state laws and regulations. Saray Range: The salary range in CA for this role is $62,800 to $87,900 and represents the Company's good faith minimum and maximum range for this role at the time of posting. The...

  • Sr. Clinical Research Associate

    2 months ago

    Pasadena, United States Arrowhead Pharmaceuticals, Inc. Full time

    The Position The Sr. Clinical Research Associate (Sr. CRA) provides support to Study Lead(s) in clinical study planning, execution and management. The primary purpose of the position is to support the COM/Study Lead in study set-up, execution, oversight, and closeout activities in compliance with the clinical protocol, regulatory requirements, ICH GCP...

  • Sr. Clinical Research Associate

    2 weeks ago

    Pasadena, United States Arrowhead Pharmaceuticals, Inc. Full time

    The Position The Sr. Clinical Research Associate (Sr. CRA) provides support to Study Lead(s) in clinical study planning, execution and management. The primary purpose of the position is to support the COM/Study Lead in study set-up, execution, oversight, and closeout activities in compliance with the clinical protocol, regulatory requirements, ICH GCP...

  • Research Security and Export Compliance Technical

    1 month ago

    Pasadena, United States California Institute of Technology Full time

    **Research Security and Export Compliance Technical Specialist** **Caltech** **Job Category**: Fulltime Regular **Exempt Overtime Eligible**: Exempt **Benefits Eligible**: Benefit Based Caltech is a world-renowned science and engineering institute that marshals some of the world's brightest minds and most innovative tools to address fundamental...

  • Research Security and Export Compliance Technical

    2 weeks ago

    Pasadena, United States California Institute of Technology Full time

    **Research Security and Export Compliance Technical Specialist** **Caltech** **Job Category**: Fulltime Regular **Exempt Overtime Eligible**: Exempt **Benefits Eligible**: Benefit Based Caltech is a world-renowned science and engineering institute that marshals some of the world's brightest minds and most innovative tools to address fundamental...

  • Sr Instrumentation Reliability Engineer

    2 months ago

    Pasadena, United States Celanese Full time

    Job DescriptionJob DescriptionCelanese is a Fortune 500 global chemical and specialty materials company that engineers and manufactures products essential to everyday living. With global headquarters in Dallas, Texas, Celanese employs approximately 13,300 dedicated people working at more than 50 owned and operated manufacturing facilities across 27...

  • Sr Instrumentation Reliability Engineer

    2 weeks ago

    Pasadena, United States Celanese Full time

    Job DescriptionJob DescriptionCelanese is a Fortune 500 global chemical and specialty materials company that engineers and manufactures products essential to everyday living. With global headquarters in Dallas, Texas, Celanese employs approximately 13,300 dedicated people working at more than 50 owned and operated manufacturing facilities across 27...

  • Sr. Financial Reporting Analyst

    3 weeks ago

    Pasadena, United States LHH Full time

    Shaping the FUTURE of Financial Reporting!! Join a leading financial institution dedicated to excellence and innovation in financial reporting. We are seeking a highly skilled Sr. Financial Reporting Analyst to join one of our clients in Pasadena, CA. The team is dynamic and looking for someone who can contribute to their success. If you are passionate about...

  • Contract Specialist

    2 months ago

    Pasadena, United States Huntington Hospital Full time

    ** Internal Workers - Please log into your Workday account to apply** - Huntington Hospital Employee Login Compensation Range: $30.90 - $48.00 / Hour Department: 851003 Compliance & Internal Audit Expectations: The Contracts Specialist is responsible for preparation and verification of contracts and associated paperwork to prepare a complete contract...

  • Outreach Specialist

    1 week ago

    Pasadena, United States Resiliency LLC Full time

    Job DescriptionJob DescriptionSummary:The Outreach Specialist is a vital member of our Marketing, Outreach, & Enrollment (MOE) team, responsible for driving the successful enrollment of prospective participants into our PACE program. By building strong relationships and generating quality referrals, they ensure our rapid growth and success as...

  • Sr Clinical Documentation Consultant

    2 weeks ago

    Pasadena, United States APR Consulting Full time

    A healthcare client is looking for a HIM CDI Sr Clinical Documentation ConsultantLocation: Pasadena, CA 91188 (100% remote)Position: HIM CDI Sr Clinical Documentation ConsultantPay Rate: $48.66/hrDuration: 24 months Expected Shift: 8am-4:30pmFully remoteEducation/License/Certification:Graduate from an accredited school of nursing (BSN required). Current...