Compliance Analyst
4 weeks ago
A Menlo Park Based Hedge Fund is seeking a Compliance Analyst with experience working for a registered investment adviser to join our compliance team.This role will report to the General Counsel / Chief Compliance Officer (GC/CCO).The Analyst Will Be Responsible ForDevelop and maintain an in-depth understanding of the business areas, its products and supporting functionsAdminister Code of Ethics program (personal trading, gifts and outside business entertainment, political contributions).Prepare regulatory filings (Form ADV, Form PF, Reg D/state blue sky filings, etc.)Assist with Compliance training programsTest the Compliance programReview new rules and regulations and implement processes and controls in accordance with those rules by the compliance dateAdvisers Act and/or Investment Company Act, which could include public accounting, due diligence, internal audit or similar roles in the financial services industryRequirementsBachelor's degree, legal/compliance, finance and accounting background a plusJD (Juris Doctor Degree)1-3 years of relevant work experience and familiarity with Advisers ActLocation : Menlo ParkStructure: 5 days in office#J-18808-Ljbffr
by Jobble
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Compliance Analyst
2 weeks ago
San Francisco, United States Robert Walters Full timeCompliance Analyst Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your responsibilities will span across various aspects of compliance, legal, and...
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Compliance Analyst
1 week ago
San Francisco, United States Robert Walters Full timeCompliance AnalystOur client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team.As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your responsibilities will span across various aspects of compliance, legal, and...
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Compliance Analyst
4 days ago
San Francisco, United States Robert Walters Full timeCompliance AnalystOur client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team.As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your responsibilities will span across various aspects of compliance, legal, and...
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Compliance Analyst
2 weeks ago
San Francisco, United States Robert Walters Full timeCompliance AnalystOur client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team.As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your responsibilities will span across various aspects of compliance, legal, and...
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Compliance Analyst
2 weeks ago
San Francisco, United States Paymentwall Full timeWe are looking for a Compliance Analyst to join our team in San Francisco. This role is a great opportunity for candidates looking to have hands-on experience working in a licensed fintech company. As a Compliance Analyst, you'll be working with our global compliance team and play a pivotal role in ensuring regulatory compliance and operational excellence....
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Compliance Analyst
1 month ago
San Francisco, United States Motion Recruitment Full timeOur large crypto company is looking for a contract Compliance Analyst. This is a remote contract position. The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for production work - they are expected to accurately...
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IT Audit Compliance Analyst
2 weeks ago
San Francisco, United States Select Cyber Full timeOur client, a major Tech Company, has asked Select Cyber to find an IT Audit & Compliance Analyst. This role will be working with a great team in order to do the following- The IT Audit Compliance Analyst will: · Present audit findings to upper management Evaluate processes and detecting opportunities for the implementation of control procedures Assist in...
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Compliance Analyst
5 days ago
San Francisco, United States Sunrun Full timeEverything we do at Sunrun is driven by a determination to transform the way we power our lives. We know that starts at the individual employee level. We strive to foster an environment you can thrive in through our commitment to diversity, inclusion and belonging. As an Compliance Analyst, you play a critical role in supporting Sunrun's mission to connect...
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Compliance Analyst
10 hours ago
San Antonio, United States City of San Antonio Texas Full timeUnder general supervision, assists in planning, organizing, directing, investigating and assessing contract compliance. Provides assistance in performing project steps and procedures to establish and maintain contract and/or grant compliance by both Compliance Analyst, Compliance, Analyst, Accounting, Monitoring, Technology
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Compliance Analyst
4 weeks ago
San Francisco, United States Motion Recruitment Full timeOurlarge cryptocompany is looking for a contractCompliance Analyst.This is aremote contract position. The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for production work - they are expected to accurately review and...
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Compliance Analyst
2 days ago
San Bernardino, United States Legal Aid Society of San Bernardino Full time**ABOUT LEGAL AID SOCIETY OF SAN BERNARDINO** **Summary** We’re hiring a full-time Compliance Analyst to advise and aid program staff by assessing and mitigating risks from regulatory non-compliance and creating a regular program of risk review. The position will also assist with and coordinate responses to regulatory audits, perform accounting...
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Compliance Analyst
4 days ago
San Jose, United States Santa Clara Family Health Plan Full time**About Us**: Santa Clara Family Health Plan (SCFHP) is a local, community-based health plan dedicated to improving the health and well-being of the residents of Santa Clara County. Working in partnership with providers and community organizations, we serve our neighbors through our Medi-Cal and SCFHP DualConnect (HMO D-SNP) health care plans. **About the...
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Compliance Analyst
4 weeks ago
San Jose, United States InterSources Full timeTitle: Compliance Analyst Location: ustin, TX or Sunnyvale, CA Duration: Long term contractSkills: Information management & Security, Unix Shell scripting, Networking & communication protocols, Python. RESPONSIBILITIES: The primary responsibility of this position is using tools, is to analyze the effectiveness of firewall rules, router configurations and...
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Cybersecurity Compliance Support Analyst
6 days ago
San Diego, United States Engineering Services Network Full timeCyber Security Compliance Support Analyst Education Requirement: The Cybersecurity Compliance (CC) Analyst shall have an undergraduate degree in a computer or related technical field. Certification Requirement: In lieu of the undergraduate degree, the Cyber Security Compliance Analyst must have one or more of the following certifications: CISSP, CISM, CASP,...
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Legal/Compliance Analyst
1 week ago
San Francisco, CA, United States Larson Maddox Full timeA Hedge Fund is seeking a Legal/Compliance Analyst with experience working for a registered investment adviser. This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). Essential Duties and Responsibilities: Maintain and organize internal compliance books and records. Retain distribution records of client documents evidencing...
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Cybersecurity Compliance Support Analyst
4 weeks ago
San Diego, United States ENGINEERING SERVICES NETWORK, Inc. Full timeJob DescriptionJob DescriptionCyber Security Compliance Support AnalystEducation Requirement: The Cybersecurity Compliance (CC) Analyst shall have an undergraduate degree in a computer or related technical field. Certification Requirement: In lieu of the undergraduate degree, the Cyber Security Compliance Analyst must have one or more of the following...
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Business Resiliency Compliance Analyst
4 weeks ago
San Jose, California, United States GDH Full timeGDH Consulting is looking for a Business Resiliency Compliance Analyst to work remotely.Description: Our client is seeking a qualified business continuity professional to function as a Corporate Security – Business Resiliency Program Analyst in RTP, North Carolina. The hours of work would typically be Monday to Friday however this would vary based on real...
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Audit Compliance Analyst
5 hours ago
San Antonio, United States iTech US, Inc. Full timeCompany: iTech US, Inc.Job Title: Audit Compliance AnalystLocation: San Antonio, TX Job responsibilities:Able to clearly analyze end-to-end business processes to identify key control points for testing. Strong analytical, critical thinking, and professional writing skills to ensure testing documentation is articulate and indicates the work performed,...
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Remote Retirement Plan Compliance Analyst
1 month ago
San Francisco, United States FuturePlan Full time**Section 1: Position Summary** Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. **We have several openings for this role.** **Section 2: Job Functions, Essential Duties and Responsibilities** - Ability to successfully complete and support the work outlined for...
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Board Certified Behavior Analyst
4 weeks ago
San Francisco, United States Roman Empire ABA Services, Inc. Full timeGreat opportunity to work with an established agency as a BCBA (Board Certified Behavior Analyst) providing ABA therapy for the developmentally disabled. Compensation: - $50.00 per hour BCBA (Board Certified Behavior Analyst) Benefits: - Competitive salary - Health, Vision, Dental - 401K - PTO - Sick Leave Board Certified Behavior Analysis (BCBA) Job...