Senior Principal Analyst, MRTS Regulatory Compliance

FINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have an exciting opportunity for a Principal Analyst, MRTS Regulatory Compliance:The...

Who we are: At Nasdaq, we are relentlessly reimagining the world of tomorrow - one that is built on innovative technology, fueled by market-moving insights and driven by forward thinking. We provide our employees with the resources and opportunities needed to launch a career of achievement, growth and boundless possibilities. Nasdaq's Listing Qualifications...

Who we are: At Nasdaq, we are relentlessly reimagining the world of tomorrow - one that is built on innovative technology, fueled by market-moving insights and driven by forward thinking. We provide our employees with the resources and opportunities needed to launch a career of achievement, growth and boundless possibilities. Nasdaq's Listing Qualifications...

Who we are: At Nasdaq, we are relentlessly reimagining the world of tomorrow - one that is built on innovative technology, fueled by market-moving insights and driven by forward thinking. We provide our employees with the resources and opportunities needed to launch a career of achievement, growth and boundless possibilities. Nasdaq's Listing Qualifications...

The Associate Principal Investigator conducts comprehensive and timely investigations, including matters of various sizes and levels of complexity, where there is cause to believe violations exist of applicable rules and securities laws, under FINRA Associate, Investigator, Principal, Reporting, Business Services

This position will review a caseload, as trained and assigned, of specific RR&D functions. The Analyst is learning his/her assigned functions and performing essential functions with increasing independent analysis, judgment, and discretion. Case assignments are more basic working towards more complex. - Research, review, analyze and process uniform form...

Job Code: PD24-16 Posted On: Closing On: Wednesday, 6th March 2024 Thursday, 6th June 2024 Department: Compliance Location: Kensington HOC Main Office 10400 Detrick Ave., Kensington Job Type: Full Time Education: 4 Year Degree Pay Rate: Grade 22; Salary Range $60,690 to $99,980 | Salary determined by departmental budget- Offer commensurate with experience...

The Enforcement Principal Counsel performs rigorous assessment and effective advocacy in Enforcement matters. Determine and execute an effective risk-based legal strategy to assess the record fairly. Collaborate with investigative staff to plan inv Principal, Education, Legal

Conduct audits of business, regulatory, and technology processes of FINRA and its subsidiaries to provide senior management with an independent assessment of whether the internal controls provide reasonable assurance that business objectives are achi Auditor, Internal Auditor, Audit, Senior, Business

The Associate Principal Analyst in Market Operations Risk Management performs a variety of specific duties including reviewing and analyzing a sampling of daily work performed by analysts within Transparency Service to ensure critical activities are performed according to documented procedures and guidelines and to meet service level agreements, as...

Job DescriptionJob DescriptionCompany Overview:Join a fast-growing company highly experienced in cyber security, cloud computing, virtualization, big data analytics, and project management!  IMTS offers competitive compensation, excellent benefits including tuition reimbursement and employer-contributed 401K, and referral bonuses.  We work with the best...

To conduct risk-based examinations of FINRA member firms and registered representatives. Leads examinations of low, medium-low, and medium-high risk and complexity with moderate supervision. Conducts and memorializes discovery and risk reviews of l Associate, Examiner, Principal, Media

Job Title: Senior Business Analyst Introduction to role: At AstraZeneca, we're not just about creating life-changing medicines; we're about creating a culture of innovation and collaboration. We believe in empowering our employees to work across teams, functions, and even the globe. We're looking for a Senior Business Analyst who can operate strategically at...

Summary This position is located in the Office of Nuclear Regulatory Research (RES) The supervisor is John Tappert . This position is Non Bargaining Unit. This position IS not subject to Confidential Financial Disclosure reporting requirements. This position  IS not subject to security ownership restriction reporting requirements ...

Security Compliance Analyst #TS-9035Our client, an AWS partnered analytics organization, owns the world's largest financial data store and runs continuous analytics on global stock data movement with the goal of being ahead of potential bad actors in the market. Highlights:We own the world's largest financial store (37 petabytes and growing) and look at 155+...

Security Compliance Analyst #TS-9035Our client, an AWS partnered analytics organization, owns the world’s largest financial data store and runs continuous analytics on global stock data movement with the goal of being ahead of potential bad actors in the market. Highlights:We own the world’s largest financial store (37 petabytes and growing) and look at...

Security Compliance Analyst #TS-9035Our client, an AWS partnered analytics organization, owns the world’s largest financial data store and runs continuous analytics on global stock data movement with the goal of being ahead of potential bad actors in the market. Highlights:We own the world’s largest financial store (37 petabytes and growing) and look at...

Job Description What's it like working for a company where you are treated as more than a number? Empowering. Joining our team means you will work independently and as a team applying your strong working knowledge of government contract accounting practices and regulations to ensure accurate reporting and monitor internal policy compliance, with a focus on...

Westat is an employee-owned corporation providing research services to agencies of the U.S. Government, as well as businesses, foundations, and state and local governments. Westat's research, technical, and administrative staff of more than 2,000 is located at our headquarters in Rockville, Maryland, near Washington, DC.Westat is committed to building a...

We are working with a growing Regional Bank that is looking for a Loan Portfolio Risk Analyst for their Credit Risk Team. They are looking for a strong risk compliance professional with 2+ years of credit risk, commercial loan products and underwriting. The Loan Portfolio Risk Analyst supports the Bank’s enterprise risk management strategy through the...