Compliance Officer

3 days ago

Boston, United States MFS Investment Management Full time



Is this your next job Read the full description below to find out, and do not hesitate to make an application.
THE ROLE

The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS' shareholdings and prepares and files reports with global regulators and issuers as to the extent required. The person interacts with and provides consultation to senior management and collaborates with functional leaders across Investments, Distribution, Investment Operations, Technology, Legal and Compliance.


WHAT YOU WILL DO

  • Manages and oversees complex, strategic projects and significant regulatory initiatives.

  • Leads a team of compliance professionals. Ensures daily, weekly, monthly and other interval controls are completed by the team in a timely and accurate manner.

  • Develops and maintains effective relationships with business partners, industry peers, trade associations. Interact and communicate frequently with internal business partners and senior management across MFS to understand business needs and opportunities, to assess and articulate regulatory risks associated with existing and/or new activities, and to provide a framework to enable well informed business decisions relative to regulatory risks.

  • Reviews and disseminates management reports, metrics, and other reporting as needed.

  • Keeps current with evolving marketplace dynamics and global regulatory requirements, as well as emerging technology. Continually seek and implement new opportunities for improvement, efficiency and enhancement of the program.

  • Establishes, implements and maintains global compliance policies and procedures appropriate to MFS and reflective of industry best practices, regulatory requirements/expectations, and emerging risk.

WHAT WE ARE LOOKING FOR

  • Bachelor's Degree required.

  • 8-12+ years of compliance experience.

  • Thorough understanding of regulatory requirements relating to compliance business area for both US and internal jurisdictions

  • Excellent interpersonal, organizational, communication, team-working and problem-solving skills.

  • 8+ years of management experience to develop a team of Compliance professionals. Must be able to motivate and develop staff resources, including setting priorities, performance levels, expectations, goals, professional development, etc.

  • Demonstrated project management skills and the ability to analyze operational effectiveness. Must effectively drive solutions throughout the organization and present ideas clearly.

  • Ability to exercise judgment, pursue initiatives and implement changes necessary to align functional area with the strategic/long-term goals of the Compliance Department.

  • Thorough understanding of the business operations and practices, procedures, and controls specific to the business units supported is required as is the ability to apply same to compliance-related dealings with the business units supported. Must be fully aware of best practices and evolving issues within scope of the position and able to relate same to MFS' operations and practices.

  • Proven ability to develop and foster strong interpersonal relationships and to maintain effective cross-functional teams throughout the organization. Demonstrated ability to effectively represent Compliance with industry peers and in client-facing situations is required.

  • Master's degree preferred.

  • Proficient in the use of compliance systems (for example, Charles River).

#LI-JN1

PDN-9bfdbc21-a8ec-4e05-a896-82410b2484a8

  • Compliance Officer

    5 days ago

    Boston, United States SideRamp Full time

    Job DescriptionJob DescriptionAbout SideRampSideRamp allows professionals to engage with part-time opportunities in the gig economy, offering a centralized platform that manages high-quality, flexible side gigs. We focus on connecting our users to various freelance and part-time work—from discovering opportunities to streamlining the application process....

  • Compliance Officer

    2 weeks ago

    Boston, United States SideRamp Full time

    Job DescriptionJob DescriptionAbout SideRampThis role is for a client of SideRamp's. SideRamp allows professionals to engage with part-time opportunities in the gig economy, offering a centralized agency that manages high-quality, flexible side gigs. We focus on connecting you to various freelance and part-time work—from discovering opportunities to...

  • Compliance Officer

    1 week ago

    Boston, United States SideRamp Full time

    Job DescriptionJob DescriptionAbout SideRampThis role is for a client of SideRamp's. SideRamp allows professionals to engage with part-time opportunities in the gig economy, offering a centralized agency that manages high-quality, flexible side gigs. We focus on connecting you to various freelance and part-time work—from discovering opportunities to...

  • Compliance Officer

    1 week ago

    Boston, Massachusetts, United States MMC Corporate Full time

    What can you expect?Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and procedures, systems and controls, training and communications, monitoring activities, and management reporting to prevent,...

  • Compliance Officer

    3 weeks ago

    Boston, Massachusetts, United States MMC Corporate Full time

    What can you expect?Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and procedures, systems and controls, training and communications, monitoring activities, and management reporting to prevent,...

  • Compliance Officer

    1 week ago

    Boston, United States Mfs Investment Management Full time

    THE ROLEThe Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS shareholdings and prepares and files reports with global regulators and issuers as to the extent required. The person interacts with...

  • Compliance Officer

    1 month ago

    Boston, United States Allspring Global Investments Full time

    Description Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and...

  • Compliance Officer

    4 weeks ago

    Boston, United States Allspring Global Investments Full time

    Description Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and...

  • Compliance Officer

    1 month ago

    Boston, United States MFS Investment Management Full time

    At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters – to us as valued professionals and to the...

  • Compliance Officer

    4 weeks ago

    Boston, United States MFS Investment Management Full time

    At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters – to us as valued professionals and to the...

  • Compliance Officer, Marketing

    3 days ago

    Boston, United States Howard-Sloan Search Full time

    Compliance Officer, Marketing.This position is on the Distribution Compliance team and is responsible for supporting the distribution and marketing organizations within the firm. The primary focus of this role is the review of marketing and advertising materials, including social media. The ideal candidate will be an intelligent, energetic and goal-oriented,...

  • Compliance Officer, Marketing

    4 hours ago

    Boston, United States Howard Sloan Search Full time

    Compliance Officer, Marketing. This position is on the Distribution Compliance team and is responsible for supporting the distribution and marketing organizations within the firm. The primary focus of this role is the review of marketing and advertising materials, including social media. The ideal candidate will be an intelligent, energetic and...

  • Compliance Officer, Marketing

    2 days ago

    Boston, United States Howard-Sloan Search Full time

    Compliance Officer, Marketing.This position is on the Distribution Compliance team and is responsible for supporting the distribution and marketing organizations within the firm. The primary focus of this role is the review of marketing and advertising materials, including social media. The ideal candidate will be an intelligent, energetic and goal-oriented,...

  • Compliance Officer III

    2 weeks ago

    Boston, United States State of Massachusetts Full time

    The Department of Public Utilities (DPU) is responsible for oversight of investor-owned electric power, natural gas, and water utilities in the Commonwealth; developing alternatives to traditional regulation; monitoring service quality; regulating safety in the transportation and gas pipeline areas; and for certain aspects associated with the siting of...

  • Senior Compliance Officer

    4 weeks ago

    Boston, United States Allspring Global Investments Full time

    Description Elevate Your CareerWork where your ideas have impactCOMPANYAllspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and positive...

  • Senior Compliance Officer

    4 weeks ago

    Boston, United States Allspring Global Investments Full time

    Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and...

  • Senior Compliance Officer

    3 weeks ago

    Boston, United States The Ladders Full time

    Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and positive outcomes....

  • Senior Compliance Officer

    2 weeks ago

    Boston, United States The Ladders Full time

    Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and positive outcomes....

  • Compliance Officer III

    3 weeks ago

    Boston, United States The Commonwealth of Massachusetts Full time

    Job Description The Department of Public Utilities (DPU) is responsible for oversight of investor-owned electric power, natural gas, and water utilities in the Commonwealth; developing alternatives to traditional regulation; monitoring service quality; regulating safety in the transportation and gas pipeline areas; and for certain aspects associated with the...

  • Compliance Officer, Assistant Vice President, Onsite

    2 months ago

    Boston, United States State Street Corporation Full time

    As a Compliance Officer, AVP you will:Assist with the execution of the compliance framework to ensure State Street meets its legal and regulatory obligations including program health assessments, internal controls testing, and governance reporting. E Compliance Officer, Vice President, Compliance, Officer, Assistant, President