Head of Swap Dealer, Volcker

THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that oversees regulatory requirements and control frameworks. Has experience providing advisory guidance for complex regulations, conducting risk assessments, testing and regulatory implementation. RESPONSIBLITIES: Lead the Swap Dealer, Volcker and IB...

We are working to deliver a legendary mobile experience. If your experience is less than optimal, please visit us on a desktop or laptop. **Vice President Swap Dealer and SBSD Compliance, TD Securities** 349440BR Securities / Wholesale Banking New York , NY February 15, 2022 **Company Overview** TD Securities provides a wide range of M&A advisory,...

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep understanding of NFA, CFTC, and Dodd Frank Title VII SEF regulations. Responsibilities: Lead compliance efforts for...

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep understanding of NFA, CFTC, and Dodd Frank Title VII SEF regulations.Responsibilities:Lead compliance efforts for all...

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep understanding of NFA, CFTC, and Dodd Frank Title VII SEF regulations.Responsibilities:Lead compliance efforts for all...

**Welcome to the Societe Generale Careers website.** Swap Dealer Compliance Officer Permanent contract| New York| Compliance **Swap Dealer Compliance Officer** New York, United States Permanent contract Compliance ** Responsibilities** * Recommend and implement changes to the Swap Dealer and SBSD Compliance Programs, relevant policies and procedures on an...

Title: Senior Manager, US Audit, Swap Dealer Compliance Requisition ID: 93952 Join the Global Community of Scotiabankers to help customers become better off. The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide independent and objective assurance over the design and...

Company DescriptionFinanceJob DescriptionLooking for 2-5 years of experienceRole will start onsite but ultimately be hybrid.Role in the Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed within tight deadlines, swap trades are booked correctly,...

Title: Equity Swaps Trade Support Location: NYC Remote/Hybrid/Onsite: Onsite Position Type: Contract, possible temp-to-perm Duration: 12+ months Rate: $35.00 - $37.00/hr ROLE OVERVIEW: Role in the NA Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately...

**Company Description** Finance Looking for 2-5 years of experience Role will start onsite but ultimately be hybrid. Role in the Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed within tight deadlines, swap trades are booked correctly, hedge...

Title: Equity Swaps Trade SupportLocation: NYCRemote/Hybrid/Onsite: Onsite Position Type: Contract, possible temp-to-permDuration: 12+ monthsRate: $35.00 - $37.00/hr ROLE OVERVIEW:Role in the NA Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed...

Title: Equity Swaps Trade SupportLocation: NYCRemote/Hybrid/Onsite: Onsite Position Type: Contract, possible temp-to-permDuration: 12+ monthsRate: $35.00 - $37.00/hr ROLE OVERVIEW:Role in the NA Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed...

Title: Equity Swaps Trade SupportLocation: NYCRemote/Hybrid/Onsite: Onsite Position Type: Contract, possible temp-to-permDuration: 12+ monthsRate: $35.00 - $37.00/hr ROLE OVERVIEW:Role in the NA Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed...

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of complianceCompliance accomplishes these through the firm's enterprise-wide compliance risk management programAs an independent control function and part of the firm's second line of...

Job Description Looking for 2-5 years of experience Role will start onsite but ultimately be hybrid. Role in the Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed within tight deadlines, swap trades are booked correctly, hedge positions are...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

Company DescriptionJobs for Humanity is collaborating with YUPRO Placement to build an inclusive and just employment ecosystem. We support individuals coming from all walks of life. Company Name: YUPRO PlacementJob Description Derivatives Operations Supervisor This is a contract position. This is an in-office position.About this position You will play a...

Job Description Derivatives Operations Supervisor This is a contract position. This is an in-office position.   About this position You will play a pivotal role in managing high-risk corporate action events, ensuring precise booking of swap trades, and accurately capturing hedge positions. Supervising two critical functions (HIFs) - Volcker and Client...

Company Description Jobs for Humanity is collaborating with YUPRO Placement to build an inclusive and just employment ecosystem. We support individuals coming from all walks of life. Company Name: YUPRO Placement Job DescriptionDerivatives Operations Supervisor This is a contract position. This is an in-office position. About this position You will play...