SOX Internal Audit Associate
2 weeks ago
Summary:
The SOX Internal Audit Associate is an entry-level audit position responsible for assisting in the assessment and reporting of the company's key operational and finance activities and internal controls. With support from management and the team, the SOX Internal Audit Associate will help identify and assist in documenting existing internal finance and disclosure controls, identifying and documenting new internal controls, and establishing an internal monitoring function to audit the company's compliance with such internal controls. The position will support the assessment of the company's compliance with the requirements of the Sarbanes-Oxley Act of 2002. The SOX Internal Auditor reports to the SOX Internal Audit Manager.
Essential Duties and Responsibilities:
- Execute internal audits, including identifying risks and corresponding controls, assist in the preparations of audits, managing competing priorities, support audit interviews and lead as needed, executing on control testing, preparing workpapers, reviewing audit related documentation, reviewing action plans with appropriate management, preparing audit reports, and validating issue closure.
- Performs work in accordance with International Standards for the Professional Practice of Internal Auditing. Provides well supported audit findings and observations and effectively communicates results to management.
- Develop and maintain collaborative working relationships with business partners; learn and understand the business to better provide value-added service; help management ensure objectives are achieved and enhance stakeholder satisfaction.
- Continue to develop and expand knowledge of the audit profession, Sarbanes-Oxley, bank regulatory issuances, our industry, and Company products and information through self-study, research, and continuing education efforts.
- Performs other duties & responsibilities as required or assigned by supervisor.
Required Education and/or Experience
- Bachelor's degree in Accounting, Business Administration, Information Systems, Finance, or another job-related field
- 1-3 years of financial statement/SOX auditing or accounting/financial experience preferred
- Advanced knowledge of Excel/Word and ability to learn/apply auditing related software
- Demonstrated strong organization skills with successful experience working on multiple concurrent projects at varying levels of technical difficulty
- Knowledge of Sarbanes-Oxley Act of 2002 and COSO control frameworks preferred
- Certified Internal Auditor certification
- Internal audit or public accounting/consulting experience
- Banking or Mortgage experience
- Knowledge of FINRA, SEC, CFPB and OCC rules and regulations
- Knowledge of effective auditing and accounting standards, and work paper documentation, including International Standards for the Professional Practice of Internal Auditing
- Strong interpersonal, oral, and written communication skills
- Excellent planning and organizational skills
- Ability to critically analyze and assess the adequacy of internal controls and opportunities for process improvements and efficiency gains
- Strong analytical skills with the ability to solve practical problems and deal with variables in situations where only limited standardization exists
- Ability to perform within tight deadlines and prioritize effectively
- Able to work in a high growth environment effectively manage multiple assignments and deadlines
- Self-starter who excels at learning new processes and business functions
- Ability to work effectively as part of a team environment and independently as an individual contributor, demonstrating a continuous commitment to improvement
- Have flexibility in adjusting to change
- Exercise mature judgment, integrity, and skill in personal relationships with officers and employees
FirstBank does not accept unsolicited resumes from agencies and staffing firms. Recruitment agencies and consultants may not submit resumes directly to managers. FirstBank will not pay fees to any third-party agency or company that does not have a signed agreement as an approved vendor.FirstBank in an Equal Opportunity Employer, including disability.
-
Internal Audit SOX Senior Advisor
1 day ago
NASHVILLE, United States Dell Full timeInternal Audit SOX Senior AdvisorWe’re a global business – a multi-billion-dollar corporation. To stay strong and secure, it’s vital to have a robust audit and risk assessment of our financial and operational practices. That’s where our Internal Audit professionals come in. Preparing independent audit plans, conducting internal reviews and...
-
Internal Audit Senior
2 weeks ago
Nashville, United States Elliott Davis Full timeWho We Are Elliott Davis pairs forward-thinking tax, assurance and consulting services with industry-leading workplace culture. Our nine offices located in the fastest growing cities in the US are built on a foundation of inclusivity, collaboration, and collective growth. We work daily to provide exceptional service to our people, customers, and our...
-
Experienced Internal Audit Staff
1 day ago
Nashville, United States RUBINBROWN LLP Full timeRubinBrown is in search of a knowledgeable professional to join the Risk & Internal Audit Services team supporting clients out of our St. Louis office. Major Responsibilities Plan, perform, and report on the following engagement types: Operational, financial, and compliance internal audit engagementsOutsourced or co-sourced support on...
-
IT Audit Associate
2 days ago
Nashville, United States AllianceBernstein Full timeWho You'll Work With:The IT Audit Associate is responsible for planning, performing, reporting, supervising, and following up on specific audit assignments designed to assess the adequacy and effectiveness of the information technology processing environment. This individual will perform these activities under the guidance of the IT Audit Director and...
-
Director, Internal Audit
1 day ago
Nashville, United States Vanderbilt University Full timeJob Description The Director of Internal Audit is responsible for leading the internal audit function at Vanderbilt University (VU) and will work collaboratively as part of a co-sourced model. The Director role is an integral part of the university's collaborative effort to enhance internal audit capabilities and provide valuable insights to the institution....
-
Senior Associate, Audit
3 weeks ago
Nashville, United States Frazier & Deeter Full timeJoin Frazier & Deeter and be a part of a rapidly growing Top 50 accounting & advisory firm that has been repeatedly named a Best Firm to Work For, a Best Firm for Women and a Pacesetter firm among U.S. accounting firms. With offices in Atlanta, Alpharetta, Charlotte, Las Vegas, London, Nashville, and Tampa, there is a spot for you! We serve clients of all...
-
IT Internal Audit Intern Fall 2025
10 hours ago
Nashville, United States KraftCPAs PLLC Full timeJob DescriptionJob DescriptionIT & Internal Audit Intern Risk Assurance and Advisory ServicesIT & Internal Audit Internship - Fall2025An internship with KraftCPAs in Nashville, TNis an adventure more rewarding than the average internship. Of course, you'll be integrating your coursework learning with hands on knowledge and gaining additional credentials...
-
IT Internal Audit Intern Fall 2024
4 hours ago
Nashville, United States KraftCPAs PLLC Full timeJob DescriptionJob DescriptionIT & Internal Audit Intern Risk Assurance and Advisory ServicesAn internship with KraftCPAs in Nashville, TNis an adventure more rewarding than the average internship. Of course, you'll be integrating your coursework learning with hands on knowledge and gaining additional credentials to round out your resumethat's to be...
-
IT Internal Audit Intern Spring 2026
6 hours ago
Nashville, United States KraftCPAs PLLC Full timeJob DescriptionJob DescriptionRisk Assurance and Advisory Services InternshipIT & Internal Audit Internship - Spring 2026 (January - April, 2026)An internship with KraftCPAs in Nashville, TN is an adventure more rewarding than the average internship. Of course, you'll be integrating your coursework learning with hands on knowledge and gaining additional...
-
IT Internal Audit Intern Spring 2025
5 hours ago
Nashville, United States KraftCPAs PLLC Full timeJob DescriptionJob DescriptionRisk Assurance and Advisory Services InternshipIT & Internal Audit Internship - Spring 2025An internship with KraftCPAs in Nashville, TNis an adventure more rewarding than the average internship. Of course, you'll be integrating your coursework learning with hands on knowledge and gaining additional credentials to round out...
-
Audit Senior
3 weeks ago
Nashville, United States ED01 Elliott Davis, LLC Full timeElliott Davis pairs forward-thinking tax, assurance and consulting services with industry-leading workplace culture. Our nine offices — located in the fastest growing cities in the US — are built on a foundation of inclusivity, collaboration, and collective growth. We work daily to provide exceptional service to our people, customers, and our...
-
Audit Senior
3 days ago
Nashville, United States Elliot Davis, DDS Full timeWHO WE ARE Elliott Davis pairs forward-thinking tax, assurance and consulting services with industry-leading workplace culture. Our nine offices - located in the fastest growing cities in the US - are built on a foundation of inclusivity, collaboration, and collective growth. We work daily to provide exceptional service to our people, customers, and our...
-
Audit Senior
5 hours ago
Nashville, United States Elliott Davis Full timeWHO WE ARE Elliott Davis pairs forward-thinking tax, assurance and consulting services with industry-leading workplace culture. Our nine offices - located in the fastest growing cities in the US - are built on a foundation of inclusivity, collaboration, and collective growth. We work daily to provide exceptional service to our people, customers, and our...
-
Audit Senior
1 week ago
Nashville, United States UHY LLP Full timeWe are looking to add an Audit Senior to help lead and guide our clients, in addition to supporting our internal leaders with the on-going growth in our Midwest Region. As an Audit Senior, you will be responsible for performing and leading the necessary procedures involved in planning and executing attestation engagements for clients in accordance with the...
-
Audit Specialist
1 day ago
Nashville, United States LBMC Full timeOPPORTUNITY The audit specialist will be responsible for performing selected audit procedures to assist our audit teams and help ensure accurate and timely completion of engagements. Additionally, this position will support the assurance department in administrative tasks as needed. The ideal candidate will be someone who enjoys working in a team environment...
-
Audit Director
1 day ago
Nashville, Tennessee, United States HCA Healthcare Full timeDescription Introduction Do you want to join an organization that invests in you as a Audit Manager - Pharmacist? At HCA, you come first. HCA Healthcare has committed up to 300 million in programs to support our incredible team members over the course of three years.Benefits At HCA, we want to ensure your needs are met. We offer eligible colleagues an...
-
Clinical Compliance Audit Manager
1 day ago
Nashville, United States HCA Full timeIntroduction Do you want to join an organization that invests in you as an Clinical Compliance Audit Manager? At HCA, you come first. HCA Healthcare has committed up to $300 million in programs to support our incredible team members over the course of three years. Benefits At HCA, we want to ensure your needs are met. We offer eligible colleagues an...
-
Accounting Manager
1 day ago
Nashville, United States Xos Trucks Full timeXos (NASDAQ: XOS) is an innovative electric vehicle (EV) company on a mission to decarbonize commercial transportation. Our zero-emission commercial vehicles and next-generation technologies empower fleets of Fortune 500 companies and positively impact our environment. At Xos, we design and manufacture EVs, create first-class battery systems, develop vehicle...
-
Audit Manager
1 day ago
Nashville, United States LBMC Full timeOPPORTUNITY This Audit Manager role is a great opportunity for anyone passionate about auditing and is looking to step into a highly visible role with sophisticated clients. You would be joining a family-oriented office in Nashville, while receiving support from seasoned industry professionals in the market and offering mentorship to Staff and Senior team...
-
Accounting Manager
1 day ago
Nashville, United States XOS Full timeXos (NASDAQ: XOS) is an innovative electric vehicle (EV) company on a mission to decarbonize commercial transportation. Our zero-emission commercial vehicles and next-generation technologies empower fleets of Fortune 500 companies and positively impact our environment. At Xos, we design and manufacture EVs, create first-class battery systems, develop vehicle...