Client Service Associate
2 weeks ago
If you are a job seeker with a disability and require a reasonable accommodation to apply for one of our jobs, you will find the contact information to request the appropriate accommodation by visiting the following page:
The Client Service Associate supports the Financial Advisor (FA) in the daily administration of their
business by opening new accounts, preparing and processing investment documentation, and
maintaining all related files and paperwork. This position will interact with clients regularly regarding
account maintenance and transactions.
Support the daily administration of the Financial Advisor's business by opening new client accounts, preparing and processing account specific and investment related documentation, facilitating outgoing disbursements and incoming deposits of funds and securities, maintaining current and accurate client information.
If registered with FINRA, accept, enter and confirm all types of solicited and unsolicited trade orders from clients or as directed by a Financial Advisor or other registered employee
Develop and preserve client relationships by responding to all client inquiries and anticipating client needs; provide account and market information and relevant industry updates and company research.
Maintain accurate and complete account and trade records/files as required by Firm policy and industry regulation.
Understand and adhere to internal policies and industry regulations; proactively identify and escalate matters that require additional scrutiny including suspicious activity, customer complaints, trading errors, and violation of industry regulation or Firm policy.
Complete administrative tasks including marketing campaigns, scheduling and coordinating client meetings and seminars, plan team travel and process various business expenses
Contribute to and participate in branch wide initiatives and projects
Qualifications
High school diploma or equivalent required. College degree preferred
2+ years of Financial/Securities industry experience preferred
Series 7 and 66 preferred.
Knowledge of the financial markets including the analysis and reporting of financial data, and associated terminology.
General understanding of securities regulations and principles
Strong demonstrated focus on providing exemplary client service; excellent intra-personal skills and proficiencies with written, verbal and non-verbal communication skills required
Systems and Technology
Proficient in Microsoft Excel, Word, PowerPoint, Outlook
About Stifel
Stifel is a more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.
While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Lets talk about how you can find your place here at Stifel, where success meets success.
At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.
Stifel is an Equal Opportunity Employer.
#J-18808-Ljbffr
-
Client Service Associate
19 hours ago
Naples, United States Alera Group, Inc. Full timeBenson Blackburn (an Alera Group company) is seeking an experienced Client Service Associate to join our team! Founded in 1976, Benson Blackburn is a specialized insurance consultancy firm with an emphasis in providing exclusive access to Proprietary Client Service, Associate, Service, Policy, Insurance, Retail, Client
-
Client Service Associate
17 hours ago
Naples, United States Stifel Financial Corporation Full timeThe Client Service Associate supports the Financial Advisor (FA) in the daily administration of theirbusiness by opening new accounts, preparing and processing investment documentation, andmaintaining all related files and paperwork. This position wi Client Service, Associate, Financial Advisor, Service, Processing, Marketing Specialist, Retail
-
Client Service Associate
16 hours ago
Naples, United States Stifel Full timeSummary The Client Service Associate supports the Financial Advisor (FA) in the daily administration of their business by opening new accounts, preparing and processing investment documentation, and maintaining all related files and paperwork. This position will interact with clients regularly regarding account maintenance and transactions. Essential...
-
Client Service Associate
Found in: Talent US C2 - 2 weeks ago
Naples, United States Stifel Full timeSummary The Client Service Associate supports the Financial Advisor (FA) in the daily administration of their business by opening new accounts, preparing and processing investment documentation, and maintaining all related files and paperwork. This position will interact with clients regularly regarding account maintenance and transactions. Essential...
-
Client Service Associate
1 week ago
Naples, United States Stifel Financial Full timeIf you are a job seeker with a disability and require a reasonable accommodation to apply for one of our jobs, you will find the contact information to request the appropriate accommodation by visiting the following page: The Client Service Associate supports the Financial Advisor (FA) in the daily administration of their business by opening new accounts,...
-
Senior Registered Client Service Associate
Found in: Appcast Linkedin GBL C2 - 3 weeks ago
Naples, United States TalentWealth Full timeTalentWealth Recruiting, a boutique financial services recruiting firm, is recruiting for an exciting opportunity. An independent financial advisor practice with over $340MM AUM based in Naples, FL is hiring a Senior Registered Client Service Associate to their growing team. This position is 100% in-office Monday-Friday.The Relationship Manager works with...
-
Senior Registered Client Service Associate
2 weeks ago
Naples, United States TalentWealth Full timeTalentWealth Recruiting, a boutique financial services recruiting firm, is recruiting for an exciting opportunity. An independent financial advisor practice with over $340MM AUM based in Naples, FL is hiring a Senior Registered Client Service Associate to their growing team. This position is 100% in-office Monday-Friday.The Relationship Manager works with...
-
Branch Service Manager/Client Associate
Found in: beBee jobs US - 1 week ago
Naples, Florida, United States Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the opportunity? Join RBC and help clients thrive and communities prosper. You will embrace RBC Wealth Management's core values and culture as an integral part of our branch serving financial advisors, clients and the team. The Branch Service Manager (BSM) is a player-coach role, acting as the primary liaison between the...
-
Client Service Representative
17 hours ago
Naples, United States Ethos Veterinary Health, LLC Full timeAre you a Veterinary Client Service Representative with a passion for specialty medicine, especially neurology? Are you ready to work for a clinic that values you and wants you to feel safe at work? Do you love the ocean and get excited about living Client Service, Representative, Service, Animal Care, Retail, Neuro
-
Client Service Representative
2 weeks ago
Naples, United States Ethos Veterinary Health Full timeAre you a Veterinary Client Service Representative with a passion for specialty medicine, especially neurology? Are you ready to work for a clinic that values you and wants you to feel safe at work? Do you love the ocean and get excited about living Client Service, Representative, Service, Animal Care, Retail, Neuro
-
Client Services Lead
16 hours ago
Naples, United States National Veterinary Associates Full timeDo you love working with people but also have a passion for helping animals? Are you outgoing and friendly? Do you enjoy working with a team that is more like family? Animalife Pine Ridge is looking for a receptionist to join our close-knit team. We Client Service, Lead, Health, Client Relations, Business Services
-
Client Advisor
16 hours ago
Naples, United States LVMH Full timePosteOur Louis Vuitton store in Naples is seeking a highly motivated Full Time Client Advisor with a passion for creating memorable experiences for our worldly clientele. ProfilThis is an opportunity for those who thrive in a fast-paced environment, see themselves as more than a Sales Associate but as a true personal 'advisor'- someone who is seeking to grow...
-
Client Advisor
2 weeks ago
Naples, United States LVMH Full timePoste Our Louis Vuitton store in Naples is seeking a highly motivated Full Time Client Advisor with a passion for creating memorable experiences for our worldly clientele. Profil This is an opportunity for those who thrive in a fast-paced environment, see themselves as more than a Sales Associate but as a true personal 'advisor'- someone who is seeking to...
-
Sales Associate
Found in: Lensa US P 2 C2 - 2 weeks ago
Naples, United States Richemont Full timeReference Code: 35881 ** Sales Associate** Naples, FL, US Permanent A High Jewelry Maison with a strong heritage who promotes exceptional know-how in an enchanting and creative environment! Our Maison is looking for talented individuals who contribute to developing and transmitting their expertise with care and no compromise. At Van Cleef & Arpels you...
-
Associate Attorney
4 days ago
Naples, United States Goede, DeBoest & Cross, PLLC Full timeJob DescriptionJob DescriptionGDC is a full-service law firm with multiple offices in Florida seeking an energetic and detail-oriented community association Associate or Partner Level Attorney to join our team. The ideal candidate will have a minimum of two to three years’ experience representing condominium and homeowners’ associations.Starting Salary:...
-
Community Service Associate
3 days ago
Naples, United States Hendrick Automotive Group Full timeRick Hendrick Chevrolet NaplesLocation: 5665 North Airport Pulling Road, PO Box 110627, Naples, Florida 34109 Summary: Responsible for selling, identifying and documenting service, maintenance, and repair service for customers. Responsible for scheduling service to be performed. Advises customers on necessary and recommended services. Offers additional...
-
Associate Attorney
Found in: Lensa US P 2 C2 - 2 weeks ago
Naples, United States Wicker Smith Full timeThe rapidly growing Naples office of Wicker Smith OHara McCoy & Ford, P.A. has openings for 1-10 year associate attorneys. Our attorneys practice in a variety of areas and handle all aspects of Professional Liability and General Liability cases. If you're looking to gain true litigation experience early on, grow as a professional and join a tight knit group...
-
Associate Attorney
Found in: Appcast US C2 - 2 weeks ago
Naples, United States Wicker Smith Full timeThe rapidly growing Naples office of Wicker Smith O’Hara McCoy & Ford, P.A. has openings for 1-10 year associate attorneys. Our attorneys practice in a variety of areas and handle all aspects of Professional Liability and General Liability cases. If you're looking to gain true litigation experience early on, grow as a professional and join a tight knit...
-
Associate Attorney
Found in: Appcast Linkedin GBL C2 - 2 weeks ago
Naples, United States Wicker Smith Full timeThe rapidly growing Naples office of Wicker Smith O’Hara McCoy & Ford, P.A. has openings for 1-10 year associate attorneys. Our attorneys practice in a variety of areas and handle all aspects of Professional Liability and General Liability cases. If you're looking to gain true litigation experience early on, grow as a professional and join a tight knit...
-
Associate Attorney
2 weeks ago
Naples, United States Wicker Smith Full timeThe rapidly growing Naples office of Wicker Smith O’Hara McCoy & Ford, P.A. has openings for 1-10 year associate attorneys. Our attorneys practice in a variety of areas and handle all aspects of Professional Liability and General Liability cases. If you're looking to gain true litigation experience early on, grow as a professional and join a tight knit...