Assistant Controller

3 weeks ago


New York, United States Yoh, A Day & Zimmermann Company Full time

Assistant Controller

Location: NYC

Type: Onsite

Requirements:

Bachelors and/or Masters degree in Accounting and 7+ years of financial services accounting experience

Previous experience in controllership function at a broker dealer, clearing firm, or financial services industry company

FINRA Series 27 preferred or ability to obtain series 27 within a reasonable amount of time after they are hired.

CPA preferred

Experience with the net capital and customer reserve computations pursuant to SEC Rules 15c3-1 and 15c3-3 is a plus

Outstanding project management, communication and interpersonal skills

Strong commitment to accuracy and attention to detail to ensure quality work

Able to carefully manage multiple priorities as well as possess a strong sense of urgency towards meeting deadlines and resolving open issues

Strong analytical and critical thinking skills, including the ability to effectively problem solve and make decisions

Experience working in an extremely dynamic, fast-paced and results oriented environment, prioritization, and ability to complete multiple projects simultaneously

Proficiency with Microsoft Office, specifically Excel

Responsibilities:

Assist Controller to ensure financial records are accurate and compliant with regulatory requirements and industry standards

Coordinate and supervise the monthly accounting close, including the performance of key accounting controls

Perform detailed review of monthly account reconciliations and variance analysis MTD/YTD on an account level basis and legal entity level

Oversee general ledger account maintenance and data entry ensuring records systems are maintained in accordance with GAAP

Assist in the coordination of audits (internal and external) and review the audited financial statements and related regulatory reports for various regions

Review A/P invoices; monitor expense allocation and postings to General Ledger

Collaborate with Operations, Information Technology and Compliance

Respond to and/or lead special projects and ad-hoc requests


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