Current jobs related to Senior Representative, Brokerage Operations - Westlake - Fidelity TalentSource LLC

  • Brokerage Operations Representative

    2 weeks ago

    Westlake, United States Fidelity TalentSource LLC Full time

    Brokerage Operations RepresentativeFidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Brokerage Operations Representative to work at Fidelity Investments in Westlake, TX!The TeamThe Brokerage Operations organization is comprised of several middle office functions that...

  • Brokerage Operations Representative

    2 weeks ago

    Westlake, United States Fidelity TalentSource LLC Full time

    Brokerage Operations Representative Fidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Brokerage Operations Representative to work at Fidelity Investments in Westlake, TX! The Team The Brokerage Operations organization is comprised of several middle office functions...

  • Brokerage Operations Representative

    4 weeks ago

    Westlake, Ohio, United States Fidelity TalentSource Full time

    Brokerage Operations RepresentativeFidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Software Engineer in Test to work at Fidelity Investments in Westlake, TXThe TeamThe Brokerage Operations organization is comprised of several middle office functions that support...

  • Brokerage Operations Representative

    4 weeks ago

    Westlake, United States Fidelity TalentSource Full time

    Brokerage Operations RepresentativeFidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Software Engineer in Test to work at Fidelity Investments in Westlake, TX!The TeamThe Brokerage Operations organization is comprised of several middle office functions that support...

  • Brokerage Operations Representative

    4 weeks ago

    Westlake, United States Fidelity TalentSource LLC Full time

    Brokerage Operations Representative Fidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Software Engineer in Test to work at Fidelity Investments in Westlake, TX! The Team The Brokerage Operations organization is comprised of several middle office functions that...

  • Brokerage Operations Representative

    3 weeks ago

    Westlake, United States Fidelity TalentSource LLC Full time

    Brokerage Operations RepresentativeFidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Software Engineer in Test to work at Fidelity Investments in Westlake, TX!The TeamThe Brokerage Operations organization is comprised of several middle office functions that support...

  • Brokerage Operations Representative

    2 weeks ago

    Westlake, United States Fidelity TalentSource LLC Full time

    Brokerage Operations RepresentativeFidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Brokerage Operations Associate to work in Westlake, Texas!The RoleThis function specifically focuses on analyzing and processing transfer of assets delivery requests of mutual fund and...

  • Brokerage Operations Representative

    3 weeks ago

    Westlake, United States Fidelity TalentSource LLC Full time

    Brokerage Operations Representative Fidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Brokerage Operations Associate to work in Westlake, Texas! The Role This function specifically focuses on analyzing and processing transfer of assets delivery requests of mutual fund...

  • Senior Brokerage Operations Specialist

    2 weeks ago

    Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Position Overview:The OpportunityWe are looking for a proactive and detail-oriented professional with foundational accounting expertise, adept time management abilities, and a knack for prioritizing tasks. The Senior Brokerage Operations Specialist will play a crucial role in providing exceptional service to both internal and external clients, ensuring the...

  • Senior Brokerage Settlement Analyst

    2 weeks ago

    Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Position Overview:Role SummaryThe individual in this role will be responsible for providing exceptional service to both internal and external clients, including correspondent firms, investment advisors, and counterparties. The primary focus will be on ensuring the timely and accurate settlement of transactions while complying with established policies,...

  • Brokerage Settlement Operations Specialist III

    2 weeks ago

    Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Position Overview:Role SummaryThe selected candidate will be responsible for providing exceptional service to both internal and external clients, including correspondent firms, investment advisors, and counterparties. This role focuses on the timely and precise settlement of transactions while ensuring compliance with established policies, procedures, and...

  • Brokerage Settlement Operations Specialist III

    2 weeks ago

    Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Position Overview:Role SummaryThe selected candidate will be responsible for providing exceptional service to both internal and external clients, including correspondent firms, investment advisors, and counterparties, by ensuring the timely and precise settlement of transactions while complying with established policies, procedures, and regulatory standards....

  • Brokerage Analyst, Restricted Stock Services

    2 hours ago

    Westlake, United States Fidelity TalentSource LLC Full time

    Job Description:The RoleThe Brokerage Operations Associate is a member of the Restricted Stock Services team. You will be primarily responsible for assisting our clients (brokerage firms and investment advisors) in selling restricted / control securities for their client s pursuant to Securities and Exchange Commission guidelines and insider trading rules,...

  • Financial Services Representative

    6 days ago

    Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    About the RoleFidelity TalentSource LLC is seeking a highly skilled and detail-oriented individual to join our team as a Brokerage Operations Representative. As a key member of our organization, you will play a critical role in providing exceptional customer service to our clients by accurately establishing and updating brokerage accounts and related...

  • Brokerage Settlement Specialist III

    2 weeks ago

    Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Position Overview:Role SummaryThe selected candidate will be responsible for providing exceptional service to both internal and external clients, including correspondent firms, investment advisors, and counterparties, by ensuring timely and precise settlement of transactions while complying with established policies, procedures, and regulatory standards. The...

  • Senior Solutions Architect

    2 days ago

    Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    About the RoleWe are seeking an experienced Senior Solutions Architect to drive end-to-end architecture for the Brokerage business domain. In this role, you will work directly with product teams across the retail investing space (brokerage accounts, managed services, banking services, etc) and the workplace investing space (401ks, health-insurance related...

  • Senior AWS Cloud Developer

    4 weeks ago

    Westlake, United States Fidelity TalentSource Full time

    Fidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Senior AWS Cloud Developer!The TeamThe TradeFlow Order Management System team is part of the broader Fidelity Brokerage Technology group. As a team we partner closely with Fidelity Capital Markets (FCM) to build and...

  • Senior AWS Cloud Developer

    4 weeks ago

    Westlake, United States Fidelity TalentSource LLC Full time

    Fidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Senior AWS Cloud Developer! The Team The TradeFlow Order Management System team is part of the broader Fidelity Brokerage Technology group. As a team we partner closely with Fidelity Capital Markets (FCM) to build and...

  • Brokerage Settlement Support Representative III/Associate Analyst

    4 weeks ago

    Westlake, United States Fidelity TalentSource LLC Full time

    Job Description:Job Description The associate will be expected to deliver world class service to internal and external (correspondent, investment advisors and contra parties) clients by settling their transactions timely and accurately while adhering to policies, procedures and regulatory guidelines.\u00A0 The associate will utilize internal as well as...

  • Senior Vice President, Client Strategy Consultant

    1 week ago

    Westlake, Ohio, United States Fidelity Investments Full time

    Job Overview Position Summary As a Senior Vice President, you will take a pivotal role within Fidelity Institutional's (FI) Consulting division, leading efforts to provide valuable insights to our most significant and sophisticated clients and prospects. Your focus will encompass all facets of a wealth management enterprise, including business...

Senior Representative, Brokerage Operations

1 month ago

Westlake, United States Fidelity TalentSource LLC Full time



Job Description:

The Role

We are seeking a self-motivated individual with basic accounting knowledge, time management skills, ability to prioritize and multi-task in addition to aspiring to acquire knowledge in back-office operations. The Brokerage Operations Representative will be expected to deliver extraordinary service to internal and external (correspondents, service teams, IWS, Capital Markets and contra parties) clients by settling their transactions timely and accurately while adhering to policies, procedures, and regulatory guidelines. The associate will use internal and external systems as well as partner with Dividends, Corporate Actions, International Settlements, Purchase & Sales, Treasury and NF Risk to settle Delivery vs. Payment/Receive vs. Payment/Prime Broker & Executing Broker transactions. Additional responsibilities also include:

  • Review and process exceptions resulting from mismatched trades, corporation action events and/or amendments made to settled or future settlement trades.
  • Build and maintain relationships with contra party Prime and Executing Brokers to satisfy regulatory paperwork requirement for institutional customers.
The Expertise and Skills You Bring
  • College degree preferred; 2-4 years of relevant settlement experience or 3-5 years of brokerage experience
  • Ability to identify and process risk related transactions and ensure escalation if appropriate
  • Strong analytical skills with the ability to reconcile and balance various settlement accounts
  • Knowledge of DTC
  • Working knowledge of industry regulations and with firm policies and procedures
  • Attention to details while being efficient and effective (time management)
  • Ability to communicate effectively with internal and external business units
  • Highly motivated with the ability to multi-task and complete assigned tasks in a timely and accurate manner
  • Ability to work effectively in a team-oriented environment
  • Strong knowledge of internal systems and PC applications (especially with Excel)

The Team

As part of the OSG organization the Institutional team is responsible for providing support to Institutional clients both internal and external.\u00A0 We process trade exceptions and provide continual communication with clients till a resolution is achieved.\u00A0 Being able to work independently as well as part of a group is essential to maintaining a cohesive team so we can ensure the timely and accurate settlement of DVP/RVP transactions, all while staying within regulatory guidelines.\u00A0

Certifications:

Company Overview

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients money.

Join Us

At Fidelity, you ll find endless opportunities to build a meaningful career that positively impacts peoples lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a

Glassdoor Employees Choice Award , we have been recognized by our employees as a top 10 Best Place to Work in 2024. And you don t need a finance background to succeed at Fidelity\u2014we offer a range of opportunities for learning so you can build the career you ve always imagined. Fidelity's working model blends the best of working offsite with maximizing time together in person to meet associate and business needs. Currently, most hybrid roles require associates to work onsite all business days of one assigned week per four-week period (beginning in September 2024, the requirement will be two full assigned weeks).

At Fidelity, we value honesty, integrity, and the safety of our associates and customers within a heavily regulated industry. Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation,

detailed in this document , and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.

We invite you to Find Your Fidelity at

fidelitycareers.com .

Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.

Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to

accommodations@fmr.com .