Compliance Analyst
7 days ago
BSA/AML & Sanctions Analyst - TEMP TO HIRE - BRICKELL AVENUE
The BSA / OFAC Analyst is responsible for assisting the Chief Compliance Officer in executing compliance functions of the Banks OFAC Program, CIP/KYC/CDD Program, FinCEN reporting, and the Banks BSA/AML & OFAC systems.
Duties and Responsibilities:
- Knowledge of BSA, USA Patriot Act, and OFAC compliance requirements.
- Review any potential matches to the different monitoring lists used by the Agency, clear the potential match, or assist the Compliance Officer in reporting the actual match to the appropriate Regulatory Agency.
- Perform case investigations using various sources, systems, and reports for unusual activity detection.
- Assists in administering the Banks BSA/AML systems, including sanctions screening systems/lists.
- Review matches to government information search requests required by the USA Patriot Act, Section 314(a), and report any actual matches accordingly.
- Ensure proper and timely submission of CTRs & SARs to FinCEN.
- Monitor new accounts to ensure that required information for compliance with the OFAC, USA Patriot Act, Section 326 and the Banks Customer Identification Program (CIP/KYC/CDD) is collected at account opening and ensure procedures are adhered to. Assist with the periodic reviews for existing customers.
- Maintain records of all required BSA documentation within regulatory and Bank retention guidelines.
- Assist with the preparation of regulatory examination materials as needed.
Competencies:
In order to perform the job successfully, an individual should demonstrate the following competencies:
Strong investigative and analytical skills. Ability to research and make appropriate decisions regarding complex cases.
Well-organized and working knowledge of Word and Excel (including pivot tables).
Demonstrates consistent attention to detail in the review of reports, account activity, and documentation to ensure the accuracy of the monitoring process.
Technical knowledge and analytical ability to manage monitoring systems and assist in validation, tuning, and optimization.
Able to work independently and meet deadlines.
Experience with FIS, WorldCheck or other AML monitoring tools desired.
Required Education and Experience:
Bachelors degree from an accredited four-year college or university. 2+ Years of AML or OFAC compliance experience in the financial industry. General understanding of AML principles, specifically the laws, regulations, and guidance promulgated under the BSA, USA PATRIOT Act and OFAC
Additional Qualifications:
CAMS or FIBA Certification is preferred but not required.
Language/Communication Skills:
Fluent in reading and speaking Spanish is a must.
Ability to read, analyze, and interpret general business periodicals, professional journals, technical procedures, or governmental regulations. Ability to effectively present information and respond to questions from managers.
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