Compliance Specialist

3 weeks ago


Phoenix, United States Collabera Full time

Position Details: Client Financial Services Job Title Compliance Specialist Duration 6 Months (Possible Extension or Conversion) Location Phoenix AZ, Sandy, UT or Sunrise FL Job Description: The successful HR EDD analyst will be expected to: Conduct time-sensitive, meticulous EDD reviews of high-risk customers utilizing a variety of research and investigative tools Produce detailed analysis and summary of customer and transactional activity and, when appropriate, refer suspicious activity to the SAR and/or account termination process Collaborate with line of business compliance partners to ensure proper review and risk assessment of high-risk customers Work effectively with colleagues to meet aggressive deadlines and support management objectives Exhibit a high level of professionalism, self-motivation and sense of urgency Build strong relationships with strategic partners across the FIU to ensure effective coordination of significant investigations Minimum Qualifications: Ideal candidates must exhibit investigative, research-intensive, and/or strong writing skills while meeting one or more of the following qualifications: A minimum of two years of experience in compliance, risk management, audit, investigations, or the broader financial industry A minimum of two years of experience in the legal field without a Juris Doctorate (JD) A minimum of two years of experience in BSA/AML compliance, sanctions or law enforcement A bachelor’s degree or higher in one of the following or similar fields of study: Justice Studies, Law, English, Journalism, Business or Public Administration, Finance, Economics, Accounting, or other field involving intensive research, writing, and/or data analysis JD or Master’s degree preferred CAMS certification preferred


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