Brokerage Associate

2 weeks ago

Des Moines, United States Ask Staffing Full time

Brokerage Associate

Qualifications:

For positions with Principal Global Investors, you will be required to comply with a Code of Ethics which covers a number of obligations related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may also apply to other positions across the organization.

For positions with Principal Global Investors, you will be required to comply with a Code of Ethics which covers a number of obligations related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may also apply to other positions across the organization.

Responsibilities:

Assist Brokerage Service Reps and Registered Reps by providing administrative support. Assist Brokerage Service Coordinator in resolving problems and in the accurate and timely completion of all administrative tasks.

Specifically this project is focused on reviewing documents and potentially correcting records tied to Financial Professional compensation. #J-18808-Ljbffr

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