Compliance Officer

1 month ago


Chicago, United States eFinancialCareers Full time

The ideal candidate will have:

  • Knowledge of Equities and/or fixed income compliance
  • Testing & Monitoring
  • Policies & Procedures
  • Code of Ethics
  • Trade/Portfolio Compliance
  • Employee Surveillance
  • Regulatory Inquiries/Audits
  • A strong academic pedigree from a top university

A highly competitive compensation package is on offer.

For a discussion in confidence, please apply with your resume.


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