Chief Compliance Officer

1 week ago


Orlando, United States LHR Full time

JOB TITLE: Chief Compliance Officer EMPLOYER: A-CAP Services DEPARTMENT: Legal and Compliance REPORTS TO: Chief Legal Officer LOCATION: Onsite in Miami, ( Brickell ) ABOUT THE COMPANY A-CAP is a rapidly growing organization that owns and operates multiple insurance companies and ancillary insurance businesses and has over $10 billion of total invested assets. This opening is with the holding company, which primarily performs asset management, actuarial, accounting, and other oversight functions on behalf of A-CAP's insurers and third-party clients. This group also provides strategic and operational support to A-CAP's portfolio companies/subsidiaries, proactively formulates new investment strategies, oversees external financing and acquisition activities, and provides modeling support for insurer liabilities and capital. On the insurance product side, A-CAP's primary lines of business are traditional fixed and equity-indexed annuities, with additional business in whole life insurance, Medicare supplement, and hospital indemnity products. A-CAP insurers originate over $2 billion of new premium annually. ABOUT THE ROLE A-CAP seeks qualified candidates for the position of Chief Compliance Officer ("CCO"). The CCO will report to the Chief Legal Officer of ACAP with further direct reporting responsibilities to the governing boards of ACAP's insurance affiliates. The A-CAP CCO is responsible for all activities relating to the development, implementation, monitoring, and administration of A-CAP's compliance program and for assuring enterprise-wide compliance with applicable laws and A-CAP policies. WHAT YOU WILL DO: Development, documentation, implementation, and monitoring of an enterprise-wide compliance program, policies and procedures in accordance with applicable laws and best practices; Development and implementation of initial and regular risk assessments of the A-CAP compliance program; Oversight and administration of compliance audits; Development and implementation of reporting protocols appropriately designed to detect, prevent, and remediate compliance risks for the A-CAP enterprise; Development, implementation, and administration of appropriate controls to monitor the effectiveness of the A-CAP compliance program; Recruitment and training of qualified compliance officers and other staff with the requisite knowledge and experience to effectively implement the A-CAP compliance program and carry out compliance-related duties for A-CAP; Development and implementation of compliance training programs for A-CAP personnel on topics relevant to A-CAP operations; Monitoring of changes in applicable law and standards in order to advise A-CAP on emerging compliance issues and proactively respond to such issues; Provision of ongoing guidance to A-CAP governing boards, senior management, and staff regarding corporate and business compliance standards and issues; Oversight and administration of compliance investigations in coordination with the Chief Legal Officer and external counsel, as appropriate; Coordination, oversight and administration of ACAP's interaction with and reporting to regulators; Reporting to A-CAP governing boards and senior management regarding the status of compliance on an enterprise-wide basis and other relevant compliance issues; Development and administration of due-diligence programs relating to A-CAP's relationship with vendors and other third-parties. WHAT YOU WILL NEED: Undergraduate degree, with preference for graduate degree in law (J.D.) or business administration (M.B.A.); Minimum of five years of relevant experience with development and administration of company-wide compliance program; Prior managerial experience in administration of a life insurance compliance department, including development of compliance policies, oversight and implementation of risk assessment procedures and training programs; Knowledge and understanding of life insurance compliance and regulatory issues, including variable and fixed annuities, mortality-based insurance, and insurance products, along with knowledge and understanding of applicable securities rules and regulations; Demonstrated ability to influence and work effectively with employees at all levels; Ability to meet or exceed deadlines, prioritize, multi-task, and maintain flexibility in fast-paced, changing environment; Superior organizational, written, verbal and presentation skills; Strong problem-solving and project management skills. BENEFITS: A-CAP works hard to create a positive and supportive environment. That's why we offer great benefits to safeguard the health and well-being of our employees. Our comprehensive benefits package includes: Competitive salary/base pay Employer-sponsored medical, dental, and vision insurance Paid Life & AD&D Insurance (for employees and families) Paid Disability Insurance (STD + LTD) Paid Parental Leave Paid Vacation and Sick Leave Paid Holidays (15 scheduled in 2024) Voluntary Supplemental Insurance policies Safe Harbor 401(k) plan with employer match And other benefits and perks POSITION TYPE AND EXPECTED HOURS OF WORK This is a full-time position. Days and hours of work are Monday through Friday, 9:00 a.m. to 6:00 p.m., 40 hours weekly, or as otherwise arranged with the manager of the department. US work authorization is required. #J-18808-Ljbffr



  • Orlando, Florida, United States Christian Care Ministry Full time

    Job Title: Chief Compliance OfficerJob Summary:The Chief Compliance Officer (CCO) will be responsible for developing, implementing, and overseeing the company's compliance program to ensure adherence to all applicable laws, regulations, and standards.Key Responsibilities:Develop, implement, and manage a comprehensive compliance program that aligns with...


  • Orlando, United States Christian Care Ministry Full time

    The Mission At Christian Care Ministry we believe that Christians can, and should, share in one another's burdens. Through the use of Medi-Share, a healthcare sharing ministry for Christians, we cultivate that belief. The Team Everyone at Christian Care Ministry is in agreement with our Statement of Faith, which outlines our core beliefs. Although we...


  • Orlando, United States Christian Care Ministry Full time

    The Mission At Christian Care Ministry we believe that Christians can, and should, share in one another's burdens. Through the use of Medi-Share, a healthcare sharing ministry for Christians, we cultivate that belief. The Team Everyone at Christian Care Ministry is in agreement with our Statement of Faith, which outlines our core beliefs. Although we...


  • Orlando, Florida, United States Home Physicians Group Full time

    Job Title: Chief Clinical Operations OfficerAt Home Physicians Group, we are seeking a seasoned leader to fill the role of Chief Clinical Operations Officer. This position plays a critical part in overseeing our Clinical Services department's day-to-day operations. Reporting directly to the Chief Operating Officer (COO), you will be responsible for ensuring...


  • Orlando, Florida, United States Orlando Health, Inc. Full time

    Job SummaryOrlando Health Cancer Institute is seeking a highly skilled and experienced Chief Scientific Officer to lead the development of a robust and comprehensive portfolio of clinical trials.Key Responsibilities:Lead and oversee the Oncology Research Program, including clinical trials and the development of a Phase 1 Program.Develop and maintain...


  • Orlando, Florida, United States Creative Financial Staffing Full time

    Job Title: Chief Financial Operations Officer FLLocation: Orlando, FL (Travel locally possible)About the Role:We are seeking a highly skilled Chief Financial Operations Officer to join our team in Orlando, FL.Key Responsibilities:Financial LeadershipThe successful candidate will oversee and enhance the accuracy of consolidated financial reporting, ensure...


  • Orlando, United States TempExperts Full time

    Chief Operating Officer Orlando, FL Direct Hire - Full Time TempExperts is recruiting for Chief Operating Officer for a thriving firm with multiple locations. This position is based in Orlando, FL and is a Direct Hire opportunity. Position Overview: The ideal candidate is an experienced Chief Operating Officer (COO) to oversee the business and non-legal...


  • Orlando, Florida, United States C & L Hospitality Group, Inc. Full time

    C & L Hospitality Group, Inc. is seeking a Chief Operations Officer to oversee the nightly functions of our club.Salary: $60,000 - $80,000 per year, depending on experience.About the JobThe Chief Operations Officer will be responsible for managing the performance of both club staff and entertainment personnel.Key Responsibilities:Maintain required dress...


  • Orlando, United States RumbergerKirk Full time

    A dynamic and well-established Orlando based law firm with over 90 attorneys and 5 office locations in Florida and Alabama seeks an experienced Chief Operating Officer (“COO”). The COO is responsible for the business and non-legal aspects of the firm. Reporting to the Managing Shareholder, the COO will supervise and manage the department heads of finance...


  • Orlando, United States RumbergerKirk Full time

    A dynamic and well-established Orlando based law firm with over 90 attorneys and 5 office locations in Florida and Alabama seeks an experienced Chief Operating Officer (“COO”). The COO is responsible for the business and non-legal aspects of the firm. Reporting to the Managing Shareholder, the COO will supervise and manage the department heads of finance...


  • Orlando, FL, United States Hilton Grand Vacations Full time

    We are a global team of memory makers, collaborators, industry leaders, innovators and so much more. We believe amazing vacations and experiences start with teams as diverse as the customers and communities we serve. At Hilton Grand Vacations, your future is bright! The Chief Compliance Officer plays a critical role in ensuring that an organization adheres...


  • Orlando, Florida, United States AssistRx Full time

    Job OverviewWe are seeking a highly skilled Chief Technical Solutions Officer to join our team at AssistRx, Inc. This is a fantastic opportunity for an experienced professional to lead our technical efforts and drive innovation in the field.


  • Orlando, Florida, United States Onix Hospitality Full time

    At Onix Hospitality, we are currently looking for a Chief Revenue Growth Officer, a key executive responsible for driving revenue growth and achieving business objectives across our award-winning hotels in the Mid-Atlantic region and Florida.About the RoleWe are seeking an experienced professional to lead our sales efforts, develop strategic sales plans, and...


  • Orlando, Florida, United States Creative Financial Staffing Full time

    About the OpportunityWe are seeking a highly experienced and skilled Chief Financial Officer to lead our Homebuilding Division. This individual will be responsible for overseeing all financial functions, including accounting, budgeting, and forecasting.


  • Orlando, FL, United States Keller Executive Search Full time

    Our client, a pioneering organization in the fields of Augmented, Virtual, and Mixed-Reality, is on the lookout for a strategic and accomplished Chief Financial Officer to join their forward-thinking team in Orlando, Florida. This role offers an extraordinary chance to lead financial operations in an environment dedicated to delivering advanced immersive...


  • Orlando, Florida, United States Jefferson Wells Full time

    Job SummaryThe Chief Financial Operations Officer will oversee and manage financial functions within the insurance firm, ensuring accuracy and compliance with regulatory standards. This role involves detailed financial analysis, preparation of financial statements, and collaboration with various departments to support financial decision-making.Main...


  • orlando, United States TempExperts Full time

    Chief Operating Officer Orlando, FL Direct Hire - Full Time TempExperts is recruiting for Chief Operating Officer for a thriving firm with multiple locations. This position is based in Orlando, FL and is a Direct Hire opportunity. Position Overview: The ideal candidate is an experienced Chief Operating Officer (COO) to oversee the business and non-legal...


  • Orlando, United States Ocean Optics Full time

    Join a world-class team in solving our customers’ toughest challenges as our Chief Commercial Officer. This exciting role will provide an opportunity to solve problems across several industries, including biomedical devices, industrial automation, geological and metallurgical analysis, and many more sectors that leverage the power of spectroscopy. The...


  • Orlando, United States Nemours Children's Health Full time

    Nemours Children's Health is seeking a Regional Quality and Safety Officer to join our team in Orlando, Florida. The Nemours Children’s Health, Regional Quality and Safety Officer will be responsible for promoting the vision for quality and safety, a culture of excellence with a core focus on safety, as well as timely, equitable, efficient, effective,...


  • Orlando, United States Nemours Children's Health Full time

    Job Description Nemours Children's Health is seeking a Regional Quality and Safety Officer to join our team in Orlando, Florida. The Nemours Children's Health, Regional Quality and Safety Officer will be responsible for promoting the vision for quality and safety, a culture of excellence with a core focus on safety, as well as timely, equitable, efficient,...