Mod-financial Market Documentation Avp

2 weeks ago


New York, United States Bank of China Limited, New York Branch Full time

Introduction:
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.

Overview:
The incumbent will assist in drafting, reviewing, and maintaining global markets related legal agreements; keeping track of related regulatory developments and evaluating their impacts; putting forth implementation plans; preparing related analysis reports to the management and Head Office; monitoring credit risk events and developing courses of actions to manage the credit risk proactively.

**Responsibilities**:

- Include but are not limited to: _

**_Global Markets Agreements_**
- Draft and negotiate global markets business related agreements, including ISDA, VM CSA, GRMA and etc., and partner with Legal Office and external counsel on finalizing the agreements
- Draft and update the templates for the up mentioned agreements
- Provide coaching and training to other team members or other departments on the up mentioned agreements and related issues
- Liaise with Head Office with regards to related agreements, and assist Head Office and other branches in negotiating related global markets agreements if requested

**_ Compliance and Documentation_**
- Establish and adopt policies, procedures, and standards of conduct that proactively manage the compliance risk of the global markets business
- Oversee, monitor, and enforce the above mentioned compliance programs, and assess the effectiveness during their enforcement; make necessary changes if required
- Provide training and education to team members on the above mentioned compliance programs
- Promptly communicating with the second line regarding questions and issues in the workplace
- Maintain proper and adequate documentation regarding the compliance work

**_ Regulatory change monitoring_**
- Keep track of regulatory changes and provide assessment reports
- Monitor market practice changes by collecting market movements, and facilitate analytical and ad-hoc report on market conditions / events in order to support strategic decision making
- Communicate with stakeholders (e.g. Fed, OCC, ISDA, CFTC, SEC) to obtain policymaking insights

Qualifications:

- Bachelor’s degree is required, preferably in Law-related majors and with minor in Finance or Economics. Master’s degree or above is highly preferred
- A minimum of 5 years of legal-related experience in global market business, like ISDA agreement, derivative/bond business compliance is required
- 3 years or above regulator and law firms’ liaison experience is preferred; 1 year or above financial market business related experience is preferred
- Knowledge of global markets products and related risk management; prudential regulators’ regulatory requirements relating to global markets business is required
- Document review, legal research and case analysis skills are required
- Bilingual abilities in English and Chinese are highly preferred

Pay Range: USD $65,000.00 - USD $150,000.00 /Yr.



  • New York, United States Truist Financial Corporation Full time

    Leading Title Agency is seeking an experienced AVP - Marketing Manager to join our team. The ideal candidate must have at least 4 years of experience in a similar role. Attention to detail, great communication skills (verbal and written) great organi Marketing Manager, Marketing, VP, Manager, Social Media, Graphic Design, Banking, Business Services


  • New York, United States Bank of China Limited, New York Branch Full time

    Introduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or...

  • AVP, Fund Accounting

    2 weeks ago


    New York, United States Tandym Group Full time

    An investment management firm is seeking an experienced professional to join their team as their new AVP of Fund Accounting. Responsibilities: The AVP of Fund Accounting will: Oversee the financial reporting process, including but not limited to monthly performance estimates, close packages/NAV, allocations, waterfalls and fund returns Assist in cash...


  • New York, United States Tandym Group Full time

    An investment management firm is seeking an experienced professional to join their team as their new AVP of Fund Accounting. Responsibilities: The AVP of Fund Accounting will: Oversee the financial reporting process, including but not limited to monthly performance estimates, close packages/NAV, allocations, waterfalls and fund returns Assist in cash...


  • New York, United States Stone Management Full time

    Prestigious P/E firm with over 150 entities is looking for an AVP for their Valuations group. Reports to the head of Valuations and Finance,This position will perform:Calculation analyses on p/e, debt and real estate investments.Create reports of investment valuations points and conclusions, and will help build financial models for discounted cashflow,...

  • Valuation Analyst, AVP

    24 hours ago


    New York, United States Stone Management Full time

    Prestigious P/E firm with over 150 entities is looking for an AVP for their Valuations group. Reports to the head of Valuations and Finance,This position will perform:Calculation analyses on p/e, debt and real estate investments.Create reports of investment valuations points and conclusions, and will help build financial models for discounted cashflow,...

  • Valuation Analyst, AVP

    18 hours ago


    New York, United States Stone Management Full time

    Prestigious P/E firm with over 150 entities is looking for an AVP for their Valuations group. Reports to the head of Valuations and Finance,This position will perform:Calculation analyses on p/e, debt and real estate investments.Create reports of investment valuations points and conclusions, and will help build financial models for discounted cashflow,...


  • New York, United States L'Oreal Full time

    **Job Title** AVP Marketing, Matrix Haircolor **Division**:Professional Products Division **Location**:Hudson Yards, NY **Reports To**:VP Marketing, Matrix **Who We Are**: For more than a century, L’Oréal has devoted its energy, innovation, and scientific excellence solely to one business: Beauty. Our goal is to offer each and every person around the...


  • New York, United States Zurich Insurance Company Full time

    Zurich E&S Financial Lines is currently looking to hire an experienced Senior Underwriter to join our Wholesale Public, Management Liability team! We have the flexibility to hire in New York City, Chicago, or Atlanta. This role is dedicated to the wholesale broker channel and is a great opportunity to join our growing E&S Financial Lines team! This position...


  • New York County, New York, United States A-STAFFING, INC. Full time

    Position Summary We seek an adaptable team player to join us as an AVP, Product Manager and Trader. This individual will be responsible for analyzing each portfolio and executing credit related orders in compliance with trading procedures and portfolio guidelines. Essential Duties/Function: Analyze each portfolio and advise portfolio managers in...


  • New York, United States A-STAFFING, INC. Full time

    Job DescriptionJob DescriptionPosition SummaryWe seek an adaptable team player to join us as an AVP, Product Manager and Trader. This individual will be responsible for analyzing each portfolio and executing credit related orders in compliance with trading procedures and portfolio guidelines.Essential Duties/Function:Analyze each portfolio and advise...


  • New York, United States Bank of China Full time

    Introduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or...


  • New York, United States Bank of China Full time

    Introduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or...


  • New York, United States Munich Re Life US Full time

    The Marketing Actuary will work as part of a deal team with a Business Development RVP, Pricing Actuary, Underwriter, and other cross-functional areas as necessary to develop and price optimal client solutions and ensure MARC’s position as a top reinsurance provider. The Marketing Actuary will own and manage, or assist with owning and managing, the P&L...


  • New York, United States Munich Re Full time

    Formed just over 6 years ago, the Financial Reinsurance (FinRe) team has responsibility for marketing, developing, structuring, and executing financial reinsurance deals for our US Life insurance clients. It is viewed as one of the greatest growth potential areas for the organization and is staffed with an experienced and diverse team, focused on developing...


  • New York, New York, United States Munich Re Full time

    Formed just over 6 years ago, the Financial Reinsurance (FinRe) team has responsibility for marketing, developing, structuring, and executing financial reinsurance deals for our US Life insurance clients. It is viewed as one of the greatest growth potential areas for the organization and is staffed with an experienced and diverse team, focused on developing...


  • New York, NY, United States Allied World Assurance Full time

    DescriptionJob Objectives:Allied World has an exciting opportunity for an AVP, Underwriting, to manage and grow a portfolio of general casualty business by exercising proper underwriting discipline, and by marketing and servicing both existing and potential clients. The opportunity exists within the Specialty Excess Casualty unit focusing on wholesale...

  • AVP Operational Risk

    3 weeks ago


    New York, New York, United States Broadgate Full time

    I am excited to be partnering with a Regional Bank based in New York who are looking for an AVP Operational Risk during a period of growth. This role will provide second line oversight and effective challenge for operations risks, in the IT area. This position will support the Head of Operational Risk by executing the operational risk framework, including...


  • New York, United States Bank of China Limited, New York Branch Full time

    Introduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or...


  • New York, New York, United States Munich Re Full time

    The Marketing Actuary will work as part of a deal team with a Business Development RVP, Pricing Actuary, Underwriter, and other cross-functional areas as necessary to develop and price optimal client solutions and ensure MARC's position as a top reinsurance provider. The Marketing Actuary will own and manage, or assist with owning and managing, the P&L for a...