Bkd - Flu Risk Manager Avp

3 weeks ago

New York, United States Bank of China Limited, New York Branch Full time

Introduction:
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.

Overview:
The FLU Risk Manager is responsible for executing the risk management processes and manages the risks within its department, including but are not limited to conducting risk assessments, testing the controls, identifying and reporting risks and issues, and monitoring the department’s adherence to risk management policies and procedures.

**Responsibilities**:
Risk Management Responsibilities:

- Implement, or coordinate with relevant FLU teams on the implementation of, the RGF and risk management policies and procedures within FLU as well as enforcing relevant controls (e.g. Clean Deck check)
- Create and maintain FLU procedures pertaining to FLU Risk Managers’ responsibilities
- Provide inputs/feedback to IRM risk management policies and procedures
- Monitor FLU adherence to IRM standards and requirements
- Propose addition, modification and removal of KRIs and thresholds during annual review and off-cycle adjustment, and facilitate the approval process
- Monitor, maintain and report KRIs owned by FLU according to the governance requirements in the KRI Procedure
- Identify and escalate KRI warning line and limit breaches according to the KRI Procedure
- Produce FLU risk reporting for applicable risk areas, and report to Senior Management, IRM and risk committees as appropriate
- Identify existing and emerging risks potentially impacting the FLUs if any
- Identify incidents and issues and report to respective IRM
- Remediate issue or monitor issue remediation according to action plan, validate issue closure documentation for FLU-owned business-identified issues
- Conduct risk assessments pertaining to the respective risk areas (e.g. ERA, RCSA)
- Maintain a control inventory, process mapping and other documentations as applicable
- Develop control testing plan
- Conduct control testing, report results, monitor control issue remediation as applicable and validate issue closure documentation
- Review the risk self-assessment accuracy and completeness of new activity and propose improvement suggestions if necessary
- Support product owner to inspect new activity pre-launch condition implementation and provide review opinions
- Supervise and participate in the annual product annual risk assessment
- Attend risk management related training
- Identify risk management training needs for FLUs
- Assist ORD in conducting security monitoring investigation as needed
- Coordinate risk management related requests from internal/external audit, Head Office and regulators within FLU
- Conduct bank-wide ACH risk assessment annually to ensure the compliance with NACHA requirements

Other Departmental Responsibilities:

- Coordinate with and timely respond to internal/external audit, CMTG and regulators request s regarding consumer compliance, self-validation etc.
- Timely report the consumer metrics including Reg E compliance log, customer complaint log to LCD CRCT
- As CRA officer, maintain and update department’s procedure and public folder; track and report CRA status to IRMs
- As Data Steward, coordinate with CDO to ensure business data quality.
- Track the status of issues from internal/external audit, CMTG and regulators to ensure timely remediation
- Conduct quarterly system interest rate check to ensure the data quality Conduct weekly interest rate comparison
- Conduct quarterly ATM surprise check and monthly alarm testing
- Maintain departmental ABAC list and conduct periodically review and update

Qualifications:

- Bachelor’s degree in Business Administration, Finance, or Economics required. Master’s degree preferred.
- Minimum 3 years of experience in Banking
- Minimum 2 years of experience in Risk Management, Compliance, Internal Control
- Knowledge in risk management processes and principles, regulatory and compliance, knowledge in bank’s data structure, knowledge in retail banking product and related regulation requirement
- Ability to handle multiple tasks concurrently and work under tight deadlines
- Ability to provide effective review and challenge
- Ability to identify risks and issues
- Ability to communicate effectively
- Ability to solve problems
- Ability to understand and review risk data

Pay Range: USD $65,000.00 - USD $150,000.00 /Yr.

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