First Line Client Liaison/kyc Officer, Assistant
3 weeks ago
**Do you want your voice heard and your actions to count?**
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.
We are looking for passionate, proactive, KYC experts to join our growing team. You will maintain proper KYC practices for new and existing customers, whilst liaising with first and second line business stakeholders.
KYC roles at MUFG provide opportunities for establishment and growth, while being a part of an inclusive team. Our employees embody MUFG’s cultures and principles. There is a high degree of collaboration and innovation. We promote client centricity, diversity, respect, and integrity. It is a unique opportunity to be part of the building blocks of a forward-thinking organization.
**Responsibilities**:
- Support the KYC due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders
- Partner with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end to end basis for an assigned list of clients;
- Monitor/review business activities across various product areas, while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/compliance issues identified as part of the KYC due diligence;
- Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas & other global stakeholders to understand business ties, and taking ownership of client due diligence review as part of assessing relationship/product risk as critical functions to help various Corporate Banking groups within GCIB;
- Showcase high proficiency in identifying risk flags, supported by rigorous trainings and guidance from Process Governance, AML Advisory & other stakeholders;
- Collaborate & handle requests from FLoD Control Office, SLoD, TLoD (i.e. Internal Audit);
- Attend appropriate training & support on a periodic basis;
- Meet the requirements of various MUFG standards, policies & procedures including but not limited to Global KYC Standard, U.S. Branches Know Your Customer Procedure for First Line of Defense;
- Seek guidance & escalate complex scenarios to Team Lead as needed;
**Qualifications**:
- Bachelor's degree in Business, Finance, Economics or equivalent work experience, Master's in Business or CFA preferred
- Prior KYC experience of working with Corporate Banking clients preferred
- Ability to work in a fast paced culture and deadline driven environment
- Awareness & understanding of Know Your Customer (KYC) due diligence procedures
- Understanding of Final CDD Rule
- Understanding of rules involving BSA/AML, OFAC & Sanctions
- Exhibit culture of strong risk principles
- Ability to engage local & overseas stakeholders in different time zones
The typical base pay range for this role is between $90k-$112k depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.
MUFG Benefits Summary
The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.
We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experie
-
KYC Reviewer
3 days ago
New York, United States Experis Full timeOur client is seeking a KYC Reviewer to join their team. Job Title: KYC Reviewer Location: NY NY Pay Range: $40-$45hr Know Your Customer ("KYC") Review Supports Vendor will complete KYC reviews of customers to the standards outlined in KYC Periodic Review and Customer Onboarding Procedures. This entails but is not limited to: Building out...
-
KYC Analyst
3 days ago
New York, United States Experis Full timeKYC Analyst Pay $33hr Duration 4-6 months ***Remote ***EST work hours We are seeking KYC analysts to assist with a data clean up project. Duties include p roduct knowledge- will be given population of customers, updating files and sending out requests for additional information. Must know know World check, Lexus Nexus, basic KYC knowledge, understanding...
-
IMI CIB
1 week ago
New York, United States Intesa Sanpaolo Group Full timeIntesa Sanpaolo is the banking group leader in Italy. Assisting more than 11,1 milion of retail customers through a network of 4400 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North...
-
New York, New York, United States First Citizens Bank Full timeOverview: The VP, Sr First Line Risk Manager (1LOD)- Commercial Finance is responsible for management of Business Unit (BU) risk activities, in adherence with the Company's Risk Appetite and Corporate Strategy. The position ensures team serves as an effective communication channel between the Risk Management Department and FCB business units. Participates in...
-
Client Care Liaison
1 week ago
Brooklyn, New York, United States AccentCare, Inc. Full timeOverview: Why You’ll Love Being a Client Care Liaison at AccentCare Do you enjoy providing outstanding patient care? Bring your organizational skills and knowledge of at-home care and join the AccentCare team today in this Client Care Liaison opportunity. When you join AccentCare, you become part of a team that is not only dedicated to their...
-
Compliance Officer
2 weeks ago
New York, United States Guggenheim Partners Full timePosition Summary Guggenheim Investments is seeking an exceptional Compliance Officer to join its team. Reporting to the Head of Anti-Money Laundering of Guggenheim Partners Investment Management, LLC (GPIM), an SEC-registered investment advisor. This person will join a highly collaborative team responsible for Anti-Money Laundering (AML), Know Your Customer...
-
New York County, New York, United States First Citizens Bank Full timeOverview: The VP, Sr First Line Risk Manager (1LOD)- Commercial Finance is responsible for management of Business Unit (BU) risk activities, in adherence with the Company's Risk Appetite and Corporate Strategy. The position ensures team serves as an effective communication channel between the Risk Management Department and FCB business units. Participates in...
-
Compliance Officer
2 weeks ago
New York, United States Guggenheim Partners Full timeWill include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/ KYC on-boarding. The Compliance Officer is located in our Compliance Officer, Officer, Compliance, Investment, Asset Manager, Banking
-
International KYC/AML Coordinator
3 days ago
New York City, United States Kellton Full timeWe have this Onsite Contact opportunity for an International KYC/AML Coordinator with our Direct Client in NYC. Please let us know if this is something that interests you.International KYC/AML Coordinator (Spanish / Portuguese)Location: New York City NY **This position will be hybrid**Duration: 12 Months +Max Pay Rate $40/hr W2 (No Benefits)* Candidate must...
-
Preferred Banking Offices Assistant Manager
3 days ago
New York, United States First Republic Full time**Preferred Banking Offices Assistant Manager** **Overview** At First Republic, we care about our people. Founded in 1985, we offer extraordinary client service in private banking, private business banking and private wealth management. We believe that personal connections are everything and our success is driven by the relationships we form with our...
-
KYC Counterparty Data and Payment Specialist
2 weeks ago
New York, United States Glencore Full timeGlencore, headquartered in Baar, Switzerland is one of the world's leading integrated producers and marketers of commodities that industries around the world need. Glencore has worldwide activities in the production, sourcing, processing, refining, transporting, storage, financing and supply of metals and minerals, energy products, and agricultural products....
-
Kyc Counterparty Data and Payment Specialist
4 weeks ago
New York, United States Glencore Full time**Job highlights** - Full time - New York, New York, USA - Compliance **Job ID** - R200000694**Closing date** - Never**Last Updated** - 23/04/2024*** **Glencore**, headquartered in Baar, Switzerland is one of the world's leading integrated producers and marketers of commodities that industries around the world need. Glencore has worldwide activities in the...
-
Client Onboarding Analyst
1 day ago
New York, United States Experis Full timeTitle: Client Onboarding Analyst Location: Jersey City, NJ or White Plains, NYSchedule: 1-2x a week on site, rest wfhHours: 35 hours per week, normal business hours.Pay: $60/hr W2 Duration: 6 month contract (Possible Extension) JOB DETAILSOur customer, is a top-tier global financial group. Headquartered overseas with a hundreds of years in business, offers a...
-
Client Onboarding Analyst
3 days ago
New York, United States Experis Full timeTitle: Client Onboarding Analyst Location: Jersey City, NJ or White Plains, NY Schedule: 1-2x a week on site, rest wfh Hours: 35 hours per week, normal business hours. Pay: $60/hr W2 Duration: 6 month contract (Possible Extension) JOB DETAILS Our customer, is a top-tier global financial group. Headquartered overseas with a hundreds of years in business,...
-
Client Service Manager
4 weeks ago
New York, United States Blake Smith Staffing, LLC Full timeThe client service team is responsible for supporting the firm in the delivery of exemplary service to a range of institutional clients consisting of Pension Funds, Insurance Companies, Financial Institutions and other Corporate & Government Investors across a number of geographic locations. The firm focuses on delivering tailored client solutions and it...
-
Client Service Manager
6 days ago
New York, United States Blake Smith Staffing, LLC Full timeThe client service team is responsible for supporting the firm in the delivery of exemplary service to a range of institutional clients consisting of Pension Funds, Insurance Companies, Financial Institutions and other Corporate & Government Investors across a number of geographic locations. The firm focuses on delivering tailored client solutions and it...
-
AML / OFAC Compliance officer
2 weeks ago
New York, United States Credit Agricole Full timeSummary:  Reporting to the Head of Financial Security NY Advisory team in charge of advising  This position is to lead and manage the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: managing the Advisory team Analysts, assisting the Analysts in reviewing and validating high risk KYC...
-
First Line Leader
3 weeks ago
New York, New York, United States Dupont Full timeEn DuPont, trabajamos en cosas que importan, ya sea en proporcionar agua limpia a más de mil millones de personas en el planeta, producir materiales esenciales en los dispositivos tecnológicos cotidianos (desde smartphones hasta vehículos eléctricos) o proteger a los trabajadores de todo el mundo. Si deseas ser parte de una empresa multindustrial líder...
-
AML Officer
2 days ago
New York, United States Phaxis LLC Full timeResponsibilities: Coordinate with external vendors for the internal annual AML audit, providing relevant documentation from all business lines to facilitate the audit process. Assist the Chief Compliance Officer in responding to inquiry letters and preparing Suspicious Activity Reports (SARs) as needed. Conduct research and provide guidance on...
-
New York, United States Crédit Agricole CIB Full timeDescription du poste Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Banks staff on proposed transactions. He/she is expected to have...
