Financial Services Regulatory Associate

A&O Shearman is a new global industry-leading law firm, with 47 offices in 29 countries worldwide. Our fluency in English law, US law, and the laws of the world’s most dynamic markets, enables us to provide unmatched insight and seamless delivery to clients. We work on challenging and important deals and disputes that have the potential to shape the...

About: A new global industry-leading law firm is currently looking to onboard a Financial Services Regulatory Associate in New York. Their international financial services practice group acts as trusted counsel to the world’s leading financial services firms and advises banks, broker-dealers, asset managers, investment funds, fintech's, insurers etc. They...

About: A new global industry-leading law firm is currently looking to onboard a Financial Services Regulatory Associate in New York. Their international financial services practice group acts as trusted counsel to the world’s leading financial services firms and advises banks, broker-dealers, asset managers, investment funds, fintech's, insurers etc. They...

Summary: Financial Plan ning firm located in Kalamazoo Michigan seeks a highly energized and confident client service associate who will thrive in a busy environment. This position is critical to providing superior client experience. This position utilizes excellent customer service, attention to detail, and time management skills. Essential Duties And...

This position is primarily responsible for testing and validating multiple regulatory reports to ensure that reports are prepared in accordance with regulatory reporting instructions, guidance, regulators expectations and industry best practices and Quality Assurance, Regulatory, Financial, Reporting, Quality, Assurance, Business Services

Job Classification:Finance & Accounting - Finance & AccountingAt Prudential, we believe talent is key to achieving our vision. When you join Prudential, you'll unlock a motivating and impactful career - all while growing your skills and advancing your profession at one of the world's leading financial services institutionsPrudential is a company built on the...

About Our Client AmLaw 100 firm. Job Description The Associate will join a top ranked Financial Services Regulatory Practice and will work directly with Partners advising banking and financial services institutions on a wide range of bank regulatory matters. MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender...

Associate Financial Advisor Company Mission We build relationships before we ever build portfolios. We are committed to every client receiving one to one financial advise, personalized recommendations, regular meetings and anytime access. Understanding clients needs and goals for today and the long-term are unique. As an advisor, you begin with listening to...

Associate Financial Advisor Company MissionWe build relationships before we ever build portfolios. We are committed to every client receiving one to one financial advise, personalized recommendations, regular meetings and anytime access.Understanding client’s needs and goals for today and the long-term are unique. As an advisor, you begin with listening...

Associate Financial Advisor Company MissionWe build relationships before we ever build portfolios. We are committed to every client receiving one to one financial advise, personalized recommendations, regular meetings and anytime access.Understanding client’s needs and goals for today and the long-term are unique. As an advisor, you begin with listening...

Position Summary Financial Services Risk, Data & Regulatory, Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) Risk, Data and Regulatory professionals help organizations identify the regulatory changes impacting their business and implement effective and efficient processes to manage...

Job DescriptionJob DescriptionThe Opportunity:Fifth Avenue Financial is looking for a Financial Services Representative to join our team. Compensation is 100% commission, earnings are directly related to performance. Our office is located in New York, NY and candidates are expected to come into the office on hybrid basis.Job Responsibilities:Build a...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

Job DescriptionJob DescriptionSalary: About Financial EdgeDo you have a passion for finance? Do you enjoy teaching your juniors or are you an experienced trainer? Then read on.Financial Edge specializes in developing the technical skills of finance professionals through a combination of classroom training and eLearning products. Chosen by the world’s top...

Job Description:We are hiring a Business Analyst Consultant (W2 only, no exceptions) for a role to document and strengthen the support model for our client's Middle Office processing for US Govt Trading. This role requires a deep understanding of the functions, obligations and reporting requirements for market participants. You will work closely with the...

A NYC-based hedge fund is currently seeking an experienced professional to join their growing Financial Reporting group in an Associate role. Responsibilities: The Financial Reporting Associate will: Prepare and analyze monthly, quarterly, and annual financial statements Conduct account and performance analyses Handle investor, management, and regulatory...

Job DescriptionJob DescriptionJob Description:The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management...

Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited Client Service, Associate, Registered, Financial Advisor, Service, Branch Manager, Retail

**Responsibilities**: Responsibilities include, but are not limited to: - Monitoring, reviewing, tracking, and disseminating changes to applicable laws, rules, and regulations to determine applicability and impact to SG’s U.S. business operations - Communicating regulatory information to stakeholders across the Firm both in the U.S. and globally -...

Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you on our team.At Edward Jones, we are very intentional in calling our field associates branch teams. Most of our teams are two or three people, and in a Branch Office Support Professional role, you are a critical member of that team along...