Current jobs related to Investment Compliance Consultant - Boston - MASSMUTUAL

  • Investment Compliance Consultant

    3 days ago

    BOSTON, United States MassMutual Full time

    Compliance Analyst, Investment ComplianceInvestment ManagementFull-TimeBoston, MA or Springfield, MAThe OpportunityAs a Compliance Analyst, you will be responsible for monitoring compliance with various regulations, guidelines, and policies for the Company’s General Investment Account.  Additionally, you will be responsible for assessing compliance with...

  • Investment Management Consultant

    3 days ago

    Boston, Massachusetts, United States MassMutual Full time

    Job Title: Investment Management ConsultantMassMutual is seeking a highly motivated and detail-oriented Investment Management Consultant to join our team. As a key member of our Investment Management division, you will be responsible for managing supplier engagements, negotiating contracts, and coordinating projects.Key Responsibilities:Manage supplier...

  • Investment Consultant

    2 weeks ago

    Boston, Massachusetts, United States Fiducient Advisors Full time

    About the RoleFiducient Advisors is seeking a highly skilled Investment Consultant to join our team. As a key member of our investment team, you will play a critical role in providing tailored and personalized investment consulting services to our clients.Key ResponsibilitiesProactively lead portfolio evaluation and financial planning review efforts for new...

  • Investment Compliance Analyst

    3 weeks ago

    Boston, United States Yoh, A Day & Zimmermann Company Full time

    Long term contract for an Investment Compliance Analyst role with an Investment Management firm in Boston.The Investment Compliance Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations...

  • Investment Compliance Analyst

    3 weeks ago

    boston, United States Yoh, A Day & Zimmermann Company Full time

    Long term contract for an Investment Compliance Analyst role with an Investment Management firm in Boston.The Investment Compliance Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations...

  • Investment Compliance Analyst

    3 weeks ago

    Boston, United States Yoh, A Day & Zimmermann Company Full time

    Long term contract for an Investment Compliance Analyst role with an Investment Management firm in Boston.The Investment Compliance Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations...

  • Investment Management Consultant

    2 weeks ago

    BOSTON, United States MassMutual Full time

    div>Investment Management ConsultantFull-TimeSpringfield, MA or Boston, MA (Hybrid)The Opportunity Investment Management (IM) is looking for a highly motivated and engaged Investment Consultant. They must be task-driven and detailed orientated while having clear and concise written and verbal communication skills with the ability to orchestrate multiple...

  • Investment Management Consultant

    3 weeks ago

    BOSTON, United States MassMutual Full time

    Investment Management ConsultantFull-TimeBoston, MA or Springfield, MAThe OpportunityWe’re looking for a highly motivated and engaged Investment Consultant. They must be task-driven, and detail orientated while having clear and concise written and verbal communication skills with a key responsibility of processing of incoming invoices, reviewing for...

  • Investment Management Consultant

    2 weeks ago

    BOSTON, United States MassMutual Full time

    div>Investment Management ConsultantFull-TimeBoston, MA or Springfield, MAThe OpportunityWe’re looking for a highly motivated and engaged Investment Consultant. They must be task-driven, and detail orientated while having clear and concise written and verbal communication skills with a key responsibility of processing of incoming invoices, reviewing for...

  • Senior Institutional Investment Consultant

    1 week ago

    Boston, Massachusetts, United States Aon Full time

    About the RoleAon is seeking a highly skilled Senior Institutional Investment Consultant to join our team. As a key member of our Investment Consulting team, you will be responsible for providing expert advice and guidance to our clients on investment strategies and solutions.Key ResponsibilitiesLead client deliverables and interface with other teams in U.S....

  • Senior Strategist Investment Product Specialist

    2 months ago

    Boston, United States MFS Investment Management Full time

    At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters - to us as valued professionals and to the millions...

  • Senior Institutional Investment Consultant

    3 months ago

    Boston, United States Aon Hewitt Full time

    Aon is looking for a Senior Institutional Investment Consultant (Remote, open to anywhere in the U.S.) Responsibilities: Expected to serve largely on public plan client and/or non-profit client teams (experience with either type of client is beneficial) Leads all aspects of client deliverables, interfacing with other teams in U.S. Investment...

  • Senior Institutional Investment Consultant

    4 months ago

    Boston, United States Aon Full time

    Aon is looking for a Senior Institutional Investment Consultant (Remote, open to anywhere in the U.S.) Responsibilities: Expected to serve largely on public plan client and/or non-profit client teams (experience with either type of client is beneficial) Leads all aspects of client deliverables, interfacing with other teams in U.S. Investment Consulting...

  • Compliance Implementation Specialist

    1 month ago

    Boston, United States State Street Corporation Full time

    States we can hire in for this role: NY, MA, NJ, MA, PA, TX, What we are looking for: Compliance Specialist serve as subject-matter experts in the implementation and upgrade for the compliance module of the Charles River Investment Management Solution (CRIMS). Their contributions include organizing and coding compliance rule libraries, defining client...

  • Compliance Implementation Specialist

    3 weeks ago

    Boston, United States State Street Corporation Full time

    States we can hire in for this role: NY, MA, NJ, MA, PA, TX, What we are looking for: Compliance Specialist serve as subject-matter experts in the implementation and upgrade for the compliance module of the Charles River Investment Management Solution (CRIMS). Their contributions include organizing and coding compliance rule libraries, defining client...

  • Sr. Director – Investment Program Management

    2 weeks ago

    Boston, United States MFS Investment Management Full time

    At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters – to us as valued professionals and to the millions...

  • Compliance Officer, Americas

    4 weeks ago

    Boston, Massachusetts, United States Wellington Management Full time

    About UsWellington Management is a leading investment management firm that offers a comprehensive range of investment solutions to institutional clients worldwide. Our investment capabilities span nearly all segments of the global capital markets, and our proprietary research and collaborative culture enable us to provide tailored investment solutions to...

  • Sr. Director

    2 months ago

    Boston, United States MFS Investment Management Full time

    At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters - to us as valued professionals and to the millions...

  • Regulatory Compliance Consultant

    3 weeks ago

    Boston, United States Vaco Full time

    Vaco is seeking an experienced Regulatory Compliance Consultant who offers consulting services to financial institutions and financial technology firms of all sizes providing the expertise necessary to compete and thrive in today's challenging regulatory environment.-100% remote -8am-5pm Eastern -6-month temp role Create and update policies, procedures, and...

  • Regulatory Compliance Consultant

    3 weeks ago

    boston, United States Vaco Full time

    Vaco is seeking an experienced Regulatory Compliance Consultant who offers consulting services to financial institutions and financial technology firms of all sizes providing the expertise necessary to compete and thrive in today's challenging regulatory environment.-100% remote -8am-5pm Eastern -6-month temp role Create and update policies, procedures, and...

Investment Compliance Consultant

4 months ago

Boston, United States MASSMUTUAL Full time

**Compliance Analyst, Investment Compliance**:
**Investment Management**:
**Full-Time**:
**Boston, MA or Springfield, MA**:
**The Opportunity**

As a Compliance Analyst, you will be responsible for monitoring compliance with various regulations, guidelines, and policies for the Company’s General Investment Account. Additionally, you will be responsible for assessing compliance with state regulatory investment limits, monitoring compliance with investment guidelines for discretionary accounts managed by third parties, and monitoring pre and post trade compliance matters using the Company’s order management systems for derivatives in a timely manner. You will also be responsible for supporting certain reporting requirements related to the Company’s governance and compliance framework to senior management.

**The Team**

The Investment Compliance Team partners with various stakeholders across MassMutual to assess and monitor compliance with various investment regulations, guidelines, and policies for the Company’s General Investment Account. The team works collaboratively with portfolio management, investment operations and various risk management teams across the Company to evaluate a broad range of compliance and risk related matters. The team is also focused on adding value via process improvement, automation, and enhanced reporting to support the Company’s investment strategies and objectives.

**The Impact**

**Responsibilities Include**:

- Monitoring ongoing compliance with state regulatory and internal investment limits
- Analyzing ongoing compliance with investment guidelines for discretionary accounts
- Monitoring of pre and post trade compliance rules using the Company’s systems
- Collaborating with stakeholders to ensure appropriate resolution of compliance matters
- Supporting reporting of compliance items to multiple constituencies

**The Minimum Qualifications**
- Bachelor’s Degree
- 5+ years of work experience in financial services

**The Ideal Qualifications**
- Bachelor’s Degree in Finance, Accounting or Legal Studies, preferred
- 5+ years of work experience in financial services, preferably in a compliance role
- Knowledge of investments, including derivatives, preferred
- Strong analytical, problem solving and issue resolution skills
- Excellent verbal and written communication skills
- Strong organizational and time management skills
- Ability to work independently, prioritize work, and meet deadlines
- Proficient with Microsoft Office tools (Outlook, Excel, Word, etc.)

**What to Expect as Part of MassMutual and the Team**
- Regular meetings with the Investment Compliance Team
- Focused one-on-one meetings with your manager
- Access to mentorship opportunities
- Networking opportunities including access to Asian, Hispanic/Latinx, African American, women, LGBTQ, veteran and disability-focused Business Resource Groups
- Access to learning content on Degreed and other informational platforms
- Your ethics and integrity will be valued by a company with a strong and stable ethical business with industry leading pay and benefits

LI-MM1

MassMutual is an Equal Employment Opportunity employer Minority/Female/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran. We welcome all persons to apply. Note: Veterans are welcome to apply, regardless of their discharge status.