Business Analyst for Primary Dealership
2 weeks ago
**Role**:Business Analyst for Primary Dealership**
**Location: NYC, NY (Hybrid)**
**Rate: 70$ Hr on C2C**
**Experience: 12+Years**
Job Overview:
**Mandatory Skills: Business Analyst, Primary Dealership, and FR2004 Reporting.**
**Duties**:
- Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
- Documentation of all required meeting materials
- Risk and issue identification, communication and resolution.
- Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.
- Objectives planning, defining scope and deliverables
- Project plan development including activity planning, sequencing and resource management
- Research regulatory impact of new business initiatives on margin policies.
- Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our inter-affiliate transactions
- Continue to improve automation for all aspects of regulatory requirements.
- Further document and improve regulatory controls and procedures.
- Participate in external audits and queries from regulators and auditors
**Skills**:
- Delivery of large multi-functional projects.
- Experience in the development of program documentation as noted above
- Ability to present well and communicate clearly
- Ability to multitask and work in a team environment
- Excel, Word, PowerPoint skills a requirement
- Five-plus years of margin operations experience related to Regulation T, FINRA Rule 4210
- Prior experience in a highly automated environment and the ability to recommend a system or process improvements is a plus.
**Key Word - “Primary Dealership” and "FR2004 Reporting"**
Experience dealing with primary dealers to report their trading activities and their cash and financing positions in Treasury and other securities.
- **Key Word - “Primary Dealership”**:
- **Experience dealing with primary dealers to report their trading activities and their cash and financing positions in Treasury and other securities.**:
- People who have worked in the past for below companies - Managing Government BONDS:
- ASL Capital Markets Inc.
- Bank of Montreal, Chicago Branch
- Bank of Nova Scotia, New York Agency
- BNP Paribas Securities Corp.
- Barclays Capital Inc.
- BofA Securities, Inc.
- Cantor Fitzgerald & Co.
- Citigroup Global Markets Inc.
- Daiwa Capital Markets America Inc.
- Deutsche Bank Securities Inc.
- Goldman Sachs & Co. LLC
- HSBC Securities (USA) Inc.
- Jefferies LLC
- J.P. Morgan Securities LLC
- Mizuho Securities USA LLC
- Morgan Stanley & Co. LLC
- NatWest Markets Securities Inc.
- Nomura Securities International, Inc.
- RBC Capital Markets, LLC
- Santander US Capital Markets LLC
- Societe Generale, New York Branch
- TD Securities (USA) LLC
- UBS Securities LLC.
- Wells Fargo Securities, LLC
**Job Type**: Contract
Pay: $65.00 - $70.00 per hour
Schedule:
- 8 hour shift
**Experience**:
- Primary Dealership: 10 years (required)
- FR2004 Reporting: 10 years (required)
Ability to Relocate:
- Andes, NY 13731: Relocate before starting work (required)
Work Location: Hybrid remote in Andes, NY 13731