Agent Compliance Reviewer

6 days ago

Phoenix, United States Ria Full time

As a company whose mission is to be the most progressive and inclusive money transfer business in the
world, Ria delivers highly reliable payment services to our customers. With locations in over 402k
locations in 165 countries, we have adopted the true identity of what it means to be multicultural. Our
commitment to future growth is ingrained in everything we do, from global expansion and partnerships
to our persistent focus on the ultimate customer experience.

This position provides support to the Compliance Department by ensuring agents are in compliance with section 352 of the USA PATRIOT Act, the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) and internal policies and procedures. Conducts assessments of agent’s compliance program and provides AML training to agent and its employees. Serves as an active team member in supporting department’s growth and goals to ensure sound operational understanding and implementation of operational procedures. Makes recommendations to Compliance Officer on organization and workflow of Agent Compliance Review Program.
- Ensure agents are in compliance with section 352 of the USA PATRIOT Act, the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) and internal policies and procedure
- Asses the agent’s knowledge of the BSA and other AML regulations
- Conduct assessments of agent’s compliance program and provides AML training to agent and its employees
- Serve as an active team member in supporting department’s growth and goals to ensure sound operational understanding and implementation of operational procedures
- Recommend Compliance Officer on organization and workflow of Agent Compliance Review Program
- Examine and evaluates Agent’s Compliance Program to ensure compliance with section 352 of the USA PATRIOT Act
- Perform in-depth analysis of agent consumer transactions using Excel pivot tables to detect unusual/suspicious activity and ensure that transactions are within expected transaction amounts to Agent’s main country corridor
- Prepare and file Suspicious Activity Reports (SARs) for suspicious activity detected during the review
- Provide AML/BSA training and consumer protection training to the agent owner, agent compliance officer, CES store employees and agent employees
- Prepare and submit final report
- Follow-up on outstanding issues and recommendations
- Review and update agent file to ensure compliance with internal policies and procedures.
- Will be in charge to conduct a Stress Test and attempt to place transactions in order to insure our Agents are in compliance with all CES’ policies and procedures.
- Continue to increase knowledge of relevant anti-money laundering laws and regulations
- Perform other miscellaneous duties as assigned
- Ability to travel at least one or 2 weeks domestically in the US, including Puerto Rico and Virgin Islands.
- Remote opportunity to work from home or corporate office 50% of the time
- Fluent in English and Spanish
- Batchelor diploma or equivalent
- Proficient in Office Platform, like Word, Excel and Power Point
- Self-starter, analytical skills, organized and able to meet deadlines
- Minimum of one year in AML compliance related activities
- Knowledge of money laundering compliance requirements for money service businesses
- At least 2 years of experience in Compliance and financial companies.

Our benefits package includes medical, dental, vision insurance, 401K, employee stock options, paid time off, HSA/FSA, short-term/long-term disability, tuition assistance, growth opportunities, and much more. The salary range for this position is $25.00 hourly. Actual starting compensation may vary based upon geographic location, work experience, and skills.

Ria values diversity and is proud to be an equal opportunity employer. We provide equal opportunities to all employees and applicants, regardless of race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws.

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