Investment Compliance Analyst

1 week ago

Hartford, United States Talcott Financial Group Full time

Talcott Financial Group is an international life insurance group and the industry’s trusted partner for comprehensive risk solutions. Talcott creatively designs and expertly delivers responsive solutions that transfer risk and manage capital in a way that supports the strategic needs of insurers today and into the future.
Talcott Financial Group has a proven track record of well-executed transactions, and the enterprise benefits from its strong financial position with over $120 billion in assets under management, its investment-grade financial strength ratings, and its partnership with Sixth Street, a leading global investment firm.
**Talcott Financial Group’s two core business platforms include**: U.S. based Talcott Resolution and Bermuda and Cayman based Talcott Re.

**Overview**:
**Primary Responsibilities**:

- Ownership of Talcott’s Investment compliance systems and processes.
- Coordinate the review and communication of breaches, both actual and anticipated, with internal personnel including Heads of Credit, ALM and CIO, and external entities including asset managers and reinsurance partners.
- Update and maintain compliance policy and procedures
- Prepare and present periodic investment compliance reporting to CIO and external partners
- Enhance and maintain Talcott’s ESG compliance processes
- Remain updated on all regulatory changes contemplated or made while collaborating with others across Talcott including Law, Actuarial and Finance
- Add value to various Investment Operations initiatives, especially during new business acquisitions

**Qualifications**:

- 2-5 years of relevant compliance and/or operations experience in the investment management space
- Bachelor’s Degree with a business major focus (finance, accounting, business administration, etc.)
- Working knowledge of investment advisory rules and regulations
- Ability to perform research, analysis and interpret financial data
- Demonstrated ability to manage tight deadlines within a highly-matrixed environment
- Strong working knowledge of MS Excel and data manipulation
- Familiarity with MS SQL queries is a plus
- Keen attention to detail and ability to multi-task
- Creative and proactive problem-solving skills
- Excellent written and verbal communication skills
- Demonstrate cooperation and collaboration in a team setting
- Excellent prioritization and organizational ability

  • Investment Performance Analyst

    4 weeks ago

    Hartford, United States augmentjobs Full time

    Job DescriptionJob DescriptionJob Description: We are seeking a skilled Investment Performance Analyst to join our dynamic team. The Investment Performance Analyst will be responsible for evaluating and analyzing the performance of various investment portfolios, providing insights and recommendations to optimize returns and mitigate risks. This role requires...

  • Investment Analyst

    3 weeks ago

    Hartford, United States MassMutual Full time

    Role: Investment Analyst Department: Investment Management Team: Quantitative Research & Development Location: Springfield, MA or Boston, MA - Hybrid Position: Full-Time (3+ days in office per week) The Opportunity As an Investment Analyst, you will be part of the investment team responsible for accurate and timely portfolio analytics for MassMutual’s...

  • Investment Analyst

    3 weeks ago

    Hartford, United States MassMutual Full time

    Role: Investment Analyst Department: Investment Management Team: Quantitative Research & Development Location: Springfield, MA or Boston, MA - Hybrid Position: Full-Time (3+ days in office per week) The Opportunity As an Investment Analyst, you will be part of the investment team responsible for accurate and timely portfolio analytics for MassMutual’s...

  • Investment Operations Analyst

    2 weeks ago

    Hartford, United States The Hartford Full time

    Analyst, Business Operations - VKANH3 We’re determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here means having every opportunity to achieve your goals - and to help others accomplish theirs, too. Join our team as we help shape the future. Investment Operations Analyst - Trade...

  • Security and Compliance Analyst

    3 weeks ago

    Hartford, United States Wolters Kluwer Full time

    Security Risk and Compliance Analyst will operate within a divisional security team reporting to the Director of Information Security. Analyst will be responsible for risk assessment, reporting and audit of Customer facing applications supporting the Tax and Accounting (TAA) and Corporate Performance (CP&ESG) application portfolio. Primary responsibilities...

  • Private Equity Funds Investment Senior Analyst

    4 weeks ago

    Hartford, United States augmentjobs Full time

    Job Description Job Description Job Description: As a Private Equity Funds Investment Senior Analyst, you will be an integral part of our investment team, responsible for conducting thorough analysis and due diligence on potential private equity fund investments. Your primary objective will be to assess investment opportunities, develop investment theses,...

  • Private Equity Funds Investment Senior Analyst

    3 weeks ago

    Hartford, United States augmentjobs Full time

    Job Description Job Description Job Description: As a Private Equity Funds Investment Senior Analyst, you will be an integral part of our investment team, responsible for conducting thorough analysis and due diligence on potential private equity fund investments. Your primary objective will be to assess investment opportunities, develop investment theses,...

  • Private Equity Funds Investment Senior Analyst

    4 weeks ago

    Hartford, United States augmentjobs Full time

    Job DescriptionJob DescriptionJob Description:As a Private Equity Funds Investment Senior Analyst, you will be an integral part of our investment team, responsible for conducting thorough analysis and due diligence on potential private equity fund investments. Your primary objective will be to assess investment opportunities, develop investment theses, and...

  • Private Equity Funds Investment Senior Analyst

    7 days ago

    Hartford, Connecticut, United States augmentjobs Full time

    Job Description Job Description Job Description:As a Private Equity Funds Investment Senior Analyst, you will be an integral part of our investment team, responsible for conducting thorough analysis and due diligence on potential private equity fund investments. Your primary objective will be to assess investment opportunities, develop investment theses, and...

  • Cybersecurity Risk and Compliance Senior Analyst

    4 weeks ago

    Hartford, United States ASSA ABLOY Full time

    ASSA ABLOY Cybersecurity Risk and Compliance Senior Analyst - , Connecticut Apply Now Career Opportunities: Cybersecurity Risk and Compliance Senior Analyst (25904) Requisition ID 25904 - Posted - Sargent Manufacturing Company - Architectural Hardware Group - USA: Connecticut (Remote) More (1) - IT, Telecom & Internet - Posting Country (1) - Yes - Mid-senior...

  • Cybersecurity Risk and Compliance Senior Analyst

    3 weeks ago

    Hartford, United States ASSA ABLOY Full time

    ASSA ABLOY Cybersecurity Risk and Compliance Senior Analyst - , Connecticut Apply Now Career Opportunities: Cybersecurity Risk and Compliance Senior Analyst (25904) Requisition ID 25904 - Posted - Sargent Manufacturing Company - Architectural Hardware Group - USA: Connecticut (Remote) More (1) - IT, Telecom & Internet - Posting Country (1) - Yes - Mid-senior...

  • Private Equity Funds Investment Senior Analyst

    4 weeks ago

    Hartford, CT, United States augmentjobs Full time

    Job Description Job Description Job Description: As a Private Equity Funds Investment Senior Analyst, you will be an integral part of our investment team, responsible for conducting thorough analysis and due diligence on potential private equity fund investments. Your primary objective will be to assess investment opportunities, develop investment...

  • Private Equity Funds Investment Senior Analyst

    4 weeks ago

    Hartford, CT, United States augmentjobs Full time

    Job Description Job Description Job Description: As a Private Equity Funds Investment Senior Analyst, you will be an integral part of our investment team, responsible for conducting thorough analysis and due diligence on potential private equity fund investments. Your primary objective will be to assess investment opportunities, develop investment theses,...

  • Director of Compliance

    4 weeks ago

    Hartford, United States Roots Recruiting Full time

    Director of Compliance to become CCO (Fairfield, CT): Our client is seeking a Director of Compliance to join their growing team. The Director of Compliance will be responsible for overseeing and managing all aspects of the company's compliance program, ensuring adherence to regulatory requirements and internal policies. This role would turn into a CCO...

  • Associate Director, Research Analyst

    2 months ago

    Hartford, United States UBS Full time

    United States - Connecticut - Management Group - Asset Management **Job Reference #** - 293409BR **City** - Hartford **Job Type** - Full Time **Your role** - Are you an innovative thinker? Are you focused on the details, even when under pressure? Do you enjoy delivering enhanced change capabilities across a range of business functions? - We’re looking...

  • Assistant Investmernt Analyst

    4 weeks ago

    Hartford, United States The Hartford Full time

    Assistant Investment Analyst - DFH801 We’re determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here means having every opportunity to achieve your goals - and to help others accomplish theirs, too. Join our team as we help shape the future. HIMCO is seeking an Assistant Research...

  • Investment Operations

    1 week ago

    Hartford, United States NAMCO Services, LLC Full time

    **Job Summary** Responsible for the timely and efficient settlement of investment transactions including purchases, sales, transfers, and corporate actions for public and private bonds, bank loans, mortgage loans, and limited partnerships. Settle trades with the goal of minimizing trade failures and ensuring efficient information flow to all relevant...

  • Assistant Asset Management Analyst

    1 week ago

    Hartford, United States The Hartford Full time

    Assistant Asset Management Analyst - VZH8A3 We’re determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here means having every opportunity to achieve your goals - and to help others accomplish theirs, too. Join our team as we help shape the future. HIMCO (The Hartford Investment...

  • Head of Commercial Mortgage

    7 days ago

    Hartford, United States MassMutual Full time

    MassMutual is growing and with the evolution of the real estate markets, our real estate debt and equity investment portfolios continue to become more complex and more diverse in sourcing, management and exposures. The Head of Commercial Mortgage Loans will be responsible for developing investment strategies and overseeing the execution of investment...

  • Business Analyst Sr

    2 weeks ago

    Hartford, United States TEKRRA1 Full time

    Job DescriptionJob DescriptionPROJECT/SYSTEM/PROGRAM OVERVIEWThe Department of Children and Families depends on the core, mission-critical applications, LINK and IV-E, Connecticuts Federally reimbursed SACWIS (Statewide Automated Child Welfare Information System). Implemented in 1996, available on every desktop, and used by over 2,000 social workers and case...