Attorney-Adviser, Securities Market Oversight

Division Of Examinations Attorney-Adviser (Junior Attorney - Exams) The Division of Examinations is seeking an early career Attorney-Adviser (Junior Attorney - EXAMS), SK0905-11/12 in the Office of Broker-Dealers (BDX), Office of FINRA and Securities Industry Oversight (FSIO) Office of Investment Advisers and Investment Companies (IA/IC) and Office of...

Capital Markets Associate Attorney Locations: Santa Monica, Downtown Los Angeles, San Diego, San Francisco Direct Counsel is seeking a Capital Markets Associate Attorney to join a leading national corporate law firm with an internationally recognized Capital Markets & Public Securities practice. This role is ideal for associates with strong experience in...

Junior Attorney - EXAMS The mission of the Division of Examinations is to protect investors, ensure market integrity and support responsible capital formation through risk-focused strategies that: improve compliance; prevent fraud; monitor risk; and inform policy. In this role as a Junior Attorney - EXAMS, you will be responsible for: Participating in and...

Junior Attorney - EXAMS The mission of the Division of Examinations is to protect investors, ensure market integrity and support responsible capital formation through risk-focused strategies that: improve compliance; prevent fraud; monitor risk; and inform policy. In this role as a Junior Attorney - EXAMS, you will be responsible for: Participating in and...

Hiring Agency: Securities and Exchange Commission Department: Other Agencies and Independent Organizations The Division of Examinations is seeking a early career Attorney-Adviser, SK0905-11/12 in the Office of Broker-Dealers (BDX), Office of FINRA and Securities Industry Oversight (FSIO) Office of Investment Advisers and Investment Companies (IA/IC) and...

U.S. Securities and Exchange Commission’s Division of Enforcement, Market Abuse Unit is seeking a General Attorney to investigate and prosecute matters involving large-scale abusive market practices by institutions and professionals. Applicants must meet J.D.or LL.B. and active bar membership requirements, and fulfill extensive qualification criteria. This...

Regional Fleet Security AdviserTemporary position for 26 weeks. As Regional Fleet Security Adviser you will focuses on investigating, preventing, and mitigating incidents like vandalism, aggressive behavior, and minor collisions involving autonomous vehicles. Job Locations:Atlanta, GAAustin,

Capital Markets Associate Attorney Location: Dallas, TX; Atlanta, GA; Austin, TX; Boston, MA; Century City, Los Angeles, CA; Chicago, IL; Denver, CO; Houston, TX; Downtown Los Angeles, CA; Miami, FL; New York, NY; Orange County, CA; Philadelphia, PA; Pittsburgh, PA; Princeton, NJ; Richmond, VA; San Francisco, CA; Silicon Valley, CA; Tysons, VA; Washington,...

Market Abuse Unit Attorney In this role as a Market Abuse Unit Attorney, you will be responsible for: Conducting complex SEC investigations involving potential violations of the federal securities laws, including but not limited to market manipulation, insider trading, front-running, cherry picking, and hack-to-trade schemes as well as potential violations...